General Moly, Inc Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows, 59 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-27: Reporting owner Roswell R Scott; Form 4; Security Common stock purchase warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2019-12-27: Reporting owner Pennington Robert Ira; Form 4; Security Common stock purchase warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2019-12-27: Reporting owner Loving Gary A; Form 4; Security Common stock purchase warrants (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-12-27: Reporting owner Loving Gary A; Form 4; Security Common stock purchase warrants (right to buy); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-27 | Roswell R Scott Officer (Chief Legal Officer) | 4 | Common stock purchase warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +30,939 30,939 owned after | $0.35 exercise price | 2020-01-06 | |
| 2019-12-27 | Pennington Robert Ira Officer (Chief Operating Officer) | 4 | Common stock purchase warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +77,346 77,346 owned after | $0.35 exercise price | 2020-01-06 | |
| 2019-12-27 | Loving Gary A Director | 4 | Common stock purchase warrants (right to buy) Derivative · Indirect · By Gary A. Loving and Lynn S. Loving Family Trust dated 12/1/1997 | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +153,186 153,186 owned after | $0.35 exercise price | 2020-01-06 | |
| 2019-12-27 | Loving Gary A Director | 4 | Common stock purchase warrants (right to buy) Derivative · Indirect · By Gary A. Loving and Lynn S. Loving Family Trust dated 12/1/1997 | P Open market or private purchase of non-derivative or derivative security | +29,100 29,100 owned after | $0.35 exercise price | 2020-01-06 | |
| 2019-12-27 | HANSEN BRUCE D Director, Officer (Chief Executive Officer & CFO) | 4 | Common stock purchase warrants (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,174,024 1,174,024 owned after | $0.35 exercise price | 2020-01-06 | |
| 2019-12-27 | HANSEN BRUCE D Director, Officer (Chief Executive Officer & CFO) | 4 | Common stock purchase warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +223,700 223,700 owned after | $0.35 exercise price | 2020-01-06 | |
| 2018-10-18 | HANSEN BRUCE D Director, Officer (Chief Executive Officer & CFO) | 4 | Common stock purchase warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,000,000 2,000,000 owned after | $0.35 exercise price | 2018-10-22 | |
| 2015-01-28 | Chen Nelson Feng Director | 4 | Common Stock purchase warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $1.00 exercise price | 2015-01-30 | |
| 2015-01-28 | Loving Gary A Director | 4 | Common stock purchase warrants (right to buy) Derivative · Indirect · By Gary A. Loving and Lynn S. Loving Family Trust dated 12/1/1997 | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | $1.00 exercise price | 2015-01-29 | |
| 2015-01-28 | JAMES PATRICK M Director | 4 | Common stock purchase warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | $1.00 exercise price | 2015-01-29 | |
| 2015-01-28 | Shumway Lee Officer (Controller & Treasurer) | 4 | Common stock purchase warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $1.00 exercise price | 2015-01-29 | |
| 2015-01-28 | Roswell R Scott Officer (Corporate Counsel, VP HR) | 4 | Common stock purchase warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60,000 60,000 owned after | $1.00 exercise price | 2015-01-29 | |
| 2015-01-28 | Pennington Robert Ira Officer (Chief Operating Officer) | 4 | Common stock purchase warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +150,000 150,000 owned after | $1.00 exercise price | 2015-01-29 | |
| 2015-01-28 | Chaput David Officer (Chief Financial Officer) | 4 | Common stock purchase warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60,000 60,000 owned after | $1.00 exercise price | 2015-01-29 | |
| 2015-01-28 | HANSEN BRUCE D Director, Officer (Chief Executive Officer) | 4 | Common stock purchase warrants (right to buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,500,000 1,500,000 owned after | $1.00 exercise price | 2015-01-29 | |
| 2012-10-26 | Liu XiaoPing | Yang Xue | Hanlong (USA) Mining Investment Inc. | Sichuan Hanlong Group Co., Ltd | Hanlong Resources Ltd | Liu YiFan | Liu Geng 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,000,000 10,000,000 owned after | $4.23 exercise price | 2012-10-30 | |
| 2011-01-03 | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · Indirectly by Coghill Capital Management, LLC and Clint D. Coghill | X Exercise of in-the-money or at-the-money derivative security | −4,250,000 0 owned after | $3.66 | 2011-01-03 | |
| 2008-03-28 | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD | COGHILL CLINT D 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −784,333 2,948,028 owned after | $5.20 | 2008-04-01 | |
| 2008-03-28 | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD | COGHILL CLINT D 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −784,333 4,250,000 owned after | $5.20 | 2008-04-01 | |
| 2008-03-28 | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD | COGHILL CLINT D 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −784,333 4,250,000 owned after | $5.20 | 2008-04-01 | |
| 2008-03-28 | CCM Special Holdings Fund, L.P. 10% Owner | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −346,395 1,301,972 owned after | $5.20 | 2008-04-01 | |
| 2008-03-05 holding as of filing | CCM Special Holdings Fund, L.P. 10% Owner | 3 | Warrants Derivative · Direct | Holding | $3.75 exercise price | 2008-03-05 | ||
| 2008-03-05 holding as of filing | CCM Special Holdings Fund, L.P. 10% Owner | 3 | Warrants Derivative · Direct | Holding | $5.20 exercise price | 2008-03-05 | ||
| 2008-03-03 | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −1,301,972 2,948,028 owned after | $7.75 | 2008-03-05 | |
| 2008-03-03 | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −346,395 784,333 owned after | $5.50 | 2008-03-05 | |
| 2008-03-03 | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −1,301,972 4,250,000 owned after | $7.75 | 2008-03-05 | |
| 2008-03-03 | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −346,395 1,130,728 owned after | $5.50 | 2008-03-05 | |
| 2008-03-03 | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −1,301,972 4,250,000 owned after | $7.75 | 2008-03-05 | |
| 2008-03-03 | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −346,395 1,130,728 owned after | $5.50 | 2008-03-05 | |
| 2008-03-03 | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +1,301,972 8 owned after | $7.75 | 2008-03-05 | |
| 2008-03-03 | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +346,395 6 owned after | $7.75 | 2008-03-05 | |
| 2008-03-03 | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +1,301,972 4,250,000 owned after | $7.75 | 2008-03-05 | |
| 2008-03-03 | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +346,395 1,130,728 owned after | $5.50 | 2008-03-05 | |
| 2007-10-12 holding as of filing | CITADEL EQUITY FUND LTD | CITADEL L P | GRIFFIN KENNETH C | CITADEL INVESTMENT GROUP LLC | Citadel Derivatives Group, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Purchase Warrant Derivative · Direct | Holding | $5.20 exercise price | 2007-10-12 | ||
| 2007-10-12 holding as of filing | CITADEL INVESTMENT GROUP LLC | CITADEL EQUITY FUND LTD | Citadel Derivatives Group, LLC | GRIFFIN KENNETH C | CITADEL L P 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Purchase Warrant Derivative · Direct | Holding | $5.20 exercise price | 2007-10-12 | ||
| 2007-06-04 holding as of filing | CCM MASTER QUALIFIED FUND LTD | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · Indirectly by Coghill Capital Management, LLC | Holding | 5,380,728 owned after | $5.20 exercise price | 2007-06-04 | |
| 2007-06-04 holding as of filing | CCM MASTER QUALIFIED FUND LTD | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (Right to Buy) Derivative · Indirect · Indirectly by Clint D Coghill | Holding | 5,380,728 owned after | $5.20 exercise price | 2007-06-04 | |
| 2007-05-31 | CCM MASTER QUALIFIED FUND LTD | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +132,353 5,380,728 owned after | $5.20 exercise price | 2007-06-04 | |
| 2007-04-02 holding as of filing | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · Indirectly by Coghill Capital Management, LLC | Holding | 5,248,375 owned after | $5.20 exercise price | 2007-04-02 | |
| 2007-04-02 holding as of filing | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · Indirectly by Clint D. Coghill | Holding | 5,248,375 owned after | $5.20 exercise price | 2007-04-02 | |
| 2007-03-29 | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +998,375 5,248,375 owned after | $5.20 exercise price | 2007-04-02 | |
| 2007-03-22 | Dumont Robert L Officer (CFO and VP Business Strategies) | 4 | Common Stock Warrants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400,000 0 owned after | $1.00 exercise price | 2007-03-26 | |
| 2007-03-13 | BENJAMIN JOHN B Director | 4 | Common Stock Warrants (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $1.00 | 2007-03-16 | |
| 2006-09-18 holding as of filing | CCM MASTER QUALIFIED FUND LTD | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · Indirectly by Coghill Capital Management LLC | Holding | 4,250,000 owned after | $3.75 exercise price | 2006-09-18 | |
| 2006-09-18 holding as of filing | CCM MASTER QUALIFIED FUND LTD | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · Indirectly by Clint D. Coghill | Holding | 4,250,000 owned after | $3.75 exercise price | 2006-09-18 | |
| 2006-09-14 | CCM MASTER QUALIFIED FUND LTD | COGHILL CLINT D | COGHILL CAPITAL MANAGEMENT LLC 10% Owner | 10% Owner | 10% Owner | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +500,000 4,250,000 owned after | $0.45 | 2006-09-18 | |
| 2006-09-12 holding as of filing | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD | COGHILL CLINT D 10% Owner | 10% Owner | 10% Owner | 3/A | Warrants Derivative · Direct · (m) | Holding | $3.75 exercise price | 2006-09-12 | ||
| 2006-09-12 holding as of filing | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD | COGHILL CLINT D 10% Owner | 10% Owner | 10% Owner | 3/A | Warrants Derivative · Indirect · (m) | Holding | $3.75 exercise price | 2006-09-12 | ||
| 2006-09-12 holding as of filing | COGHILL CAPITAL MANAGEMENT LLC | CCM MASTER QUALIFIED FUND LTD | COGHILL CLINT D 10% Owner | 10% Owner | 10% Owner | 3/A | Warrants Derivative · Indirect · (m) | Holding | $3.75 exercise price | 2006-09-12 | ||
| 2006-05-19 | CHAPMAN ROBERT LLEE Director | 4 | Common Stock Warrants (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −10,000 0 owned after | $1.00 exercise price | 2006-12-19 | |
| 2006-05-18 | NANNA RICHARD F Director | 4 | Common Stock Warrants (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $0.40 exercise price | 2006-05-22 | |
| 2006-05-18 | RUSSELL ROBERT L Director | 4 | Commmon Stock Warrants (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600,000 0 owned after | $0.40 exercise price | 2006-05-22 | |
| 2006-04-07 | RUSSELL ROBERT DAVID Director | 4 | Common Stock Warrants (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500,000 0 owned after | $0.40 exercise price | 2006-04-17 | |
| 2006-04-07 | RUSSELL MATHEW FRANCIS Officer (Vice President - Operations) | 4 | Common Stock Warrants (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400,000 0 owned after | $0.40 exercise price | 2006-04-11 | |
| 2006-04-07 | RUSSELL MATHEW FRANCIS Officer (Vice President - Operations) | 4 | Common Stock Warrants (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $0.40 exercise price | 2006-04-11 | |
| 2006-03-14 | CHAPMAN ROBERT LLEE Director | 4 | Common Stock Warrants (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $0.40 exercise price | 2006-03-15 | |
| 2006-03-13 | PIERSON GENE W Director | 4 | Common Stock Warrants (Right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 0 owned after | $0.40 exercise price | 2006-12-12 | |
| 2006-02-24 holding as of filing | CCM MASTER QUALIFIED FUND LTD 10% Owner | 3 | Warrants Derivative · Direct | Holding | $3.75 exercise price | 2006-02-24 | ||
| 2006-01-10 | BENJAMIN JOHN B Director | 4 | Common Stock Warrant (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 185,000 owned after | $0.40 | 2006-01-12 |