General Moly, Inc Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows, 17 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-27: Reporting owner Loving Gary A; Form 4; Security 10% senior convertible promissory notes; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-12-27: Reporting owner HANSEN BRUCE D; Form 4; Security 10% senior convertible promissory notes; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-04-28: Reporting owner Chen Nelson Feng; Form 4; Security 10% Senior Convertible Notes; Transaction C Conversion of derivative security.
- 2015-04-28: Reporting owner Loving Gary A; Form 4; Security 10% senior convertible promissory notes; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-27 | Loving Gary A Director | 4 | 10% senior convertible promissory notes Derivative · Indirect · By Gary A. Loving and Lynn S. Loving Family Trust dated 12/1/1997 | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $0.00 | 2020-01-06 | |
| 2019-12-27 | HANSEN BRUCE D Director, Officer (Chief Executive Officer & CFO) | 4 | 10% senior convertible promissory notes Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −750,000 0 owned after | $0.00 | 2020-01-06 | |
| 2015-04-28 | Chen Nelson Feng Director | 4 | 10% Senior Convertible Notes Derivative · Direct | C Conversion of derivative security | −100,000 0 owned after | $0.54 exercise price | 2015-04-30 | |
| 2015-04-28 | Loving Gary A Director | 4 | 10% senior convertible promissory notes Derivative · Indirect · By Gary A. Loving and Lynn S. Loving Family Trust dated 12/1/1997 | C Conversion of derivative security | −100,000 100,000 owned after | $0.00 | 2015-04-29 | |
| 2015-04-28 | Shumway Lee Officer (Controller & Treasurer) | 4 | 10% senior convertible promissory notes Derivative · Direct | C Conversion of derivative security | −100,000 0 owned after | $0.52 exercise price | 2015-04-29 | |
| 2015-04-28 | Roswell R Scott Officer (Corporate Counsel, VP HR) | 4 | 10% senior convertible promissory notes Derivative · Direct | C Conversion of derivative security | −60,000 0 owned after | $0.52 exercise price | 2015-04-29 | |
| 2015-04-28 | Pennington Robert Ira Officer (Chief Operating Officer) | 4 | 10% senior convertible promissory notes Derivative · Direct | C Conversion of derivative security | −150,000 0 owned after | $0.52 exercise price | 2015-04-29 | |
| 2015-04-28 | Chaput David Officer (Chief Financial Officer) | 4 | 10% senior convertible promissory notes Derivative · Direct | C Conversion of derivative security | −60,000 0 owned after | $0.52 exercise price | 2015-04-29 | |
| 2015-04-28 | HANSEN BRUCE D Director, Officer (Chief Executive Officer) | 4 | 10% senior convertible promissory notes Derivative · Direct | C Conversion of derivative security | −750,000 750,000 owned after | $0.52 exercise price | 2015-04-29 | |
| 2015-01-28 | Chen Nelson Feng Director | 4 | 10% senior convertible promissory notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | no price filed | 2015-01-30 | |
| 2015-01-28 | Loving Gary A Director | 4 | 10% senior convertible promissory notes Derivative · Indirect · By Gary A. Loving and Lynn S. Loving Family Trust dated 12/1/1997 | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | no price filed | 2015-01-29 | |
| 2015-01-28 | JAMES PATRICK M Director | 4 | 10% senior convertible promissory notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +50,000 50,000 owned after | no price filed | 2015-01-29 | |
| 2015-01-28 | Shumway Lee Officer (Controller & Treasurer) | 4 | 10% senior convertible promissory notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | no price filed | 2015-01-29 | |
| 2015-01-28 | Roswell R Scott Officer (Corporate Counsel, VP HR) | 4 | 10% senior convertible promissory notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60,000 60,000 owned after | no price filed | 2015-01-29 | |
| 2015-01-28 | Pennington Robert Ira Officer (Chief Operating Officer) | 4 | 10% senior convertible promissory notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +150,000 150,000 owned after | no price filed | 2015-01-29 | |
| 2015-01-28 | Chaput David Officer (Chief Financial Officer) | 4 | 10% senior convertible promissory notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60,000 60,000 owned after | no price filed | 2015-01-29 | |
| 2015-01-28 | HANSEN BRUCE D Director, Officer (Chief Executive Officer) | 4 | 10% senior convertible promissory notes Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,500,000 1,500,000 owned after | no price filed | 2015-01-29 |