General Moly, Inc Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-05-15: Reporting owner Corrion Amanda; Form 3; Security Stock appreciation rights; Transaction Holding.
- 2017-05-15: Reporting owner Corrion Amanda; Form 3; Security Stock appreciation rights; Transaction Holding.
- 2017-05-15: Reporting owner Corrion Amanda; Form 3; Security Stock appreciation rights; Transaction Holding.
- 2017-05-15: Reporting owner Corrion Amanda; Form 3; Security Stock appreciation rights; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-05-15 holding as of filing | Corrion Amanda Officer (Controller/Principal Acctg Off) | 3 | Stock appreciation rights Derivative · Direct | Holding | $4.22 exercise price | 2017-05-15 | ||
| 2017-05-15 holding as of filing | Corrion Amanda Officer (Controller/Principal Acctg Off) | 3 | Stock appreciation rights Derivative · Direct | Holding | $5.49 exercise price | 2017-05-15 | ||
| 2017-05-15 holding as of filing | Corrion Amanda Officer (Controller/Principal Acctg Off) | 3 | Stock appreciation rights Derivative · Direct | Holding | $3.28 exercise price | 2017-05-15 | ||
| 2017-05-15 holding as of filing | Corrion Amanda Officer (Controller/Principal Acctg Off) | 3 | Stock appreciation rights Derivative · Direct | Holding | $3.72 exercise price | 2017-05-15 | ||
| 2017-05-15 holding as of filing | Corrion Amanda Officer (Controller/Principal Acctg Off) | 3 | Stock appreciation rights Derivative · Direct | Holding | $1.15 exercise price | 2017-05-15 | ||
| 2011-03-31 | McClain Gregory E Officer (VP Business Development) | 4 | Stock appreciation right Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $0.96 exercise price | 2011-04-04 | |
| 2009-06-18 holding as of filing | Shumway Lee Officer (Controller & Treasurer) | 3 | Stock appreciation right Derivative · Direct | Holding | $4.35 exercise price | 2009-06-18 | ||
| 2009-02-27 | Chaput David Officer (Chief Financial Officer) | 4 | Stock appreciation right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $0.76 exercise price | 2009-03-03 | |
| 2009-02-27 | HANSEN BRUCE D Director, Officer (Chief Executive Officer) | 4 | Stock appreciation right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.76 exercise price | 2009-03-03 | |
| 2009-02-05 | Zang Daniel G Officer (Controller & Treasurer) | 4 | Stock appreciation right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.96 exercise price | 2009-02-05 | |
| 2009-02-05 | McClain Gregory E Officer (VP Business Development) | 4 | Stock appreciation right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.96 exercise price | 2009-02-05 | |
| 2009-02-05 | Pennington Robert Ira Officer (VP Engineering & Construction) | 4 | Stock appreciation right Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $0.96 exercise price | 2009-02-05 | |
| 2007-04-27 holding as of filing | Chaput David Officer (Chief Financial Officer) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-04-27 |