General Moly, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 70 rows, 70 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-01-25: Reporting owner HANSEN BRUCE D; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-07-27: Reporting owner Campoy Ricardo M; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-03-14: Reporting owner LETTES MARK A; Form 3/A; Security Options (right to buy); Transaction Holding.
- 2012-01-27: Reporting owner RUSSELL ROBERT DAVID; Form 4; Security Stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-01-25 | HANSEN BRUCE D Director, Officer (Chief Executive Officer) | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +250,000 0 owned after | $2.78 exercise price | 2013-01-28 | |
| 2012-07-27 | Campoy Ricardo M Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 33,334 owned after | $2.34 exercise price | 2012-07-27 | |
| 2012-03-14 holding as of filing | LETTES MARK A Director | 3/A | Options (right to buy) Derivative · Direct | Holding | $4.34 exercise price | 2012-03-14 | ||
| 2012-01-27 | RUSSELL ROBERT DAVID Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.78 exercise price | 2012-01-30 | |
| 2012-01-27 | Campoy Ricardo M Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $2.78 exercise price | 2012-01-30 | |
| 2012-01-23 | HANSEN BRUCE D Director, Officer (Chief Executive Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300,000 250,000 owned after | $2.78 exercise price | 2012-01-24 | |
| 2012-01-05 | HANSEN BRUCE D Director, Officer (Chief Executive Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −164,029 550,000 owned after | $2.78 exercise price | 2012-01-06 | |
| 2012-01-03 | HANSEN BRUCE D Director, Officer (Chief Executive Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +35,971 714,029 owned after | $2.78 exercise price | 2012-01-04 | |
| 2011-06-02 | Campoy Ricardo M Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 66,667 owned after | $2.34 exercise price | 2011-06-03 | |
| 2011-03-30 | RUSSELL ROBERT DAVID Director | 4 | Stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $2.80 exercise price | 2011-03-31 | |
| 2011-03-09 | NANNA RICHARD F Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $2.80 exercise price | 2011-03-09 | |
| 2009-09-09 | NANNA RICHARD F Director | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $0.44 exercise price | 2009-09-10 | |
| 2009-09-09 | NANNA RICHARD F Director | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.75 exercise price | 2009-09-10 | |
| 2009-06-18 holding as of filing | Shumway Lee Officer (Controller & Treasurer) | 3 | Stock option (right to buy) Derivative · Direct | Holding | $10.57 exercise price | 2009-06-18 | ||
| 2008-10-17 | NANNA RICHARD F Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $0.11 exercise price | 2008-10-20 | |
| 2008-10-03 | RUSSELL ROBERT DAVID Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $0.11 exercise price | 2008-10-06 | |
| 2008-10-03 | RUSSELL ROBERT DAVID Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $0.44 exercise price | 2008-10-06 | |
| 2008-10-03 | RUSSELL ROBERT DAVID Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.75 exercise price | 2008-10-06 | |
| 2008-01-04 | RADFORD NORMAN A Director | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 55,000 owned after | $0.11 exercise price | 2008-01-04 | |
| 2007-11-12 | RADFORD NORMAN A Director | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 60,000 owned after | $0.11 exercise price | 2007-11-13 | |
| 2007-10-19 | Pennington Robert Ira Officer (VP Engineering & Construction) | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $7.98 exercise price | 2007-10-23 | |
| 2007-10-09 holding as of filing | Zang Daniel G Officer (Controller and Treasurer) | 3 | Options (Right to buy) Derivative · Direct | Holding | $5.31 exercise price | 2007-10-09 | ||
| 2007-10-02 | RADFORD NORMAN A Director | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 65,000 owned after | $0.11 exercise price | 2007-10-02 | |
| 2007-09-14 holding as of filing | Russell Andrew J Officer (Vice President Project Dev.) | 3 | Options (Right to buy) Derivative · Direct | Holding | $2.10 exercise price | 2007-09-14 | ||
| 2007-09-14 holding as of filing | Russell Andrew J Officer (Vice President Project Dev.) | 3 | Options (Right to buy) Derivative · Direct | Holding | $2.78 exercise price | 2007-09-14 | ||
| 2007-09-06 holding as of filing | McClain Gregory E Officer (V.P. Business Dev. & Marketing) | 3 | Options (Right to buy) Derivative · Direct | Holding | $6.57 exercise price | 2007-09-06 | ||
| 2007-08-17 | BENJAMIN JOHN B Director | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 0 owned after | $0.11 exercise price | 2007-08-21 | |
| 2007-08-02 | RUSSELL ROBERT L Director, Officer (Executive Director) | 4 | Options (Right to buy) Derivative · Indirect · By spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,000 0 owned after | $2.80 exercise price | 2007-08-02 | |
| 2007-07-20 | RUSSELL ROBERT L Director, Officer (Executive Director) | 4 | Options (Right to buy) Derivative · Indirect · By spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $0.44 exercise price | 2007-07-20 | |
| 2007-07-20 | RUSSELL ROBERT L Director, Officer (Executive Director) | 4 | Options (Right to buy) Derivative · Indirect · By spouse | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $0.75 exercise price | 2007-07-20 | |
| 2007-07-17 | RUSSELL ROBERT L Director, Officer (Executive Director) | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $0.44 exercise price | 2007-07-18 | |
| 2007-07-17 | RUSSELL ROBERT L Director, Officer (Executive Director) | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.75 exercise price | 2007-07-18 | |
| 2007-07-17 | RUSSELL ROBERT L Director, Officer (Executive Director) | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $0.75 exercise price | 2007-07-18 | |
| 2007-07-17 | RUSSELL ROBERT L Director, Officer (Executive Director) | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $2.80 exercise price | 2007-07-18 | |
| 2007-07-17 | RUSSELL ROBERT L Director, Officer (Executive Director) | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.78 exercise price | 2007-07-18 | |
| 2007-07-17 | RUSSELL ROBERT L Director, Officer (Executive Director) | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 0 owned after | $0.15 exercise price | 2007-07-18 | |
| 2007-05-21 | RADFORD NORMAN A Director | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 47,500 owned after | $0.44 exercise price | 2007-05-23 | |
| 2007-04-25 | Chaput David Officer (Chief Financial Officer) | 4 | Options(Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $6.40 exercise price | 2007-04-27 | |
| 2007-04-04 holding as of filing | LETTES MARK A Director | 3 | Options (Right to buy) Derivative · Direct | Holding | $4.69 exercise price | 2007-04-04 | ||
| 2007-01-30 | RUSSELL ROBERT DAVID Director | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 10,000 owned after | $2.78 exercise price | 2007-02-01 | |
| 2007-01-30 | CHAPMAN ROBERT LLEE Director | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.78 exercise price | 2007-02-01 | |
| 2007-01-30 | RUSSELL ROBERT L Director, Officer (Executive Director) | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.78 exercise price | 2007-02-01 | |
| 2007-01-30 | Campoy Ricardo M Director | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.78 exercise price | 2007-02-01 | |
| 2007-01-30 | Dumont Robert L Officer (CFO and VP Investor Relations) | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.78 exercise price | 2007-02-01 | |
| 2007-01-30 | HANSEN BRUCE D Director, Officer (Chief Executive Officer) | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $2.78 exercise price | 2007-02-01 | |
| 2007-01-26 | CHAPMAN ROBERT LLEE Director | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $0.30 exercise price | 2007-01-29 | |
| 2006-09-01 | BENJAMIN JOHN B Director | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 70,000 owned after | $0.11 exercise price | 2006-09-06 | |
| 2006-08-15 | RADFORD NORMAN A Director | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 75,000 owned after | $0.11 exercise price | 2006-08-17 | |
| 2006-08-09 | Pickren Roy A Jr Director | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.25 | 2006-08-10 | |
| 2006-08-09 | Campoy Ricardo M Director | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.25 | 2006-08-10 | |
| 2006-08-04 | Campoy Ricardo M Director | 4/A | Stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.34 exercise price | 2011-02-16 | |
| 2006-07-19 | RADFORD NORMAN A Director | 4 | Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.75 exercise price | 2006-07-20 | |
| 2006-04-28 holding as of filing | Miller Henry A Officer (CFO and Executive V.P.) | 3 | Options (Right to buy) Derivative · Direct | Holding | $3.32 exercise price | 2006-04-28 | ||
| 2006-04-28 holding as of filing | Miller Henry A Officer (CFO and Executive V.P.) | 3 | Options (Right to buy) Derivative · Direct | Holding | $3.32 exercise price | 2006-04-28 | ||
| 2006-04-28 holding as of filing | Miller Henry A Officer (CFO and Executive V.P.) | 3 | Options (Right to buy) Derivative · Direct | Holding | $3.32 exercise price | 2006-04-28 | ||
| 2006-04-05 | RUSSELL ROBERT L Director, Officer (Executive Director) | 4/A | Options (Right to buy) Derivative · Indirect · Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.80 exercise price | 2007-03-19 | |
| 2006-04-05 | RUSSELL ROBERT L Director, Officer (Executive Director) | 4/A | Options (Right to buy) Derivative · Indirect · Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.80 exercise price | 2007-03-19 | |
| 2006-04-05 | PIERSON GENE W Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.80 exercise price | 2006-04-18 | |
| 2006-04-05 | CHAPMAN ROBERT LLEE Director | 4 | Stock options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.80 exercise price | 2006-04-18 | |
| 2006-04-05 | RADFORD NORMAN A Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.80 exercise price | 2006-04-18 | |
| 2006-04-05 | BENJAMIN JOHN B Director | 4 | Stock options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.80 exercise price | 2006-04-18 | |
| 2006-04-05 | NANNA RICHARD F Director | 4 | Stock options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.80 exercise price | 2006-04-17 | |
| 2006-04-05 | RUSSELL ROBERT DAVID Director | 4 | Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.80 exercise price | 2006-04-17 | |
| 2006-04-05 | RUSSELL ROBERT L Director | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.80 exercise price | 2006-04-11 | |
| 2006-01-12 | Dumont Robert L Officer (VP - Business Development) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250,000 800,000 owned after | $0.72 | 2006-01-17 | |
| 2006-01-12 | Dumont Robert L Officer (VP - Business Development) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 600,000 owned after | $0.72 | 2006-01-17 | |
| 2006-01-12 | RUSSELL MATHEW FRANCIS Officer (VP - Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 1,325,000 owned after | $0.15 | 2006-01-17 | |
| 2006-01-12 | RUSSELL MATHEW FRANCIS Officer (VP - Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 1,225,000 owned after | $0.15 | 2006-01-17 | |
| 2006-01-12 | RUSSELL MATHEW FRANCIS Officer (VP - Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 1,125,000 owned after | $0.72 | 2006-01-17 | |
| 2006-01-12 | RUSSELL MATHEW FRANCIS Officer (VP - Operations) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 1,025,000 owned after | $0.72 | 2006-01-17 |