General Moly, Inc Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-01-09: Federal exemption Rule 506(b); Types of securities offered Debt; OptionToAcquire; Units consisting of promissory notes and warrants; Date of first sale 2019-12-27; Total offering amount $8,700,000.
- 2015-01-05: Federal exemption Rule 506(b); Types of securities offered Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Units consisting of senior convertible promissory notes and warrants to purchase common stock.; Date of first sale 2014-12-26; Total offering amount $9,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2020-01-09 | Rule 506(b) | Debt; OptionToAcquire; Units consisting of promissory notes and warrants | 2019-12-27 | $8,700,000 | $8,556,458 | $143,542 | 14 |
| 2015-01-05 | Rule 506(b) | Equity; Debt; OptionToAcquire; SecurityToBeAcquired; Units consisting of senior convertible promissory notes and warrants to purchase common stock. | 2014-12-26 | $9,000,000 | $8,535,000 | $465,000 | 21 |