General Moly, Inc Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-06-30: Reporting owner Corrion Amanda; Form 4; Security Restricted stock units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-06-30: Reporting owner Roswell R Scott; Form 4; Security Restricted stock units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-06-30: Reporting owner Pennington Robert Ira; Form 4; Security Restricted stock units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-06-30: Reporting owner HANSEN BRUCE D; Form 4; Security Restricted stock units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-06-30 | Corrion Amanda Officer (Controller/Principal Acctg Off) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −240,000 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Roswell R Scott Officer (Chief Legal Officer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400,000 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | Pennington Robert Ira Officer (Chief Operating Officer) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450,000 0 owned after | $0.00 | 2020-07-01 | |
| 2020-06-30 | HANSEN BRUCE D Director, Officer (Chief Executive Officer & CFO) | 4 | Restricted stock units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −550,000 0 owned after | $0.00 | 2020-07-01 | |
| 2020-01-16 | Corrion Amanda Officer (Controller/Principal Acctg Off) | 4 | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,000 240,000 owned after | $0.00 | 2020-01-17 | |
| 2020-01-16 | Roswell R Scott Officer (Chief Legal Officer) | 4 | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.00 | 2020-01-17 | |
| 2020-01-16 | Pennington Robert Ira Officer (Chief Operating Officer) | 4 | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 450,000 owned after | $0.00 | 2020-01-17 | |
| 2020-01-16 | HANSEN BRUCE D Director, Officer (Chief Executive Officer & CFO) | 4 | Restricted stock units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +550,000 550,000 owned after | $0.00 | 2020-01-17 |