FIRST SECURITY GROUP INC/TN Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-02-28: Reporting owner Haddock John Robert; Form 4; Security Stock Options - Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-02-28: Reporting owner Haddock John Robert; Form 4; Security Stock Options - Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-02-28: Reporting owner KRAMER D MICHAEL; Form 4; Security Stock Options - Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-02-28: Reporting owner KRAMER D MICHAEL; Form 4; Security Stock Options - Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-02-28 | Haddock John Robert Officer (EVP and CFO) | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 0 owned after | $2.33 exercise price | 2014-03-04 | |
| 2014-02-28 | Haddock John Robert Officer (EVP and CFO) | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +420,000 420,000 owned after | $2.33 exercise price | 2014-03-04 | |
| 2014-02-28 | KRAMER D MICHAEL Director, Officer (Chief Executive Officer) | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $2.33 exercise price | 2014-03-04 | |
| 2014-02-28 | KRAMER D MICHAEL Director, Officer (Chief Executive Officer) | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +525,000 525,000 owned after | $2.33 exercise price | 2014-03-04 | |
| 2014-02-28 | Tietz Christopher G Officer (EVP/Chief Credit Officer) | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −400,000 0 owned after | $2.33 exercise price | 2014-03-04 | |
| 2014-02-28 | Tietz Christopher G Officer (EVP/Chief Credit Officer) | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +420,000 420,000 owned after | $2.33 exercise price | 2014-03-04 | |
| 2014-02-28 | Cobb Denise M Officer (EVP and Chief Risk Officer) | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −250,000 0 owned after | $2.33 exercise price | 2014-03-04 | |
| 2014-02-28 | Cobb Denise M Officer (EVP and Chief Risk Officer) | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +262,500 262,500 owned after | $2.33 exercise price | 2014-03-04 |