FIRST SECURITY GROUP INC/TN Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-27: Reporting owner LUSK WILLIAM L JR; Form 4/A; Security Stock Option - Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-27: Reporting owner LUSK WILLIAM L JR; Form 4; Security Stock Option - Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-27: Reporting owner HOLLEY RODGER B; Form 4; Security Stock Option - Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-27: Reporting owner Haddock John Robert; Form 4; Security Stock Option - Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-27 | LUSK WILLIAM L JR Officer (Chief Financial Officer) | 4/A | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $11.35 exercise price | 2007-01-03 | |
| 2006-12-27 | LUSK WILLIAM L JR Officer (Controller) | 4 | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $11.35 exercise price | 2006-12-29 | |
| 2006-12-27 | HOLLEY RODGER B Director, Officer (President and CEO) | 4 | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $11.35 exercise price | 2006-12-29 | |
| 2006-12-27 | Haddock John Robert Officer (Controller) | 4 | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $11.35 exercise price | 2006-12-29 | |
| 2006-08-31 holding as of filing | Haddock John Robert Officer (Controller) | 3 | Stock Options - Right to Buy Derivative · Direct | Holding | $9.50 exercise price | 2006-08-31 | ||
| 2006-08-21 | Gibson Randall Lynn Director | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,584 4,584 owned after | $11.14 exercise price | 2006-08-22 | |
| 2006-06-23 | JACKSON CAROL H Director | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $11.30 exercise price | 2006-08-09 | |
| 2006-06-23 | KILBRIDE WILLIAM B Director | 4 | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $11.30 exercise price | 2006-08-09 | |
| 2006-06-23 | ANDERS J C HAROLD Director | 4 | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $11.30 exercise price | 2006-08-09 | |
| 2006-06-23 | KENDALL RALPH L Director | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $11.30 exercise price | 2006-08-09 | |
| 2006-06-23 | MARLER D RAY Director | 4 | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $11.30 exercise price | 2006-08-09 |