FIRST SECURITY GROUP INC/TN Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-31: Reporting owner Haddock John Robert; Form 4; Security Stock Options - Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-31: Reporting owner Haddock John Robert; Form 4; Security Stock Options - Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-31: Reporting owner Haddock John Robert; Form 4; Security Stock Options - Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-10-31: Reporting owner Haddock John Robert; Form 4; Security Stock Options - Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-31 | Haddock John Robert Officer (EVP and CFO) | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200 0 owned after | $95.00 exercise price | 2015-11-02 | |
| 2015-10-31 | Haddock John Robert Officer (EVP and CFO) | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 0 owned after | $113.50 exercise price | 2015-11-02 | |
| 2015-10-31 | Haddock John Robert Officer (EVP and CFO) | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −105 0 owned after | $90.80 exercise price | 2015-11-02 | |
| 2015-10-31 | Haddock John Robert Officer (EVP and CFO) | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −420,000 0 owned after | $2.33 exercise price | 2015-11-02 | |
| 2015-10-31 | Grant William F. III Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.98 exercise price | 2015-11-02 | |
| 2015-10-31 | Grant William F. III Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.33 exercise price | 2015-11-02 | |
| 2015-10-31 | Hurwich Adam Gabriel Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.33 exercise price | 2015-11-02 | |
| 2015-10-31 | Enden Henchy R Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.33 exercise price | 2015-11-02 | |
| 2015-10-31 | JACKSON CAROL H Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 0 owned after | $113.00 exercise price | 2015-11-02 | |
| 2015-10-31 | JACKSON CAROL H Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 0 owned after | $110.70 exercise price | 2015-11-02 | |
| 2015-10-31 | JACKSON CAROL H Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 0 owned after | $78.70 exercise price | 2015-11-02 | |
| 2015-10-31 | JACKSON CAROL H Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 0 owned after | $38.80 exercise price | 2015-11-02 | |
| 2015-10-31 | JACKSON CAROL H Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 0 owned after | $19.20 exercise price | 2015-11-02 | |
| 2015-10-31 | JACKSON CAROL H Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.98 exercise price | 2015-11-02 | |
| 2015-10-31 | JACKSON CAROL H Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.33 exercise price | 2015-11-02 | |
| 2015-10-31 | Kirkland Kelly Peters Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.98 exercise price | 2015-11-02 | |
| 2015-10-31 | Kirkland Kelly Peters Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.33 exercise price | 2015-11-02 | |
| 2015-10-31 | HALL WILLIAM CHARLES Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300 0 owned after | $6.00 exercise price | 2015-11-02 | |
| 2015-10-31 | HALL WILLIAM CHARLES Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.98 exercise price | 2015-11-02 | |
| 2015-10-31 | HALL WILLIAM CHARLES Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.33 exercise price | 2015-11-02 | |
| 2015-10-31 | Lane Robert R Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.98 exercise price | 2015-11-02 | |
| 2015-10-31 | Lane Robert R Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.33 exercise price | 2015-11-02 | |
| 2015-10-31 | Mauldin Larry D. Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.98 exercise price | 2015-11-02 | |
| 2015-10-31 | Mauldin Larry D. Director | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $2.33 exercise price | 2015-11-02 | |
| 2015-10-31 | Cobb Denise M Officer (EVP, COO & Chief Tech Ofcr) | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −262,500 0 owned after | $2.33 exercise price | 2015-11-02 | |
| 2015-10-31 | KRAMER D MICHAEL Director, Officer (Chief Executive Officer) | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −525,000 0 owned after | $2.33 exercise price | 2015-11-02 | |
| 2015-10-31 | Tietz Christopher G Officer (EVP/Chief Credit Officer) | 4 | Stock Options - Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −420,000 0 owned after | $2.33 exercise price | 2015-11-02 |