FIRST SECURITY GROUP INC/TN Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-27: Reporting owner JACKSON CAROL H; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-09-27: Reporting owner JACKSON CAROL H; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-09-27: Reporting owner JACKSON CAROL H; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2013-09-27: Reporting owner Tietz Christopher G; Form 4; Security Subscription Rights (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-27 | JACKSON CAROL H Director | 4 | Subscription Rights (right to buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −14,482 0 owned after | $1.50 exercise price | 2013-10-02 | |
| 2013-09-27 | JACKSON CAROL H Director | 4 | Subscription Rights (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −1,018 0 owned after | $1.50 exercise price | 2013-10-02 | |
| 2013-09-27 | JACKSON CAROL H Director | 4 | Subscription Rights (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −1,332 0 owned after | $1.50 exercise price | 2013-10-02 | |
| 2013-09-27 | Tietz Christopher G Officer (EVP/Chief Credit Officer) | 4 | Subscription Rights (right to buy) Derivative · Indirect · Patricia K. Tietz Income Only Trust | X Exercise of in-the-money or at-the-money derivative security | −3,268 0 owned after | $1.50 exercise price | 2013-09-30 | |
| 2013-09-27 | Mauldin Larry D. Director | 4 | Subscription Rights (right to buy) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −38,000 0 owned after | $1.50 exercise price | 2013-09-30 | |
| 2013-09-27 | KRAMER D MICHAEL Director, Officer (Chief Executive Officer) | 4 | Subscription Rights (right to buy) Derivative · Indirect · By 401(k) | X Exercise of in-the-money or at-the-money derivative security | −27,904 0 owned after | $1.50 exercise price | 2013-09-30 | |
| 2013-09-27 | Haddock John Robert Officer (EVP and CFO) | 4 | Subscription Rights (right to buy) Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −600 0 owned after | $1.50 exercise price | 2013-09-30 | |
| 2013-09-27 | Haddock John Robert Officer (EVP and CFO) | 4 | Subscription Rights (right to buy) Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −10,000 0 owned after | $1.50 exercise price | 2013-09-30 |