FIRST SECURITY GROUP INC/TN Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-07-24: Reporting owner Enden Henchy R; Form 4; Security Stock Options - Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-07-24: Reporting owner Hurwich Adam Gabriel; Form 4; Security Stock Options - Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-07-24: Reporting owner Lane Robert R; Form 4; Security Stock Options - Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-07-24: Reporting owner Tietz Christopher G; Form 4; Security Stock Options - Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-07-24 | Enden Henchy R Director | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.33 exercise price | 2013-07-26 | |
| 2013-07-24 | Hurwich Adam Gabriel Director | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.33 exercise price | 2013-07-26 | |
| 2013-07-24 | Lane Robert R Director | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.33 exercise price | 2013-07-26 | |
| 2013-07-24 | Tietz Christopher G Officer (EVP/Chief Credit Officer) | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $2.33 exercise price | 2013-07-26 | |
| 2013-07-24 | Cobb Denise M Officer (EVP and Chief Risk Officer) | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $2.33 exercise price | 2013-07-26 | |
| 2013-07-24 | Kirkland Kelly Peters Director | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.33 exercise price | 2013-07-26 | |
| 2013-07-24 | KRAMER D MICHAEL Director, Officer (Chief Executive Officer) | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $2.33 exercise price | 2013-07-26 | |
| 2013-07-24 | Haddock John Robert Officer (EVP and CFO) | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $2.33 exercise price | 2013-07-26 | |
| 2013-07-24 | Mauldin Larry D. Director | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.33 exercise price | 2013-07-26 | |
| 2013-07-24 | HALL WILLIAM CHARLES Director | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.33 exercise price | 2013-07-26 | |
| 2013-07-24 | Grant William F. III Director | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.33 exercise price | 2013-07-26 | |
| 2013-07-24 | JACKSON CAROL H Director | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.33 exercise price | 2013-07-26 |