FIRST SECURITY GROUP INC/TN Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-06-03: Reporting owner MARLER D RAY; Form 4; Security Stock Option - Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-06-03: Reporting owner KILBRIDE WILLIAM B; Form 4; Security Stock Option - Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-06-03: Reporting owner KENDALL RALPH L; Form 4; Security Stock Options - Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-06-03: Reporting owner JACKSON CAROL H; Form 4; Security Stock Options - Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-06-03 | MARLER D RAY Director | 4 | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $3.88 exercise price | 2009-06-05 | |
| 2009-06-03 | KILBRIDE WILLIAM B Director | 4 | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $3.88 exercise price | 2009-06-05 | |
| 2009-06-03 | KENDALL RALPH L Director | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $3.88 exercise price | 2009-06-05 | |
| 2009-06-03 | JACKSON CAROL H Director | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $3.88 exercise price | 2009-06-05 | |
| 2009-06-03 | Gibson Randall Lynn Director | 4 | Stock Options - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $3.88 exercise price | 2009-06-05 | |
| 2009-06-03 | ANDERS J C HAROLD Director | 4 | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $3.88 exercise price | 2009-06-05 | |
| 2009-02-13 holding as of filing | MONTGOMERY LLOYD L III Director, Officer (Chief Operating Officer) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 83,520 owned after | $6.94 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | MONTGOMERY LLOYD L III Director, Officer (Chief Operating Officer) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 25,200 owned after | $6.94 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | MONTGOMERY LLOYD L III Director, Officer (Chief Operating Officer) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 9,000 owned after | $8.33 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | MONTGOMERY LLOYD L III Director, Officer (Chief Operating Officer) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 8,600 owned after | $9.50 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | MONTGOMERY LLOYD L III Director, Officer (Chief Operating Officer) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 8,600 owned after | $11.35 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | MONTGOMERY LLOYD L III Director, Officer (Chief Operating Officer) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 3,850 owned after | $9.08 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | MARLER D RAY Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 3,600 owned after | $6.94 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | MARLER D RAY Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 3,600 owned after | $8.33 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | MARLER D RAY Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $9.78 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | MARLER D RAY Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $11.30 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | MARLER D RAY Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $11.07 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | LUSK WILLIAM L JR Officer (Chief Financial Officer) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 59,904 owned after | $5.34 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | LUSK WILLIAM L JR Officer (Chief Financial Officer) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 21,600 owned after | $6.94 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | LUSK WILLIAM L JR Officer (Chief Financial Officer) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 9,000 owned after | $8.33 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | LUSK WILLIAM L JR Officer (Chief Financial Officer) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 7,500 owned after | $9.50 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | LUSK WILLIAM L JR Officer (Chief Financial Officer) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 7,500 owned after | $11.35 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | LUSK WILLIAM L JR Officer (Chief Financial Officer) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 2,450 owned after | $9.08 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | KILBRIDE WILLIAM B Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 3,600 owned after | $6.94 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | KILBRIDE WILLIAM B Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 3,600 owned after | $8.33 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | KILBRIDE WILLIAM B Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $9.78 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | KILBRIDE WILLIAM B Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $11.30 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | KILBRIDE WILLIAM B Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $11.07 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | KENDALL RALPH L Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 3,600 owned after | $6.94 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | KENDALL RALPH L Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 3,600 owned after | $8.33 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | KENDALL RALPH L Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $9.78 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | KENDALL RALPH L Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $11.30 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | KENDALL RALPH L Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $11.07 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | JACKSON CAROL H Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 3,600 owned after | $6.94 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | JACKSON CAROL H Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 3,600 owned after | $8.33 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | JACKSON CAROL H Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $9.78 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | JACKSON CAROL H Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $11.30 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | JACKSON CAROL H Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $11.07 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | HOLLEY RODGER B Director, Officer (CEO) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 116,064 owned after | $5.34 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | HOLLEY RODGER B Director, Officer (CEO) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 57,600 owned after | $6.94 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | HOLLEY RODGER B Director, Officer (CEO) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 18,000 owned after | $8.33 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | HOLLEY RODGER B Director, Officer (CEO) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 17,500 owned after | $9.50 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | HOLLEY RODGER B Director, Officer (CEO) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 17,500 owned after | $11.35 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | HOLLEY RODGER B Director, Officer (CEO) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 6,050 owned after | $9.08 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | Haddock John Robert Officer (Controller) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 2,000 owned after | $9.50 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | Haddock John Robert Officer (Controller) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $11.35 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | Haddock John Robert Officer (Controller) | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 1,050 owned after | $9.08 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | Gibson Randall Lynn Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 4,584 owned after | $11.14 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | Gibson Randall Lynn Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $11.07 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | ANDERS J C HAROLD Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 3,600 owned after | $6.94 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | ANDERS J C HAROLD Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 3,600 owned after | $8.33 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | ANDERS J C HAROLD Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $9.78 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | ANDERS J C HAROLD Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $11.30 exercise price | 2009-02-13 | |
| 2009-02-13 holding as of filing | ANDERS J C HAROLD Director | 5 | Stock Option - Right to Buy Derivative · Direct | Holding | 5,000 owned after | $11.07 exercise price | 2009-02-13 |