EXELA TECHNOLOGIES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-12-27: Reporting owner CHADHA PAR; Form 4/A; Security Series A Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-12-27: Reporting owner CHADHA PAR; Form 4; Security Series A Convertible Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2023-10-13: Reporting owner Brown Matt; Form 3; Security Series A Preferred Stock; Transaction Holding.
- 2023-10-13: Reporting owner Brown Matt; Form 3; Security Series B Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-12-27 | CHADHA PAR Director, Officer (Executive Chairman) | 4/A | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +625,000 625,000 owned after | $0.00 | 2024-05-16 | |
| 2023-12-27 | CHADHA PAR Director, Officer (Executive Chairman) | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +625,000 625,000 owned after | $0.00 | 2024-04-24 | |
| 2023-10-13 holding as of filing | Brown Matt Officer (Interim CFO) | 3 | Series A Preferred Stock Non-derivative · Direct | Holding | 4,284 owned after | no price filed | 2023-10-13 | |
| 2023-10-13 holding as of filing | Brown Matt Officer (Interim CFO) | 3 | Series B Preferred Stock Non-derivative · Direct | Holding | 6,772 owned after | no price filed | 2023-10-13 |