EXELA TECHNOLOGIES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-05-23: Reporting owner CHADHA PAR | Chadha Sharon; Form 4; Security 6.00% Series B Cum. Convert Perpetual Preferred Stock; Transaction Holding.
- 2022-05-17: Reporting owner CHADHA PAR | Chadha Sharon; Form 4; Security 6.00% Series B Cum. Convert Perpetual Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-05-17: Reporting owner CHADHA PAR | Chadha Sharon; Form 4; Security 6.00% Series B Cum. Convert Perpetual Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-05-17: Reporting owner CHADHA PAR | Chadha Sharon; Form 4; Security 6.00% Series B Cum. Convert Perpetual Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-05-23 holding as of filing | CHADHA PAR | Chadha Sharon Director, Officer (Executive Chairman) | Director | 4 | 6.00% Series B Cum. Convert Perpetual Preferred Stock Derivative · Indirect · See Footnote | Holding | 48,031 owned after | $1.25 exercise price | 2022-05-23 | |
| 2022-05-17 | CHADHA PAR | Chadha Sharon Director, Officer (Executive Chairman) | Director | 4 | 6.00% Series B Cum. Convert Perpetual Preferred Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,438 10,438 owned after | $1.25 exercise price | 2022-05-23 | |
| 2022-05-17 | CHADHA PAR | Chadha Sharon Director, Officer (Executive Chairman) | Director | 4 | 6.00% Series B Cum. Convert Perpetual Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,640 4,640 owned after | $1.25 exercise price | 2022-05-23 | |
| 2022-05-17 | CHADHA PAR | Chadha Sharon Director, Officer (Executive Chairman) | Director | 4 | 6.00% Series B Cum. Convert Perpetual Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +167,269 195,646 owned after | $1.25 exercise price | 2022-05-23 | |
| 2022-05-17 | CHADHA PAR | Chadha Sharon Director, Officer (Executive Chairman) | Director | 4 | 6.00% Series B Cum. Convert Perpetual Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +285,606 285,606 owned after | $1.25 exercise price | 2022-05-23 | |
| 2022-05-17 | CHADHA PAR | Chadha Sharon Director, Officer (Executive Chairman) | Director | 4 | 6.00% Series B Cum. Convert Perpetual Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,204 5,204 owned after | $1.25 exercise price | 2022-05-23 | |
| 2022-05-17 | CHADHA PAR | Chadha Sharon Director, Officer (Executive Chairman) | Director | 4 | 6.00% Series B Cum. Convert Perpetual Preferred Stock Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +775 775 owned after | $1.25 exercise price | 2022-05-23 |