EXELA TECHNOLOGIES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-08-16: Reporting owner CHADHA PAR; Form 4; Security Series A Convertible Preferred Stock; Transaction Holding.
- 2018-06-20: Reporting owner CHADHA PAR; Form 4; Security Series A Convertible Preferred Stock; Transaction Holding.
- 2018-04-18: Reporting owner CHADHA PAR; Form 4; Security Series A Convertible Preferred Stock; Transaction Holding.
- 2018-04-18: Reporting owner HandsOn Fund 4 I, LLC | Ex-Sigma 2 LLC | HOV Capital III LLC | HOVS LLC | HandsOn Global Management, LLC | Adesi 234 LLC | hof 2 llc | Ex-Sigma LLC | HOV Services Ltd; Form 4; Security Series A Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-08-16 holding as of filing | CHADHA PAR Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | 2,669,233 owned after | no price filed | 2018-08-16 | |
| 2018-06-20 holding as of filing | CHADHA PAR Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 2,669,233 owned after | no price filed | 2018-06-20 | |
| 2018-04-18 holding as of filing | CHADHA PAR Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 2,669,233 owned after | no price filed | 2018-04-18 | |
| 2018-04-18 holding as of filing | HandsOn Fund 4 I, LLC | Ex-Sigma 2 LLC | HOV Capital III LLC | HOVS LLC | HandsOn Global Management, LLC | Adesi 234 LLC | hof 2 llc | Ex-Sigma LLC | HOV Services Ltd Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Direct · (m) | Holding | 2,669,233 owned after | no price filed | 2018-04-18 | |
| 2018-04-18 holding as of filing | HandsOn Fund 4 I, LLC | Ex-Sigma 2 LLC | HOV Capital III LLC | HOVS LLC | HandsOn Global Management, LLC | Adesi 234 LLC | hof 2 llc | Ex-Sigma LLC | HOV Services Ltd Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | 2,669,233 owned after | no price filed | 2018-04-18 | |
| 2018-04-04 holding as of filing | CHADHA PAR Director, 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · See Footnotes | Holding | 2,669,233 owned after | no price filed | 2018-04-04 |