EXELA TECHNOLOGIES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-11-21: Reporting owner HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC; Form 4; Security Series A Preferred Stock (as defined below); Transaction J Other acquisition or disposition (describe transaction).
- 2024-11-21: Reporting owner HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC; Form 4; Security Series A Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2024-11-21: Reporting owner HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC; Form 4; Security Series B Preferred Stock (as defined below); Transaction J Other acquisition or disposition (describe transaction).
- 2024-11-21: Reporting owner HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC; Form 4; Security Series A Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock (as defined below) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −61,928 50,669 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,669 0 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock (as defined below) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −48,031 0 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,649 8,713 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,713 0 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,204 0 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −674,329 551,723 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −551,723 0 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −196,421 0 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,640 0 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,438 0 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −343,750 281,250 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,669 331,919 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +551,723 883,642 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,713 892,355 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +48,031 48,031 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +5,204 53,235 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +196,421 249,656 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +4,640 254,296 owned after | no price filed | 2024-11-25 | |
| 2024-11-21 | HandsOn Global Management, LLC | hof 2 llc | HandsOn Fund 4 I, LLC | CHADHA PAR | Chadha Sharon | Adesi 234 LLC 10% Owner | 10% Owner | 10% Owner | Director, Officer (Executive Chairman), 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +10,438 264,734 owned after | no price filed | 2024-11-25 | |
| 2024-11-19 | Cogburn Ronald Clark Director | 4 | Series A Preferred Stock (as defined below) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,772 4,722 owned after | no price filed | 2024-11-21 | |
| 2024-11-19 | Reynolds James Director | 4 | Series A Preferred Stock (as defined below) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −63,124 51,646 owned after | no price filed | 2024-11-21 | |
| 2024-11-19 | Brown Matt Officer (Interim CFO) | 4 | Series A Preferred Stock (as defined below) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,356 1,928 owned after | no price filed | 2024-11-21 | |
| 2024-11-19 | Yannamani Suresh Officer (President) | 4 | Series A Preferred Stock (as defined below) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −9,810 8,026 owned after | no price filed | 2024-11-21 |