EXELA TECHNOLOGIES, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-07-24: Reporting owner Ex-Sigma LLC | HOV Capital III LLC | HOV Services Ltd | Adesi 234 LLC | CHADHA PAR | hof 2 llc | Ex-Sigma 2 LLC | HandsOn Global Management, LLC | HandsOn Fund 4 I, LLC | HOVS LLC; Form 3; Security Series A Convertible Preferred Stock, par value $0.0001; Transaction Holding.
- 2017-07-24: Reporting owner Ex-Sigma LLC | HOV Capital III LLC | HOV Services Ltd | Adesi 234 LLC | CHADHA PAR | hof 2 llc | Ex-Sigma 2 LLC | HandsOn Global Management, LLC | HandsOn Fund 4 I, LLC | HOVS LLC; Form 3; Security Series A Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-07-24 holding as of filing | Ex-Sigma LLC | HOV Capital III LLC | HOV Services Ltd | Adesi 234 LLC | CHADHA PAR | hof 2 llc | Ex-Sigma 2 LLC | HandsOn Global Management, LLC | HandsOn Fund 4 I, LLC | HOVS LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series A Convertible Preferred Stock, par value $0.0001 Derivative · Direct · (m) | Holding | no price filed | 2017-07-24 | ||
| 2017-07-24 holding as of filing | Ex-Sigma LLC | HOV Capital III LLC | HOV Services Ltd | Adesi 234 LLC | CHADHA PAR | hof 2 llc | Ex-Sigma 2 LLC | HandsOn Global Management, LLC | HandsOn Fund 4 I, LLC | HOVS LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2017-07-24 |