EXELA TECHNOLOGIES, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows, 30 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2023-10-13: Reporting owner Brown Matt; Form 3; Security Options; Transaction Holding.
- 2023-10-13: Reporting owner Brown Matt; Form 3; Security Options; Transaction Holding.
- 2020-02-27: Reporting owner Cogburn Ronald Clark; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2020-02-27: Reporting owner Cogburn Ronald Clark; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2023-10-13 holding as of filing | Brown Matt Officer (Interim CFO) | 3 | Options Derivative · Direct | Holding | $358.80 exercise price | 2023-10-13 | ||
| 2023-10-13 holding as of filing | Brown Matt Officer (Interim CFO) | 3 | Options Derivative · Direct | Holding | $78.00 exercise price | 2023-10-13 | ||
| 2020-02-27 holding as of filing | Cogburn Ronald Clark Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 111,000 owned after | $5.98 exercise price | 2020-02-27 | |
| 2020-02-27 holding as of filing | Cogburn Ronald Clark Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 111,000 owned after | $1.30 exercise price | 2020-02-27 | |
| 2020-02-27 holding as of filing | Murali Srinivasan Officer (President, Americas and APAC) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 102,600 owned after | $5.98 exercise price | 2020-02-27 | |
| 2020-02-27 holding as of filing | Murali Srinivasan Officer (President, Americas and APAC) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 102,600 owned after | $1.30 exercise price | 2020-02-27 | |
| 2020-02-27 holding as of filing | Reynolds James Director, Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 111,000 owned after | $5.98 exercise price | 2020-02-27 | |
| 2020-02-27 holding as of filing | Reynolds James Director, Officer (Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 111,000 owned after | $1.30 exercise price | 2020-02-27 | |
| 2020-02-27 holding as of filing | Fairchild Mark D. Officer (Pres., Exela Enterprise Sol.) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 54,600 owned after | $5.98 exercise price | 2020-02-27 | |
| 2020-02-27 holding as of filing | Fairchild Mark D. Officer (Pres., Exela Enterprise Sol.) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 54,600 owned after | $1.30 exercise price | 2020-02-27 | |
| 2020-02-27 holding as of filing | Sortur Shrikant Officer (Executive VP, Global Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 76,800 owned after | $5.98 exercise price | 2020-02-27 | |
| 2020-02-27 holding as of filing | Sortur Shrikant Officer (Executive VP, Global Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 76,800 owned after | $1.30 exercise price | 2020-02-27 | |
| 2020-02-27 holding as of filing | Yannamani Suresh Officer (President) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 111,000 owned after | $5.98 exercise price | 2020-02-27 | |
| 2020-02-27 holding as of filing | Yannamani Suresh Officer (President) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 111,000 owned after | $1.30 exercise price | 2020-02-27 | |
| 2019-08-26 | Robu Vitalie Officer (President, EMEA) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,800 85,800 owned after | $1.30 exercise price | 2019-08-28 | |
| 2019-08-26 | Murali Srinivasan Officer (President, Americas and APAC) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +102,600 102,600 owned after | $1.30 exercise price | 2019-08-28 | |
| 2019-08-26 | Cogburn Ronald Clark Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,000 111,000 owned after | $1.30 exercise price | 2019-08-28 | |
| 2019-08-26 | Yannamani Suresh Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,000 111,000 owned after | $1.30 exercise price | 2019-08-28 | |
| 2019-08-26 | Fairchild Mark D. Officer (Pres., Exela Enterprise Sol.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,600 54,600 owned after | $1.30 exercise price | 2019-08-28 | |
| 2019-08-26 | Reynolds James Director, Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,000 111,000 owned after | $1.30 exercise price | 2019-08-28 | |
| 2019-08-26 | Sortur Shrikant Officer (Executive VP, Global Finance) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,800 76,800 owned after | $1.30 exercise price | 2019-08-28 | |
| 2019-06-27 holding as of filing | Cogburn Ronald Clark Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 111,000 owned after | $5.98 exercise price | 2019-06-27 | |
| 2019-06-27 holding as of filing | Reynolds James Director, Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 111,000 owned after | $5.98 exercise price | 2019-06-27 | |
| 2019-03-29 holding as of filing | Murali Srinivasan Officer (President, Americas and APAC) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.98 exercise price | 2019-03-29 | ||
| 2019-03-29 holding as of filing | Robu Vitalie Officer (President, EMEA) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $5.98 exercise price | 2019-03-29 | ||
| 2018-08-31 | Fairchild Mark D. Officer (Pres., Exela Enterprise Sol.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,600 54,600 owned after | $5.98 exercise price | 2018-09-05 | |
| 2018-08-31 | Reynolds James Director, Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,000 111,000 owned after | $5.98 exercise price | 2018-09-05 | |
| 2018-08-31 | Cogburn Ronald Clark Director, Officer (Chief Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,000 111,000 owned after | $5.98 exercise price | 2018-09-05 | |
| 2018-08-31 | Yannamani Suresh Officer (President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,000 111,000 owned after | $5.98 exercise price | 2018-09-05 | |
| 2018-08-31 | Sortur Shrikant Officer (Executive VP, Global Finance) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,800 76,800 owned after | $5.98 exercise price | 2018-09-05 |