ESCALERA RESOURCES CO. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-26: Reporting owner Dole Richard; Form 4; Security Options: Right to buy; Transaction Holding.
- 2012-11-19: Reporting owner Huffman Clark; Form 4; Security Options: Right to Buy; Transaction Holding.
- 2012-11-19: Reporting owner Huffman Clark; Form 4; Security Options: Right to Buy; Transaction Holding.
- 2012-11-16: Reporting owner Hooley Kurtis; Form 4; Security Options: Right to Buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-26 holding as of filing | Dole Richard Director, Officer (Pres., CEO, Chairman of Board) | 4 | Options: Right to buy Derivative · Direct | Holding | 108,882 owned after | $14.81 exercise price | 2012-11-26 | |
| 2012-11-19 holding as of filing | Huffman Clark Officer (VP Operations) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.80 exercise price | 2012-11-19 | |
| 2012-11-19 holding as of filing | Huffman Clark Officer (VP Operations) | 4 | Options: Right to Buy Derivative · Direct | Holding | 4,860 owned after | $5.10 exercise price | 2012-11-19 | |
| 2012-11-16 holding as of filing | Hooley Kurtis Officer (COO) | 4 | Options: Right to Buy Derivative · Direct | Holding | 20,000 owned after | $20.43 exercise price | 2012-11-16 | |
| 2012-11-16 holding as of filing | Hooley Kurtis Officer (COO) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $14.36 exercise price | 2012-11-16 | |
| 2012-11-16 holding as of filing | Hooley Kurtis Officer (COO) | 4 | Options: Right to Buy Derivative · Direct | Holding | 53,469 owned after | $14.81 exercise price | 2012-11-16 | |
| 2012-06-14 holding as of filing | Huffman Clark Officer (VP Operations) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.80 exercise price | 2012-06-14 | |
| 2012-06-14 holding as of filing | Huffman Clark Officer (VP Operations) | 4 | Options: Right to Buy Derivative · Direct | Holding | 4,860 owned after | $5.10 exercise price | 2012-06-14 | |
| 2012-04-17 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4/A | Options: Right to buy Derivative · Direct | Holding | 12,000 owned after | $14.00 exercise price | 2012-04-17 | |
| 2012-04-17 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4/A | Options: Right to buy Derivative · Direct | Holding | 5,000 owned after | $7.79 exercise price | 2012-04-17 | |
| 2012-04-17 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4/A | Options: Right to buy Derivative · Direct | Holding | 2,630 owned after | $5.10 exercise price | 2012-04-17 | |
| 2012-04-17 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4/A | Options: Right to Buy Derivative · Direct | Holding | 20,000 owned after | $18.41 exercise price | 2012-04-17 | |
| 2012-04-17 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4/A | Options: Right to Buy Derivative · Direct | Holding | 8,000 owned after | $7.79 exercise price | 2012-04-17 | |
| 2012-04-17 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4/A | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.50 exercise price | 2012-04-17 | |
| 2012-04-17 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4/A | Options: Right to Buy Derivative · Direct | Holding | 4,193 owned after | $5.10 exercise price | 2012-04-17 | |
| 2012-03-19 holding as of filing | DEGENFELDER D STEVEN Officer (Vice President) | 4 | Options: Right to Buy Derivative · Direct | Holding | 18,000 owned after | $14.00 exercise price | 2012-03-19 | |
| 2012-03-19 holding as of filing | DEGENFELDER D STEVEN Officer (Vice President) | 4 | Options: Right to Buy Derivative · Direct | Holding | 48,608 owned after | $14.81 exercise price | 2012-03-19 | |
| 2012-03-15 holding as of filing | DEGENFELDER D STEVEN Officer (Vice President) | 4 | Options: Right to Buy Derivative · Direct | Holding | 18,000 owned after | $14.00 exercise price | 2012-03-15 | |
| 2012-03-15 holding as of filing | DEGENFELDER D STEVEN Officer (Vice President) | 4 | Options: Right to Buy Derivative · Direct | Holding | 48,608 owned after | $14.81 exercise price | 2012-03-15 | |
| 2012-03-09 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | Holding | 12,000 owned after | $14.00 exercise price | 2012-03-09 | |
| 2012-03-09 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | Holding | 5,000 owned after | $7.79 exercise price | 2012-03-09 | |
| 2012-03-09 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | Holding | 2,630 owned after | $5.10 exercise price | 2012-03-09 | |
| 2012-03-09 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 20,000 owned after | $18.41 exercise price | 2012-03-09 | |
| 2012-03-09 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 8,000 owned after | $7.79 exercise price | 2012-03-09 | |
| 2012-03-09 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.50 exercise price | 2012-03-09 | |
| 2012-03-09 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 4,193 owned after | $5.10 exercise price | 2012-03-09 | |
| 2012-01-09 holding as of filing | Huffman Clark Officer (VP Operations) | 3 | Options: Right to Buy Derivative · Direct | Holding | $4.80 exercise price | 2012-01-09 | ||
| 2012-01-09 holding as of filing | Huffman Clark Officer (VP Operations) | 3 | Options: Right to Buy Derivative · Direct | Holding | $5.10 exercise price | 2012-01-09 | ||
| 2012-01-05 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | Holding | 12,000 owned after | $14.00 exercise price | 2012-01-05 | |
| 2012-01-05 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | Holding | 5,000 owned after | $7.79 exercise price | 2012-01-05 | |
| 2012-01-05 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | Holding | 2,630 owned after | $5.10 exercise price | 2012-01-05 | |
| 2012-01-05 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 20,000 owned after | $18.41 exercise price | 2012-01-05 | |
| 2012-01-05 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 8,000 owned after | $7.79 exercise price | 2012-01-05 | |
| 2012-01-05 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.50 exercise price | 2012-01-05 | |
| 2012-01-05 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 4,193 owned after | $5.10 exercise price | 2012-01-05 | |
| 2012-01-03 holding as of filing | Jenkins Ashley Officer (Vice-President) | 4 | Options: Right to Buy Derivative · Direct | Holding | 20,000 owned after | $16.31 exercise price | 2012-01-03 | |
| 2012-01-03 holding as of filing | Jenkins Ashley Officer (Vice-President) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $7.79 exercise price | 2012-01-03 | |
| 2012-01-03 holding as of filing | Jenkins Ashley Officer (Vice-President) | 4 | Options: Right to Buy Derivative · Direct | Holding | 44,880 owned after | $4.50 exercise price | 2012-01-03 | |
| 2012-01-03 holding as of filing | DEGENFELDER D STEVEN Officer (Vice President) | 4 | Options: Right to Buy Derivative · Direct | Holding | 18,000 owned after | $14.00 exercise price | 2012-01-03 | |
| 2012-01-03 holding as of filing | DEGENFELDER D STEVEN Officer (Vice President) | 4 | Options: Right to Buy Derivative · Direct | Holding | 48,608 owned after | $14.81 exercise price | 2012-01-03 | |
| 2012-01-03 holding as of filing | Dole Richard Director, Officer (Pres., CEO, Chairman of Board) | 4 | Options: Right to buy Derivative · Direct | Holding | 108,882 owned after | $14.81 exercise price | 2012-01-03 | |
| 2012-01-03 holding as of filing | Hooley Kurtis Officer (CFO) | 4 | Options: Right to Buy Derivative · Direct | Holding | 20,000 owned after | $20.43 exercise price | 2012-01-03 | |
| 2012-01-03 holding as of filing | Hooley Kurtis Officer (CFO) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $14.36 exercise price | 2012-01-03 | |
| 2012-01-03 holding as of filing | Hooley Kurtis Officer (CFO) | 4 | Options: Right to Buy Derivative · Direct | Holding | 53,469 owned after | $14.81 exercise price | 2012-01-03 |