ESCALERA RESOURCES CO. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-20: Reporting owner Dole Richard; Form 4; Security $.10 Par Value Series A. Cumulative Preferred Stock; Transaction S Open market or private sale of non-derivative or derivative security.
- 2014-07-03: Reporting owner Dole Richard; Form 4; Security $.10 Par Value Series A. Cumulative Preferred Stock; Transaction Holding.
- 2014-04-09: Reporting owner Dole Richard; Form 4; Security $.10 Par Value Series A. Cumulative Preferred Stock; Transaction Holding.
- 2014-03-04: Reporting owner Dole Richard; Form 4; Security $.10 Par Value Series A. Cumulative Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-20 | Dole Richard Director | 4 | $.10 Par Value Series A. Cumulative Preferred Stock Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,090 0 owned after | $25.02 | 2014-08-22 | |
| 2014-07-03 holding as of filing | Dole Richard Director | 4 | $.10 Par Value Series A. Cumulative Preferred Stock Non-derivative · Direct | Holding | 1,090 owned after | no price filed | 2014-07-03 | |
| 2014-04-09 holding as of filing | Dole Richard Director | 4 | $.10 Par Value Series A. Cumulative Preferred Stock Non-derivative · Direct | Holding | 1,090 owned after | no price filed | 2014-04-09 | |
| 2014-03-04 holding as of filing | Dole Richard Director, Officer (Pres., CEO, Chairman of Board) | 4 | $.10 Par Value Series A. Cumulative Preferred Stock Non-derivative · Direct | Holding | 1,090 owned after | no price filed | 2014-03-04 | |
| 2014-01-03 holding as of filing | Dole Richard Director, Officer (Pres., CEO, Chairman of Board) | 4 | $.10 Par Value Series A. Cumulative Preferred Stock Non-derivative · Direct | Holding | 1,090 owned after | no price filed | 2014-01-03 | |
| 2013-01-02 holding as of filing | Dole Richard Director, Officer (Pres., CEO, Chairman of Board) | 4 | $.10 Par Value Series A. Cumulative Preferred Stock Non-derivative · Direct | Holding | 1,090 owned after | no price filed | 2013-01-02 | |
| 2012-11-21 | Dole Richard Director, Officer (Pres., CEO, Chairman of Board) | 4 | $.10 Par Value Series A. Cumulative Preferred Stock Non-derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | +290 1,090 owned after | $25.25 | 2012-11-26 | |
| 2012-01-03 holding as of filing | Dole Richard Director, Officer (Pres., CEO, Chairman of Board) | 4 | $.10 Par Value Series A. Cumulative Preferred Stock Non-derivative · Direct | Holding | 800 owned after | no price filed | 2012-01-03 | |
| 2011-10-06 holding as of filing | Dole Richard Director, Officer (Pres., CEO, Chairman of Board) | 4 | $.10 Par Value Series A. Cumulative Preferred Stock Non-derivative · Direct | Holding | 800 owned after | no price filed | 2011-10-06 | |
| 2011-08-09 | Dole Richard Director, Officer (Pres., CEO, Chairman of Board) | 4 | $.10 Par Value Series A. Cumulative Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +800 800 owned after | $24.50 | 2011-08-10 |