ESCALERA RESOURCES CO. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-07-03: Reporting owner COHEE ROY G; Form 4; Security Options: Right to Buy; Transaction Holding.
- 2007-07-03: Reporting owner COHEE ROY G; Form 4; Security Options: Right to Buy; Transaction Holding.
- 2007-07-03: Reporting owner Dole Richard; Form 4; Security Options: Right to Buy; Transaction Holding.
- 2007-07-03: Reporting owner Dole Richard; Form 4; Security Options: Right to Buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-07-03 holding as of filing | COHEE ROY G Director | 4 | Options: Right to Buy Derivative · Direct | Holding | 5,000 owned after | $18.52 exercise price | 2007-07-03 | |
| 2007-07-03 holding as of filing | COHEE ROY G Director | 4 | Options: Right to Buy Derivative · Direct | Holding | 5,000 owned after | $16.21 exercise price | 2007-07-03 | |
| 2007-07-03 holding as of filing | Dole Richard Director | 4 | Options: Right to Buy Derivative · Direct | Holding | 5,000 owned after | $16.21 exercise price | 2007-07-03 | |
| 2007-07-03 holding as of filing | Dole Richard Director | 4 | Options: Right to Buy Derivative · Direct | Holding | 1,000 owned after | $20.21 exercise price | 2007-07-03 | |
| 2007-07-03 holding as of filing | Dole Richard Director | 4 | Options: Right to Buy Derivative · Direct | Holding | 5,000 owned after | $18.52 exercise price | 2007-07-03 | |
| 2007-07-03 holding as of filing | BALABAN SIGMUND A Director | 4 | Options: Right to Buy Derivative · Direct | Holding | 5,000 owned after | $16.21 exercise price | 2007-07-03 | |
| 2007-07-03 holding as of filing | BALABAN SIGMUND A Director | 4 | Options: Right to Buy Derivative · Direct | Holding | 1,000 owned after | $20.21 exercise price | 2007-07-03 | |
| 2007-07-03 holding as of filing | BALABAN SIGMUND A Director | 4 | Options: Right to Buy Derivative · Direct | Holding | 5,000 owned after | $18.52 exercise price | 2007-07-03 | |
| 2007-06-12 holding as of filing | COHEE ROY G Director | 4 | Options: Right to Buy Derivative · Direct | Holding | 5,000 owned after | $18.52 exercise price | 2007-06-12 | |
| 2007-06-12 holding as of filing | COHEE ROY G Director | 4 | Options: Right to Buy Derivative · Direct | Holding | 5,000 owned after | $16.21 exercise price | 2007-06-12 | |
| 2007-06-08 | COHEE ROY G Director | 4 | Options: Right to Buy Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,000 3,000 owned after | $13.56 exercise price | 2007-06-12 | |
| 2007-05-14 holding as of filing | Brock Lonnie R Officer (Chief Financial Officer) | 4 | Options: Right to Buy Derivative · Direct | Holding | 5,000 owned after | $16.60 exercise price | 2007-05-14 | |
| 2007-05-14 holding as of filing | Brock Lonnie R Officer (Chief Financial Officer) | 4 | Options: Right to buy Derivative · Direct | Holding | 5,000 owned after | $16.60 exercise price | 2007-05-14 | |
| 2007-05-14 holding as of filing | Brock Lonnie R Officer (Chief Financial Officer) | 4 | Options: Right to Buy Derivative · Direct | Holding | 5,000 owned after | $16.60 exercise price | 2007-05-14 | |
| 2007-05-14 holding as of filing | Brock Lonnie R Officer (Chief Financial Officer) | 4 | Optionis: Right to Buy Derivative · Direct | Holding | 5,000 owned after | $16.60 exercise price | 2007-05-14 | |
| 2007-05-14 holding as of filing | Brock Lonnie R Officer (Chief Financial Officer) | 4 | Options: Right to buy Derivative · Direct | Holding | 50,000 owned after | $16.60 exercise price | 2007-05-14 |