ESCALERA RESOURCES CO. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-03: Reporting owner Grinsfelder Gary; Form 4; Security Options: Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-09-16: Reporting owner Maron Emily; Form 4; Security Options: Right to Buy; Transaction Holding.
- 2014-09-16: Reporting owner Maron Emily; Form 4; Security Options: Right to Buy; Transaction Holding.
- 2014-09-16: Reporting owner Maron Emily; Form 4; Security Options: Right to Buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-03 | Grinsfelder Gary Officer (VP, Mergers and Acquisitions) | 4 | Options: Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +113,847 113,847 owned after | $1.17 exercise price | 2014-11-14 | |
| 2014-09-16 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 8,000 owned after | $7.79 exercise price | 2014-09-16 | |
| 2014-09-16 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.50 exercise price | 2014-09-16 | |
| 2014-09-16 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 4,193 owned after | $5.10 exercise price | 2014-09-16 | |
| 2014-09-16 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 41,431 owned after | $2.47 exercise price | 2014-09-16 | |
| 2014-07-03 holding as of filing | Dole Richard Director | 4 | Options: Right to buy Derivative · Direct | Holding | 108,882 owned after | $14.81 exercise price | 2014-07-03 | |
| 2014-06-18 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 8,000 owned after | $7.79 exercise price | 2014-06-18 | |
| 2014-06-18 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.50 exercise price | 2014-06-18 | |
| 2014-06-18 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 4,193 owned after | $5.10 exercise price | 2014-06-18 | |
| 2014-06-18 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 41,431 owned after | $2.47 exercise price | 2014-06-18 | |
| 2014-06-17 | Whiting Gregory A. Officer (VP Project Management) | 4 | Options: Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,371 43,371 owned after | $2.69 exercise price | 2014-07-01 | |
| 2014-06-17 | Sidwell William A. III Officer (VP, Corporate Development) | 4 | Options: Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,708 47,708 owned after | $2.69 exercise price | 2014-06-27 | |
| 2014-06-12 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 8,000 owned after | $7.79 exercise price | 2014-06-12 | |
| 2014-06-12 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.50 exercise price | 2014-06-12 | |
| 2014-06-12 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 4,193 owned after | $5.10 exercise price | 2014-06-12 | |
| 2014-06-12 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 41,431 owned after | $2.47 exercise price | 2014-06-12 | |
| 2014-06-09 holding as of filing | Fenster Adam Officer (Chief Financial Officer) | 4 | Options: Right to buy Derivative · Direct | Holding | 53,037 owned after | $2.27 exercise price | 2014-06-09 | |
| 2014-04-09 holding as of filing | Dole Richard Director | 4 | Options: Right to buy Derivative · Direct | Holding | 108,882 owned after | $14.81 exercise price | 2014-04-09 | |
| 2014-04-03 | Huffman Clark Officer (VP Operations) | 4 | Options: Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,960 59,820 owned after | $3.09 exercise price | 2014-04-11 | |
| 2014-03-25 | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,431 63,624 owned after | $2.47 exercise price | 2014-04-09 | |
| 2014-03-24 | Fenster Adam Officer (Chief Financial Officer) | 4 | Options: Right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +53,037 53,037 owned after | $2.27 exercise price | 2014-04-09 | |
| 2014-03-04 holding as of filing | Dole Richard Director, Officer (Pres., CEO, Chairman of Board) | 4 | Options: Right to buy Derivative · Direct | Holding | 108,882 owned after | $14.81 exercise price | 2014-03-04 | |
| 2014-03-04 holding as of filing | Huffman Clark Officer (VP Operations) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.80 exercise price | 2014-03-04 | |
| 2014-03-04 holding as of filing | Huffman Clark Officer (VP Operations) | 4 | Options: Right to Buy Derivative · Direct | Holding | 4,860 owned after | $5.10 exercise price | 2014-03-04 | |
| 2014-01-23 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 8,000 owned after | $7.79 exercise price | 2014-01-23 | |
| 2014-01-23 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.50 exercise price | 2014-01-23 | |
| 2014-01-23 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 4,193 owned after | $5.10 exercise price | 2014-01-23 | |
| 2014-01-15 holding as of filing | Huffman Clark Officer (VP Operations) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.80 exercise price | 2014-01-15 | |
| 2014-01-15 holding as of filing | Huffman Clark Officer (VP Operations) | 4 | Options: Right to Buy Derivative · Direct | Holding | 4,860 owned after | $5.10 exercise price | 2014-01-15 | |
| 2014-01-03 holding as of filing | Huffman Clark Officer (VP Operations) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.80 exercise price | 2014-01-03 | |
| 2014-01-03 holding as of filing | Huffman Clark Officer (VP Operations) | 4 | Options: Right to Buy Derivative · Direct | Holding | 4,860 owned after | $5.10 exercise price | 2014-01-03 | |
| 2014-01-03 holding as of filing | Hooley Kurtis Officer (COO) | 4 | Options: Right to Buy Derivative · Direct | Holding | 53,469 owned after | $14.81 exercise price | 2014-01-03 | |
| 2014-01-03 holding as of filing | Dole Richard Director, Officer (Pres., CEO, Chairman of Board) | 4 | Options: Right to buy Derivative · Direct | Holding | 108,882 owned after | $14.81 exercise price | 2014-01-03 |