ESCALERA RESOURCES CO. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-04-04: Reporting owner Chambers Charles Frederick III; Form 3/A; Security Subscription agreement: Right to buy; Transaction Holding.
- 2009-03-12: Reporting owner Dole Richard; Form 4; Security Optons: Right to Buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-04-04 holding as of filing | Chambers Charles Frederick III Director, Officer (Chief Executive Officer) | 3/A | Subscription agreement: Right to buy Derivative · Direct | Holding | $2.39 exercise price | 2014-04-04 | ||
| 2009-03-12 holding as of filing | Dole Richard Director, Officer (Pres., CEO, Chairman of Board) | 4 | Optons: Right to Buy Derivative · Direct | Holding | 108,882 owned after | $14.81 exercise price | 2009-03-12 |