ESCALERA RESOURCES CO. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-06-27: Reporting owner Huffman Clark; Form 4; Security Options: Right to Buy; Transaction Holding.
- 2013-06-27: Reporting owner Huffman Clark; Form 4; Security Options: Right to Buy; Transaction Holding.
- 2013-03-08: Reporting owner Maron Emily; Form 4; Security Options: Right to Buy; Transaction Holding.
- 2013-03-08: Reporting owner Maron Emily; Form 4; Security Options: Right to Buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-06-27 holding as of filing | Huffman Clark Officer (VP Operations) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.80 exercise price | 2013-06-27 | |
| 2013-06-27 holding as of filing | Huffman Clark Officer (VP Operations) | 4 | Options: Right to Buy Derivative · Direct | Holding | 4,860 owned after | $5.10 exercise price | 2013-06-27 | |
| 2013-03-08 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 20,000 owned after | $18.41 exercise price | 2013-03-08 | |
| 2013-03-08 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 8,000 owned after | $7.79 exercise price | 2013-03-08 | |
| 2013-03-08 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.50 exercise price | 2013-03-08 | |
| 2013-03-08 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 4,193 owned after | $5.10 exercise price | 2013-03-08 | |
| 2013-03-08 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | Holding | 12,000 owned after | $14.00 exercise price | 2013-03-08 | |
| 2013-03-08 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | Holding | 5,000 owned after | $7.79 exercise price | 2013-03-08 | |
| 2013-03-08 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | Holding | 2,630 owned after | $5.10 exercise price | 2013-03-08 | |
| 2013-01-31 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | Holding | 12,000 owned after | $14.00 exercise price | 2013-01-31 | |
| 2013-01-31 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | Holding | 5,000 owned after | $7.79 exercise price | 2013-01-31 | |
| 2013-01-31 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | Holding | 2,630 owned after | $5.10 exercise price | 2013-01-31 | |
| 2013-01-31 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 20,000 owned after | $18.41 exercise price | 2013-01-31 | |
| 2013-01-31 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 8,000 owned after | $7.79 exercise price | 2013-01-31 | |
| 2013-01-31 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.50 exercise price | 2013-01-31 | |
| 2013-01-31 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 4,193 owned after | $5.10 exercise price | 2013-01-31 | |
| 2013-01-07 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 20,000 owned after | $18.41 exercise price | 2013-01-07 | |
| 2013-01-07 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 8,000 owned after | $7.79 exercise price | 2013-01-07 | |
| 2013-01-07 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $4.50 exercise price | 2013-01-07 | |
| 2013-01-07 holding as of filing | Maron Emily Officer (Assistant Corporate Secretary) | 4 | Options: Right to Buy Derivative · Direct | Holding | 4,193 owned after | $5.10 exercise price | 2013-01-07 | |
| 2013-01-07 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | Holding | 12,000 owned after | $14.00 exercise price | 2013-01-07 | |
| 2013-01-07 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | Holding | 5,000 owned after | $7.79 exercise price | 2013-01-07 | |
| 2013-01-07 holding as of filing | OSBORNE CAROL A Officer (Corporate Secretary) | 4 | Options: Right to buy Derivative · Direct | Holding | 2,630 owned after | $5.10 exercise price | 2013-01-07 | |
| 2013-01-02 holding as of filing | Jenkins Ashley Officer (Vice-President) | 4 | Options: Right to Buy Derivative · Direct | Holding | 20,000 owned after | $16.31 exercise price | 2013-01-02 | |
| 2013-01-02 holding as of filing | Jenkins Ashley Officer (Vice-President) | 4 | Options: Right to Buy Derivative · Direct | Holding | 10,000 owned after | $7.79 exercise price | 2013-01-02 | |
| 2013-01-02 holding as of filing | Jenkins Ashley Officer (Vice-President) | 4 | Options: Right to Buy Derivative · Direct | Holding | 44,880 owned after | $4.50 exercise price | 2013-01-02 | |
| 2013-01-02 holding as of filing | Dole Richard Director, Officer (Pres., CEO, Chairman of Board) | 4 | Options: Right to buy Derivative · Direct | Holding | 108,882 owned after | $14.81 exercise price | 2013-01-02 |