EQC LIQUIDATING TRUST Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-06-21: Reporting owner EDELMAN MARTIN L; Form 4; Security LTIP Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2022-03-14: Reporting owner Levy Andrew; Form 3; Security Restricted Share Units; Transaction Holding.
- 2022-02-09: Reporting owner ZELL SAMUEL; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-02-09: Reporting owner ZELL SAMUEL; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-06-21 | EDELMAN MARTIN L Director | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,604 3,604 owned after | $0.00 | 2022-06-22 | |
| 2022-03-14 holding as of filing | Levy Andrew Officer (SVP & Chief Accounting Officer) | 3 | Restricted Share Units Derivative · Direct | Holding | no price filed | 2022-03-14 | ||
| 2022-02-09 | ZELL SAMUEL | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,077 0 owned after | no price filed | 2022-02-11 | |
| 2022-02-09 | ZELL SAMUEL | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,343 19,343 owned after | no price filed | 2022-02-11 | |
| 2022-02-09 | Weinberg David S Officer (EVP & Chief Operating Officer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,888 0 owned after | no price filed | 2022-02-11 | |
| 2022-02-09 | Weinberg David S Officer (EVP & Chief Operating Officer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,635 15,635 owned after | no price filed | 2022-02-11 | |
| 2022-02-09 | BROWN JEFFREY DOUGLAS Officer (SVP & Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,612 0 owned after | no price filed | 2022-02-11 | |
| 2022-02-09 | BROWN JEFFREY DOUGLAS Officer (SVP & Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +725 725 owned after | no price filed | 2022-02-11 | |
| 2022-02-09 | HELFAND DAVID Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −92,212 0 owned after | no price filed | 2022-02-11 | |
| 2022-02-09 | HELFAND DAVID Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,508 29,508 owned after | no price filed | 2022-02-11 | |
| 2022-02-09 | Griffiths William H Officer (SVP, CFO & Treasurer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,169 0 owned after | no price filed | 2022-02-11 | |
| 2022-02-09 | Griffiths William H Officer (SVP, CFO & Treasurer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,202 2,202 owned after | no price filed | 2022-02-11 | |
| 2022-02-09 | Shifrin Orrin S Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,745 0 owned after | no price filed | 2022-02-11 | |
| 2022-02-09 | Shifrin Orrin S Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,539 9,539 owned after | no price filed | 2022-02-11 | |
| 2022-01-26 | ZELL SAMUEL | 4 | LTIP Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,882 25,882 owned after | $0.00 | 2022-01-28 |