EQC LIQUIDATING TRUST Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-10: Reporting owner Weinberg David S | Samuel Allen Biju | Shifrin Orrin S | HELFAND DAVID | ZELL SAMUEL; Form 4; Security Call Option (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2014-07-10: Reporting owner Weinberg David S | Samuel Allen Biju | Shifrin Orrin S | HELFAND DAVID | ZELL SAMUEL; Form 4; Security Call Option (right to buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2014-06-24: Reporting owner HELFAND DAVID; Form 3/A; Security Call Option (right to buy); Transaction Holding.
- 2014-06-24: Reporting owner HELFAND DAVID; Form 3/A; Security Call Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-10 | Weinberg David S | Samuel Allen Biju | Shifrin Orrin S | HELFAND DAVID | ZELL SAMUEL Officer (EVP & Chief Operating Officer) | Officer (Interim Princ. Accounting Off.) | Officer (EVP, Gen. Counsel & Secretary) | Director, Officer (President & CEO) | | 4 | Call Option (right to buy) Derivative · Indirect · See footnotes | X Exercise of in-the-money or at-the-money derivative security | −1,709,636 0 owned after | $21.00 exercise price | 2014-07-11 | |
| 2014-07-10 | Weinberg David S | Samuel Allen Biju | Shifrin Orrin S | HELFAND DAVID | ZELL SAMUEL Officer (EVP & Chief Operating Officer) | Officer (Interim Princ. Accounting Off.) | Officer (EVP, Gen. Counsel & Secretary) | Director, Officer (President & CEO) | | 4 | Call Option (right to buy) Derivative · Indirect · See footnotes | X Exercise of in-the-money or at-the-money derivative security | −1,196,762 0 owned after | $24.00 exercise price | 2014-07-11 | |
| 2014-06-24 holding as of filing | HELFAND DAVID Director | 3/A | Call Option (right to buy) Derivative · Indirect · See footnotes | Holding | $21.00 exercise price | 2014-06-24 | ||
| 2014-06-24 holding as of filing | HELFAND DAVID Director | 3/A | Call Option (right to buy) Derivative · Indirect · See footnotes | Holding | $24.00 exercise price | 2014-06-24 | ||
| 2014-06-23 holding as of filing | Shifrin Orrin S Officer (EVP, Gen. Counsel & Secretary) | 3/A | Call Option (right to buy) Derivative · Indirect · See footnotes | Holding | $21.00 exercise price | 2014-06-23 | ||
| 2014-06-23 holding as of filing | Shifrin Orrin S Officer (EVP, Gen. Counsel & Secretary) | 3/A | Call Option (right to buy) Derivative · Indirect · See footnotes | Holding | $24.00 exercise price | 2014-06-23 | ||
| 2014-06-23 holding as of filing | Samuel Allen Biju Officer (Interim Princ. Accounting Off.) | 3/A | Call Option (right to buy) Derivative · Indirect · See footnotes | Holding | $21.00 exercise price | 2014-06-23 | ||
| 2014-06-23 holding as of filing | Samuel Allen Biju Officer (Interim Princ. Accounting Off.) | 3/A | Call Option (right to buy) Derivative · Indirect · See footnotes | Holding | $24.00 exercise price | 2014-06-23 | ||
| 2014-06-23 holding as of filing | Weinberg David S Officer (EVP & Chief Operating Officer) | 3/A | Call Option (right to buy) Derivative · Indirect · See footnotes | Holding | $21.00 exercise price | 2014-06-23 | ||
| 2014-06-23 holding as of filing | Weinberg David S Officer (EVP & Chief Operating Officer) | 3/A | Call Option (right to buy) Derivative · Indirect · See footnotes | Holding | $24.00 exercise price | 2014-06-23 |