EQC LIQUIDATING TRUST Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-06-23: Reporting owner EDELMAN MARTIN L; Form 4; Security LTIP Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-06-23: Reporting owner Shea Kenneth; Form 4; Security LTIP Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-06-23: Reporting owner SPECTOR GERALD A; Form 4; Security LTIP Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-02-07: Reporting owner MARKMAN ADAM SCOTT; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-06-23 | EDELMAN MARTIN L Director | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,184 3,184 owned after | $0.00 | 2020-06-24 | |
| 2020-06-23 | Shea Kenneth Director | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,184 3,184 owned after | $0.00 | 2020-06-24 | |
| 2020-06-23 | SPECTOR GERALD A Director | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,184 3,184 owned after | $0.25 | 2020-06-24 | |
| 2020-02-07 | MARKMAN ADAM SCOTT Officer (EVP, CFO & Treasurer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,116 0 owned after | no price filed | 2020-02-11 | |
| 2020-02-07 | MARKMAN ADAM SCOTT Officer (EVP, CFO & Treasurer) | 4 | LTIP Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,276 59,276 owned after | no price filed | 2020-02-11 | |
| 2020-02-07 | HELFAND DAVID Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −64,663 0 owned after | no price filed | 2020-02-11 | |
| 2020-02-07 | HELFAND DAVID Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,676 70,676 owned after | no price filed | 2020-02-11 | |
| 2020-02-07 | BROWN JEFFREY DOUGLAS Officer (SVP & Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,147 0 owned after | no price filed | 2020-02-11 | |
| 2020-02-07 | BROWN JEFFREY DOUGLAS Officer (SVP & Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,107 1,107 owned after | no price filed | 2020-02-11 | |
| 2020-02-07 | ZELL SAMUEL | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,718 0 owned after | no price filed | 2020-02-11 | |
| 2020-02-07 | ZELL SAMUEL | 4 | LTIP Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,538 88,538 owned after | no price filed | 2020-02-11 | |
| 2020-02-07 | Weinberg David S Officer (EVP & Chief Operating Officer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,374 0 owned after | no price filed | 2020-02-11 | |
| 2020-02-07 | Weinberg David S Officer (EVP & Chief Operating Officer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,171 35,171 owned after | no price filed | 2020-02-11 | |
| 2020-02-07 | Shifrin Orrin S Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,859 0 owned after | no price filed | 2020-02-11 | |
| 2020-02-07 | Shifrin Orrin S Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,799 22,799 owned after | no price filed | 2020-02-11 | |
| 2020-01-27 | ZELL SAMUEL | 4 | LTIP Units Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,116 20,116 owned after | $0.00 | 2020-01-28 | |
| 2020-01-27 | ZELL SAMUEL | 4 | LTIP Units Derivative · Direct · (m) | G Bona fide gift | −20,972 0 owned after | no price filed | 2020-01-28 | |
| 2020-01-27 | ZELL SAMUEL | 4 | LTIP Units Derivative · Indirect · (m) | G Bona fide gift | +20,972 20,972 owned after | no price filed | 2020-01-28 |