EQC LIQUIDATING TRUST Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-06-23: Reporting owner EDELMAN MARTIN L; Form 4; Security LTIP Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-04-01: Reporting owner Griffiths William H; Form 3; Security OP Units; Transaction Holding.
- 2021-04-01: Reporting owner Griffiths William H; Form 3; Security Restricted Share Units; Transaction Holding.
- 2021-02-09: Reporting owner ZELL SAMUEL; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-06-23 | EDELMAN MARTIN L Director | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,701 3,701 owned after | $0.00 | 2021-06-24 | |
| 2021-04-01 holding as of filing | Griffiths William H Officer (SVP, CFO & Treasurer) | 3 | OP Units Derivative · Indirect · See footnote | Holding | no price filed | 2021-04-01 | ||
| 2021-04-01 holding as of filing | Griffiths William H Officer (SVP, CFO & Treasurer) | 3 | Restricted Share Units Derivative · Indirect · See footnote | Holding | no price filed | 2021-04-01 | ||
| 2021-02-09 | ZELL SAMUEL | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,077 56,077 owned after | no price filed | 2021-02-11 | |
| 2021-02-09 | HELFAND DAVID Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,676 0 owned after | no price filed | 2021-02-11 | |
| 2021-02-09 | HELFAND DAVID Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,212 92,212 owned after | no price filed | 2021-02-11 | |
| 2021-02-09 | Weinberg David S Officer (EVP & Chief Operating Officer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,171 0 owned after | no price filed | 2021-02-11 | |
| 2021-02-09 | Weinberg David S Officer (EVP & Chief Operating Officer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,888 45,888 owned after | no price filed | 2021-02-11 | |
| 2021-02-09 | MARKMAN ADAM SCOTT Officer (EVP, CFO & Treasurer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,670 38,670 owned after | no price filed | 2021-02-11 | |
| 2021-02-09 | BROWN JEFFREY DOUGLAS Officer (SVP & Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,107 0 owned after | no price filed | 2021-02-11 | |
| 2021-02-09 | BROWN JEFFREY DOUGLAS Officer (SVP & Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,612 1,612 owned after | no price filed | 2021-02-11 | |
| 2021-02-09 | Shifrin Orrin S Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,799 0 owned after | no price filed | 2021-02-11 | |
| 2021-02-09 | Shifrin Orrin S Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,745 29,745 owned after | no price filed | 2021-02-11 |