EQC LIQUIDATING TRUST Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-08: Reporting owner ZELL SAMUEL; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-08: Reporting owner Weinberg David S; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-08: Reporting owner Shifrin Orrin S; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-08: Reporting owner MARKMAN ADAM SCOTT; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-08 | ZELL SAMUEL | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,356 83,356 owned after | $0.00 | 2017-11-09 | |
| 2017-11-08 | Weinberg David S Officer (EVP & Chief Operating Officer) | 4 | Restricted Share Units Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,053 19,053 owned after | $0.00 | 2017-11-09 | |
| 2017-11-08 | Shifrin Orrin S Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Share Units Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,053 19,053 owned after | $0.00 | 2017-11-09 | |
| 2017-11-08 | MARKMAN ADAM SCOTT Officer (EVP, CFO & Treasurer) | 4 | Restricted Share Units Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,053 19,053 owned after | $0.00 | 2017-11-09 | |
| 2017-11-08 | HELFAND DAVID Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,158 57,158 owned after | $0.00 | 2017-11-09 | |
| 2017-11-08 | BROWN JEFFREY DOUGLAS Officer (SVP & Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,191 1,191 owned after | $0.00 | 2017-11-09 | |
| 2017-06-20 | Shea Kenneth Director | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,156 3,156 owned after | $0.25 | 2017-06-21 | |
| 2017-01-24 | ZELL SAMUEL | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,972 20,972 owned after | $0.25 | 2017-01-25 | |
| 2017-01-24 | MARKMAN ADAM SCOTT Officer (EVP, CFO & Treasurer) | 4 | LTIP Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,041 14,041 owned after | $0.25 | 2017-01-25 |