EQC LIQUIDATING TRUST Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-06-20: Reporting owner ZELL SAMUEL; Form 4; Security Restricted Share Units; Transaction G Bona fide gift.
- 2019-06-20: Reporting owner ZELL SAMUEL; Form 4; Security Restricted Share Units; Transaction G Bona fide gift.
- 2019-06-20: Reporting owner EDELMAN MARTIN L; Form 4; Security LTIP Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-02-08: Reporting owner BROWN JEFFREY DOUGLAS; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-06-20 | ZELL SAMUEL | 4 | Restricted Share Units Derivative · Direct · (m) | G Bona fide gift | −41,718 0 owned after | no price filed | 2019-06-24 | |
| 2019-06-20 | ZELL SAMUEL | 4 | Restricted Share Units Derivative · Indirect · (m) | G Bona fide gift | +41,718 41,718 owned after | no price filed | 2019-06-24 | |
| 2019-06-20 | EDELMAN MARTIN L Director | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,940 2,940 owned after | $0.00 | 2019-06-24 | |
| 2019-02-08 | BROWN JEFFREY DOUGLAS Officer (SVP & Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −423 0 owned after | no price filed | 2019-02-12 | |
| 2019-02-08 | BROWN JEFFREY DOUGLAS Officer (SVP & Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,147 1,147 owned after | no price filed | 2019-02-12 | |
| 2019-02-08 | Weinberg David S Officer (EVP & Chief Operating Officer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,984 0 owned after | no price filed | 2019-02-12 | |
| 2019-02-08 | Weinberg David S Officer (EVP & Chief Operating Officer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,374 33,374 owned after | no price filed | 2019-02-12 | |
| 2019-02-08 | HELFAND DAVID Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,884 0 owned after | no price filed | 2019-02-12 | |
| 2019-02-08 | HELFAND DAVID Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,663 64,663 owned after | no price filed | 2019-02-12 | |
| 2019-02-08 | Shifrin Orrin S Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,833 0 owned after | no price filed | 2019-02-12 | |
| 2019-02-08 | Shifrin Orrin S Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,859 20,859 owned after | no price filed | 2019-02-12 | |
| 2019-02-08 | ZELL SAMUEL | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,667 0 owned after | no price filed | 2019-02-12 | |
| 2019-02-08 | ZELL SAMUEL | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,718 41,718 owned after | no price filed | 2019-02-12 | |
| 2019-02-08 | MARKMAN ADAM SCOTT Officer (EVP, CFO & Treasurer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,984 0 owned after | no price filed | 2019-02-12 | |
| 2019-02-08 | MARKMAN ADAM SCOTT Officer (EVP, CFO & Treasurer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,116 27,116 owned after | no price filed | 2019-02-12 |