EQC LIQUIDATING TRUST Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-10-28: Reporting owner MARKMAN ADAM SCOTT; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-10-28: Reporting owner HELFAND DAVID; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-10-28: Reporting owner Shifrin Orrin S; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-10-28: Reporting owner BROWN JEFFREY DOUGLAS; Form 4; Security Restricted Share Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-10-28 | MARKMAN ADAM SCOTT Officer (EVP, CFO & Treasurer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,053 17,984 owned after | no price filed | 2018-10-30 | |
| 2018-10-28 | HELFAND DAVID Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,158 42,884 owned after | no price filed | 2018-10-30 | |
| 2018-10-28 | Shifrin Orrin S Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,053 13,833 owned after | no price filed | 2018-10-30 | |
| 2018-10-28 | BROWN JEFFREY DOUGLAS Officer (SVP & Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,191 423 owned after | no price filed | 2018-10-30 | |
| 2018-10-28 | Weinberg David S Officer (EVP & Chief Operating Officer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,053 17,984 owned after | no price filed | 2018-10-30 | |
| 2018-10-28 | ZELL SAMUEL | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,356 27,667 owned after | no price filed | 2018-10-30 | |
| 2018-06-20 | EDELMAN MARTIN L Director | 4 | LTIP Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,200 3,200 owned after | $0.25 | 2018-06-21 | |
| 2018-02-07 | ZELL SAMUEL | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,667 111,023 owned after | $0.00 | 2018-02-08 | |
| 2018-02-07 | Weinberg David S Officer (EVP & Chief Operating Officer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,984 37,037 owned after | $0.00 | 2018-02-08 | |
| 2018-02-07 | Shifrin Orrin S Officer (EVP, Gen. Counsel & Secretary) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,833 32,886 owned after | $0.00 | 2018-02-08 | |
| 2018-02-07 | MARKMAN ADAM SCOTT Officer (EVP, CFO & Treasurer) | 4 | Restricted Share Units Derivative · Indirect · See footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,984 37,037 owned after | $0.00 | 2018-02-08 | |
| 2018-02-07 | HELFAND DAVID Director, Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,884 100,042 owned after | $0.00 | 2018-02-08 | |
| 2018-02-07 | BROWN JEFFREY DOUGLAS Officer (SVP & Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +423 1,614 owned after | $0.00 | 2018-02-08 |