EDGEWATER TECHNOLOGY INC/DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 76 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-22: Reporting owner Smith Russell Lewell; Form 3; Security Stock Option; Transaction Holding.
- 2017-12-22: Reporting owner Smith Russell Lewell; Form 3; Security Stock Option; Transaction Holding.
- 2017-12-22: Reporting owner Smith Russell Lewell; Form 3; Security Stock Option; Transaction Holding.
- 2017-12-22: Reporting owner Smith Russell Lewell; Form 3; Security Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-22 holding as of filing | Smith Russell Lewell Officer (President, Fullscope) | 3 | Stock Option Derivative · Direct | Holding | $3.15 exercise price | 2017-12-22 | ||
| 2017-12-22 holding as of filing | Smith Russell Lewell Officer (President, Fullscope) | 3 | Stock Option Derivative · Direct | Holding | $3.15 exercise price | 2017-12-22 | ||
| 2017-12-22 holding as of filing | Smith Russell Lewell Officer (President, Fullscope) | 3 | Stock Option Derivative · Direct | Holding | $3.52 exercise price | 2017-12-22 | ||
| 2017-12-22 holding as of filing | Smith Russell Lewell Officer (President, Fullscope) | 3 | Stock Option Derivative · Direct | Holding | $4.04 exercise price | 2017-12-22 | ||
| 2017-12-22 holding as of filing | Smith Russell Lewell Officer (President, Fullscope) | 3 | Stock Option Derivative · Direct | Holding | $6.89 exercise price | 2017-12-22 | ||
| 2017-12-22 holding as of filing | Smith Russell Lewell Officer (President, Fullscope) | 3 | Stock Option Derivative · Direct | Holding | $6.99 exercise price | 2017-12-22 | ||
| 2017-09-26 holding as of filing | McNeice Paul Francis Officer (Chief Accounting officer) | 3 | Stock Option Derivative · Direct | Holding | $6.79 exercise price | 2017-09-26 | ||
| 2017-06-14 | DiSanto Frederick D. Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $6.99 exercise price | 2017-06-16 | |
| 2017-06-14 | BOVA STEPHEN R Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $6.99 exercise price | 2017-06-16 | |
| 2017-06-14 | Carpenter Matthew Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $6.99 exercise price | 2017-06-16 | |
| 2017-06-14 | Wolf Kurt James Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $6.99 exercise price | 2017-06-16 | |
| 2017-06-14 | Whelan Timothy Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $6.99 exercise price | 2017-06-16 | |
| 2017-05-12 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30 22,157 owned after | $3.15 exercise price | 2017-05-16 | |
| 2017-05-11 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,926 22,187 owned after | $3.15 exercise price | 2017-05-12 | |
| 2017-05-10 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,868 24,113 owned after | $3.15 exercise price | 2017-05-11 | |
| 2017-05-09 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,745 30,981 owned after | $3.15 exercise price | 2017-05-11 | |
| 2017-05-08 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,800 37,726 owned after | $3.15 exercise price | 2017-05-09 | |
| 2017-05-05 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $2.84 exercise price | 2017-05-09 | |
| 2017-03-07 | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,000 51,000 owned after | $3.73 exercise price | 2017-03-09 | |
| 2017-03-07 | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 5,537 owned after | $3.15 exercise price | 2017-03-07 | |
| 2017-03-06 | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,463 45,537 owned after | $3.15 exercise price | 2017-03-07 | |
| 2017-03-06 | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $3.15 exercise price | 2017-03-07 | |
| 2017-03-03 | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $2.84 exercise price | 2017-03-06 | |
| 2017-03-03 | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $2.84 exercise price | 2017-03-06 | |
| 2017-03-03 | LEAMING NANCY Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,405 0 owned after | $3.88 exercise price | 2017-03-06 | |
| 2017-02-16 | Carpenter Matthew Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 20,000 owned after | $6.45 exercise price | 2017-04-07 | |
| 2017-02-16 | Wolf Kurt James Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 20,000 owned after | $6.45 exercise price | 2017-03-10 | |
| 2017-02-06 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $3.15 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 42,500 owned after | $3.73 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 82,500 owned after | $4.04 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 37,500 owned after | $4.20 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 25,000 owned after | $6.89 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 37,500 owned after | $6.99 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $2.84 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 100,000 owned after | $3.15 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $3.73 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 62,500 owned after | $4.20 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $6.89 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $6.99 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $2.84 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 100,000 owned after | $3.15 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $3.73 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 62,500 owned after | $4.20 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $6.89 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 40,000 owned after | $6.99 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $3.15 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 10,500 owned after | $3.73 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 19,500 owned after | $4.04 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 17,500 owned after | $4.20 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 12,500 owned after | $6.89 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $2.84 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Options Derivative · Direct | Holding | 42,526 owned after | $3.15 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 14,396 owned after | $3.52 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 42,500 owned after | $3.73 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 82,500 owned after | $4.04 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 37,500 owned after | $4.20 exercise price | 2017-02-06 | |
| 2017-02-06 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 25,000 owned after | $6.89 exercise price | 2017-02-06 | |
| 2017-02-03 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 18,405 owned after | $3.88 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 11,195 owned after | $4.02 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 5,400 owned after | $7.51 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 5,400 owned after | $7.13 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 18,405 owned after | $3.88 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 11,195 owned after | $4.02 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 5,400 owned after | $7.51 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 5,400 owned after | $7.13 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 18,405 owned after | $3.88 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 11,195 owned after | $4.02 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 5,400 owned after | $7.51 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 5,400 owned after | $7.13 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 18,405 owned after | $3.88 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 11,195 owned after | $4.02 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 5,400 owned after | $7.51 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 5,400 owned after | $7.13 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 18,405 owned after | $3.88 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 11,195 owned after | $4.02 exercise price | 2017-02-03 | |
| 2017-02-03 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 5,400 owned after | $7.51 exercise price | 2017-02-03 |