EDGEWATER TECHNOLOGY INC/DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 90 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-12: Reporting owner RANZAL-KNOWLES ROBIN; Form 5; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-12: Reporting owner RANZAL-KNOWLES ROBIN; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-11: Reporting owner RANZAL-KNOWLES ROBIN; Form 5; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-11: Reporting owner RANZAL-KNOWLES ROBIN; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-12 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,951 0 owned after | $4.95 exercise price | 2015-02-13 | |
| 2014-09-12 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,951 0 owned after | $4.95 exercise price | 2014-09-12 | |
| 2014-09-11 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 15,951 owned after | $4.95 exercise price | 2015-02-13 | |
| 2014-09-11 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 15,951 owned after | $4.95 exercise price | 2014-09-12 | |
| 2014-09-10 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 16,751 owned after | $4.95 exercise price | 2015-02-13 | |
| 2014-09-10 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 16,751 owned after | $4.95 exercise price | 2014-09-11 | |
| 2014-09-09 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 17,451 owned after | $4.95 exercise price | 2015-02-13 | |
| 2014-09-09 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 17,451 owned after | $4.95 exercise price | 2014-09-10 | |
| 2014-09-08 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −730 17,751 owned after | $4.95 exercise price | 2015-02-13 | |
| 2014-09-08 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −730 17,751 owned after | $4.95 exercise price | 2014-09-09 | |
| 2014-09-04 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −419 18,481 owned after | $4.95 exercise price | 2015-02-13 | |
| 2014-09-04 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −419 18,481 owned after | $4.95 exercise price | 2014-09-05 | |
| 2014-09-03 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 18,900 owned after | $4.95 exercise price | 2015-02-13 | |
| 2014-09-03 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 18,900 owned after | $4.95 exercise price | 2014-09-04 | |
| 2014-08-13 | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $4.89 exercise price | 2015-02-13 | |
| 2014-08-13 | OAKES TIMOTHY Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $4.89 exercise price | 2014-08-14 | |
| 2014-06-06 | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 0 owned after | $2.60 exercise price | 2015-02-13 | |
| 2014-06-06 | GUZZI PAUL Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 0 owned after | $2.60 exercise price | 2014-06-10 | |
| 2014-06-04 | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.51 exercise price | 2015-02-13 | |
| 2014-06-04 | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.51 exercise price | 2015-02-13 | |
| 2014-06-04 | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.51 exercise price | 2015-02-13 | |
| 2014-06-04 | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.51 exercise price | 2015-02-13 | |
| 2014-06-04 | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.51 exercise price | 2015-02-13 | |
| 2014-06-04 | FLYNN PAUL EDWARD Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.51 exercise price | 2014-06-06 | |
| 2014-06-04 | WILSON WAYNE Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.51 exercise price | 2014-06-06 | |
| 2014-06-04 | GUZZI PAUL Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.51 exercise price | 2014-06-06 | |
| 2014-06-04 | LEAMING NANCY Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.51 exercise price | 2014-06-06 | |
| 2014-06-04 | LOEB MICHAEL Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.51 exercise price | 2014-06-06 | |
| 2014-05-22 | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 0 owned after | $2.60 exercise price | 2015-02-13 | |
| 2014-05-22 | LOEB MICHAEL Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.60 exercise price | 2014-05-22 | |
| 2014-03-05 | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $6.89 exercise price | 2015-02-13 | |
| 2014-03-05 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $6.89 exercise price | 2015-02-13 | |
| 2014-03-05 | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $6.89 exercise price | 2015-02-13 | |
| 2014-03-05 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $6.89 exercise price | 2015-02-13 | |
| 2014-03-05 | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $6.89 exercise price | 2015-02-13 | |
| 2014-03-05 | OAKES TIMOTHY Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $6.89 | 2014-03-07 | |
| 2014-03-05 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $6.89 | 2014-03-07 | |
| 2014-03-05 | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $6.89 | 2014-03-07 | |
| 2014-03-05 | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $6.89 | 2014-03-07 | |
| 2014-03-05 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $6.89 | 2014-03-07 | |
| 2014-02-13 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 18,405 owned after | $3.88 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 16,000 owned after | $2.60 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 18,405 owned after | $3.88 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 18,405 owned after | $3.88 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.60 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 18,405 owned after | $3.88 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | O'CONNELL DANIEL Director | 5 | Stock Option Derivative · Direct | Holding | 35,687 owned after | $2.89 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | O'CONNELL DANIEL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 18,405 owned after | $3.88 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $4.95 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $9.07 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $2.84 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $2.84 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Options Derivative · Direct | Holding | 42,526 owned after | $3.15 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 14,396 owned after | $3.52 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 42,500 owned after | $3.73 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 82,500 owned after | $4.04 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 59,000 owned after | $6.18 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 31,750 owned after | $9.07 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 185,000 owned after | $2.84 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $2.84 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 100,000 owned after | $3.15 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $3.73 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 90,000 owned after | $6.18 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 71,000 owned after | $9.07 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 185,000 owned after | $2.84 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $2.84 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 100,000 owned after | $3.15 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $3.73 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $4.89 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $9.07 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $2.84 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $3.15 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 42,500 owned after | $3.73 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 82,500 owned after | $4.04 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 14,500 owned after | $6.18 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Options Derivative · Direct | Holding | 12,100 owned after | $9.07 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $3.15 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 10,500 owned after | $3.73 exercise price | 2014-02-13 | |
| 2014-02-13 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 19,500 owned after | $4.04 exercise price | 2014-02-13 |