EDGEWATER TECHNOLOGY INC/DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 74 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-26: Reporting owner Zaepfel Kristin Lynn; Form 5; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-26: Reporting owner RANZAL-KNOWLES ROBIN; Form 5; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-26: Reporting owner OAKES TIMOTHY; Form 5; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-26: Reporting owner OAKES TIMOTHY; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-26 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,500 19,500 owned after | $4.04 | 2013-02-14 | |
| 2012-09-26 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,500 82,500 owned after | $4.04 | 2013-02-14 | |
| 2012-09-26 | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,500 82,500 owned after | $4.04 | 2013-02-14 | |
| 2012-09-26 | OAKES TIMOTHY Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,500 82,500 owned after | $4.04 | 2012-09-27 | |
| 2012-09-26 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,500 82,500 owned after | $4.04 | 2012-09-27 | |
| 2012-09-26 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,500 19,500 owned after | $4.04 | 2012-09-27 | |
| 2012-06-06 | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,405 18,405 owned after | $3.88 | 2013-02-14 | |
| 2012-06-06 | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,405 18,405 owned after | $3.88 | 2013-02-14 | |
| 2012-06-06 | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,405 18,405 owned after | $3.88 | 2013-02-14 | |
| 2012-06-06 | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,405 18,405 owned after | $3.88 | 2013-02-14 | |
| 2012-06-06 | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,405 18,405 owned after | $3.88 | 2013-02-14 | |
| 2012-06-06 | WILSON WAYNE Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,405 18,405 owned after | $3.88 | 2012-06-11 | |
| 2012-06-06 | FLYNN PAUL EDWARD Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,405 18,405 owned after | $3.88 | 2012-06-11 | |
| 2012-06-06 | O'CONNELL DANIEL Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,405 18,405 owned after | $3.88 | 2012-06-11 | |
| 2012-06-06 | LEAMING NANCY Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,405 18,405 owned after | $3.88 | 2012-06-11 | |
| 2012-06-06 | LOEB MICHAEL Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,405 18,405 owned after | $3.88 | 2012-06-11 | |
| 2012-06-06 | GUZZI PAUL Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,405 18,405 owned after | $3.88 | 2012-06-11 | |
| 2012-03-26 | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $3.73 | 2013-02-14 | |
| 2012-03-26 | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $3.73 | 2013-02-14 | |
| 2012-03-26 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $3.73 | 2013-02-14 | |
| 2012-03-26 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,500 42,500 owned after | $3.73 | 2013-02-14 | |
| 2012-03-26 | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,500 42,500 owned after | $3.73 | 2013-02-14 | |
| 2012-03-26 | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $3.73 | 2012-03-27 | |
| 2012-03-26 | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,000 85,000 owned after | $3.73 | 2012-03-27 | |
| 2012-03-26 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $3.73 | 2012-03-27 | |
| 2012-03-26 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,500 42,500 owned after | $3.73 | 2012-03-27 | |
| 2012-03-26 | OAKES TIMOTHY Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,500 42,500 owned after | $3.73 | 2012-03-27 | |
| 2012-03-07 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,396 14,396 owned after | $3.52 | 2013-02-14 | |
| 2012-03-07 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,396 14,396 owned after | $3.52 | 2012-03-09 | |
| 2012-02-14 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 12,500 owned after | $8.32 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 16,638 owned after | $4.99 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.60 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | O'CONNELL DANIEL Director | 5 | Stock Option Derivative · Direct | Holding | 35,687 owned after | $2.89 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | O'CONNELL DANIEL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $8.32 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | LEAMING NANCY Director | 5 | Stock Options Derivative · Direct | Holding | 16,638 owned after | $4.99 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.60 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 12,500 owned after | $8.32 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 16,638 owned after | $4.99 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.60 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $8.32 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 16,638 owned after | $4.99 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.60 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $8.32 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 16,683 owned after | $4.99 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.60 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $5.35 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 14,500 owned after | $6.18 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Options Derivative · Direct | Holding | 12,100 owned after | $9.07 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 25,000 owned after | $2.84 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $4.95 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $9.07 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $2.84 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $2.84 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $4.89 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $9.07 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $2.84 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 13,835 owned after | $4.40 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 125,000 owned after | $3.72 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 90,000 owned after | $6.18 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 71,000 owned after | $9.07 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 185,000 owned after | $2.84 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $2.84 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 13,835 owned after | $4.40 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $3.72 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 59,000 owned after | $6.18 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 31,750 owned after | $9.07 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 185,000 owned after | $2.84 exercise price | 2012-02-14 | |
| 2012-02-14 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $2.84 exercise price | 2012-02-14 |