EDGEWATER TECHNOLOGY INC/DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-11-01: Reporting owner DiSanto Frederick D.; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-11-01: Reporting owner DiSanto Frederick D.; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-11-01: Reporting owner Whelan Timothy; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-11-01: Reporting owner Whelan Timothy; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-11-01 | DiSanto Frederick D. Director, 10% Owner | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $6.45 exercise price | 2018-11-13 | |
| 2018-11-01 | DiSanto Frederick D. Director, 10% Owner | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,400 0 owned after | $6.99 exercise price | 2018-11-13 | |
| 2018-11-01 | Whelan Timothy Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $7.61 exercise price | 2018-11-05 | |
| 2018-11-01 | Whelan Timothy Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,400 0 owned after | $6.99 exercise price | 2018-11-05 | |
| 2018-11-01 | Carpenter Matthew Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $6.45 exercise price | 2018-11-05 | |
| 2018-11-01 | Carpenter Matthew Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,400 0 owned after | $6.99 exercise price | 2018-11-05 | |
| 2018-11-01 | BOVA STEPHEN R Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $7.61 exercise price | 2018-11-05 | |
| 2018-11-01 | BOVA STEPHEN R Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,400 0 owned after | $6.99 exercise price | 2018-11-05 | |
| 2018-11-01 | Smith Russell Lewell Officer (President, Fullscope) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $3.52 exercise price | 2018-11-05 | |
| 2018-11-01 | Smith Russell Lewell Officer (President, Fullscope) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $4.04 exercise price | 2018-11-05 | |
| 2018-11-01 | Smith Russell Lewell Officer (President, Fullscope) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $6.89 exercise price | 2018-11-05 | |
| 2018-11-01 | Smith Russell Lewell Officer (President, Fullscope) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $6.99 exercise price | 2018-11-05 | |
| 2018-11-01 | Wolf Kurt James Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $6.45 exercise price | 2018-11-05 | |
| 2018-11-01 | Wolf Kurt James Director | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,400 0 owned after | $6.99 exercise price | 2018-11-05 | |
| 2018-11-01 | McNeice Paul Francis Officer (Interim CFO) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $6.79 exercise price | 2018-11-05 | |
| 2018-11-01 | RUTHERFORD JEFFREY L Director, Officer (Interim President/Interim CEO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $6.45 exercise price | 2018-11-05 | |
| 2018-11-01 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,500 0 owned after | $4.04 exercise price | 2018-11-05 | |
| 2018-11-01 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,500 0 owned after | $4.20 exercise price | 2018-11-05 | |
| 2018-11-01 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $6.89 exercise price | 2018-11-05 | |
| 2018-11-01 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,500 0 owned after | $6.99 exercise price | 2018-11-05 | |
| 2018-09-26 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,500 0 owned after | $3.73 exercise price | 2018-09-27 | |
| 2018-03-09 | OAKES TIMOTHY Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 50,000 owned after | $3.15 exercise price | 2018-03-12 | |
| 2018-03-09 | OAKES TIMOTHY Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $3.15 exercise price | 2018-03-12 | |
| 2018-03-09 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $3.15 exercise price | 2018-03-12 | |
| 2018-03-09 | Smith Russell Lewell Officer (President, Fullscope) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,635 0 owned after | $3.15 exercise price | 2018-03-12 | |
| 2018-03-09 | Smith Russell Lewell Officer (President, Fullscope) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90,393 0 owned after | $3.15 exercise price | 2018-03-12 |