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EDGEWATER TECHNOLOGY INC/DE/ Forms 3, 4 and 5: Stock Options, 2016

EDGEWATER TECHNOLOGY INC/DE/ Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 98 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2016-12-09: Reporting owner CLANCEY DAVID; Form 5; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2016-12-09: Reporting owner SINGLETON SHIRLEY; Form 5; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2016-12-09: Reporting owner SINGLETON SHIRLEY; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2016-12-09: Reporting owner CLANCEY DAVID; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2016-12-09CLANCEY DAVID
Officer (EVP & Chief Technology Officer)
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−185,000
0 owned after
$2.84
exercise price
2017-02-06
2016-12-09SINGLETON SHIRLEY
Director, Officer (Chairman, President and CEO)
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−105,000
0 owned after
$2.84
exercise price
2017-02-06
2016-12-09SINGLETON SHIRLEY
Director, Officer (Chairman, President and CEO)
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−105,000
0 owned after
$2.84
exercise price
2016-12-09
2016-12-09CLANCEY DAVID
Officer (EVP & Chief Technology Officer)
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−185,000
0 owned after
$2.84
exercise price
2016-12-09
2016-12-08SINGLETON SHIRLEY
Director, Officer (Chairman, President and CEO)
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−40,000
105,000 owned after
$2.84
exercise price
2017-02-06
2016-12-08SINGLETON SHIRLEY
Director, Officer (Chairman, President and CEO)
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−40,000
105,000 owned after
$2.84
exercise price
2016-12-09
2016-12-07SINGLETON SHIRLEY
Director, Officer (Chairman, President and CEO)
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−40,000
145,000 owned after
$2.84
exercise price
2017-02-06
2016-12-07RANZAL-KNOWLES ROBIN
Officer (Senior Vice President)
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−50,000
0 owned after
$2.84
exercise price
2017-02-06
2016-12-07RANZAL-KNOWLES ROBIN
Officer (Senior Vice President)
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−50,000
0 owned after
$2.84
exercise price
2016-12-09
2016-12-07SINGLETON SHIRLEY
Director, Officer (Chairman, President and CEO)
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−40,000
145,000 owned after
$2.84
exercise price
2016-12-09
2016-12-06OAKES TIMOTHY
Officer (Chief Financial Officer)
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−46,609
0 owned after
$2.84
exercise price
2017-02-06
2016-12-06OAKES TIMOTHY
Officer (Chief Financial Officer)
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−46,609
0 owned after
$2.84
exercise price
2016-12-08
2016-12-05OAKES TIMOTHY
Officer (Chief Financial Officer)
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−904
46,609 owned after
$2.84
exercise price
2017-02-06
2016-12-05OAKES TIMOTHY
Officer (Chief Financial Officer)
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−904
46,609 owned after
$2.84
exercise price
2016-12-06
2016-12-02OAKES TIMOTHY
Officer (Chief Financial Officer)
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−700
47,513 owned after
$2.84
exercise price
2017-02-06
2016-12-02OAKES TIMOTHY
Officer (Chief Financial Officer)
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−700
47,513 owned after
$2.84
exercise price
2016-12-06
2016-12-01OAKES TIMOTHY
Officer (Chief Financial Officer)
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−100
48,213 owned after
$2.84
exercise price
2017-02-06
2016-12-01OAKES TIMOTHY
Officer (Chief Financial Officer)
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−100
48,213 owned after
$2.84
exercise price
2016-12-02
2016-11-30OAKES TIMOTHY
Officer (Chief Financial Officer)
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−887
48,313 owned after
$2.84
exercise price
2017-02-06
2016-11-30OAKES TIMOTHY
Officer (Chief Financial Officer)
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−887
48,313 owned after
$2.84
exercise price
2016-12-02
2016-11-29OAKES TIMOTHY
Officer (Chief Financial Officer)
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−700
49,200 owned after
$2.84
exercise price
2017-02-06
2016-11-29OAKES TIMOTHY
Officer (Chief Financial Officer)
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−700
49,200 owned after
$2.84
exercise price
2016-11-30
2016-11-28OAKES TIMOTHY
Officer (Chief Financial Officer)
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−100
49,900 owned after
$2.84
exercise price
2017-02-06
2016-11-28OAKES TIMOTHY
Officer (Chief Financial Officer)
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−100
49,900 owned after
$2.84
exercise price
2016-11-30
2016-05-13GUZZI PAUL
Director
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,000
0 owned after
$2.90
exercise price
2017-02-03
2016-05-13GUZZI PAUL
Director
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,000
0 owned after
$2.90
exercise price
2016-05-16
2016-05-11WILSON WAYNE
Director
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,000
0 owned after
$2.90
exercise price
2017-02-03
2016-05-11WILSON WAYNE
Director
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,000
0 owned after
$2.90
exercise price
2016-05-12
2016-05-09FLYNN PAUL EDWARD
Director
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,000
0 owned after
$2.90
exercise price
2017-02-03
2016-05-09FLYNN PAUL EDWARD
Director
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,000
0 owned after
$2.90
exercise price
2016-05-10
2016-05-06LOEB MICHAEL
Director
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,000
0 owned after
$2.90
exercise price
2017-02-03
2016-05-06LOEB MICHAEL
Director
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,000
0 owned after
$2.90
exercise price
2016-05-09
2016-05-03LEAMING NANCY
Director
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−14,000
0 owned after
$2.90
exercise price
2017-02-03
2016-05-03LEAMING NANCY
Director
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−14,000
0 owned after
$2.90
exercise price
2016-05-05
2016-03-24BOVA STEPHEN R
Director
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+20,000
20,000 owned after
$7.61
exercise price
2017-02-03
2016-03-24Whelan Timothy
Director
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+20,000
20,000 owned after
$7.61
exercise price
2017-02-03
2016-03-24BOVA STEPHEN R
Director
4Stock Option
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
20,000 owned after
$7.612016-03-25
2016-03-24Whelan Timothy
Director
4Stock Option
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
20,000 owned after
$7.612016-03-25
2016-03-09CLANCEY DAVID
Officer (EVP & Chief Technology Officer)
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−59,000
0 owned after
$6.18
exercise price
2017-02-06
2016-03-09SINGLETON SHIRLEY
Director, Officer (Chairman, President and CEO)
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−90,000
0 owned after
$6.18
exercise price
2017-02-06
2016-03-09Zaepfel Kristin Lynn
Officer (Vice President of HR)
5Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−14,500
0 owned after
$6.18
exercise price
2017-02-06
2016-03-09Zaepfel Kristin Lynn
Officer (Vice President of HR)
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−14,500
0 owned after
$6.18
exercise price
2016-03-10
2016-03-09SINGLETON SHIRLEY
Director, Officer (Chairman, President and CEO)
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−90,000
0 owned after
$6.18
exercise price
2016-03-10
2016-03-09CLANCEY DAVID
Officer (EVP & Chief Technology Officer)
4Stock Option
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−59,000
0 owned after
$6.18
exercise price
2016-03-10
2016-02-16
holding as of filing
OAKES TIMOTHY
Officer (Chief Financial Officer)
5Stock Option
Derivative · Direct
Holding
50,000 owned after
$2.84
exercise price
2016-02-16
2016-02-16
holding as of filing
OAKES TIMOTHY
Officer (Chief Financial Officer)
5Stock Option
Derivative · Direct
Holding
75,000 owned after
$3.15
exercise price
2016-02-16
2016-02-16
holding as of filing
OAKES TIMOTHY
Officer (Chief Financial Officer)
5Stock Option
Derivative · Direct
Holding
42,500 owned after
$3.73
exercise price
2016-02-16
2016-02-16
holding as of filing
OAKES TIMOTHY
Officer (Chief Financial Officer)
5Stock Option
Derivative · Direct
Holding
82,500 owned after
$4.04
exercise price
2016-02-16
2016-02-16
holding as of filing
OAKES TIMOTHY
Officer (Chief Financial Officer)
5Stock Option
Derivative · Direct
Holding
37,500 owned after
$4.20
exercise price
2016-02-16
2016-02-16
holding as of filing
OAKES TIMOTHY
Officer (Chief Financial Officer)
5Stock Option
Derivative · Direct
Holding
25,000 owned after
$6.89
exercise price
2016-02-16
2016-02-16
holding as of filing
LEAMING NANCY
Director
5Stock Option
Derivative · Direct
Holding
14,000 owned after
$2.90
exercise price
2016-02-16
2016-02-16
holding as of filing
LEAMING NANCY
Director
5Stock Option
Derivative · Direct
Holding
18,405 owned after
$3.88
exercise price
2016-02-16
2016-02-16
holding as of filing
LEAMING NANCY
Director
5Stock Option
Derivative · Direct
Holding
11,195 owned after
$4.02
exercise price
2016-02-16
2016-02-16
holding as of filing
LEAMING NANCY
Director
5Stock Option
Derivative · Direct
Holding
5,400 owned after
$7.51
exercise price
2016-02-16
2016-02-16
holding as of filing
GUZZI PAUL
Director
5Stock Option
Derivative · Direct
Holding
20,000 owned after
$2.90
exercise price
2016-02-16
2016-02-16
holding as of filing
GUZZI PAUL
Director
5Stock Option
Derivative · Direct
Holding
18,405 owned after
$3.88
exercise price
2016-02-16
2016-02-16
holding as of filing
GUZZI PAUL
Director
5Stock Option
Derivative · Direct
Holding
11,195 owned after
$4.02
exercise price
2016-02-16
2016-02-16
holding as of filing
GUZZI PAUL
Director
5Stock Option
Derivative · Direct
Holding
5,400 owned after
$7.51
exercise price
2016-02-16
2016-02-16
holding as of filing
LOEB MICHAEL
Director
5Stock Option
Derivative · Direct
Holding
20,000 owned after
$2.90
exercise price
2016-02-16
2016-02-16
holding as of filing
LOEB MICHAEL
Director
5Stock Option
Derivative · Direct
Holding
18,405 owned after
$3.88
exercise price
2016-02-16
2016-02-16
holding as of filing
LOEB MICHAEL
Director
5Stock Option
Derivative · Direct
Holding
11,195 owned after
$4.02
exercise price
2016-02-16
2016-02-16
holding as of filing
LOEB MICHAEL
Director
5Stock Option
Derivative · Direct
Holding
5,400 owned after
$7.51
exercise price
2016-02-16
2016-02-16
holding as of filing
FLYNN PAUL EDWARD
Director
5Stock Option
Derivative · Direct
Holding
20,000 owned after
$2.90
exercise price
2016-02-16
2016-02-16
holding as of filing
FLYNN PAUL EDWARD
Director
5Stock Option
Derivative · Direct
Holding
18,405 owned after
$3.88
exercise price
2016-02-16
2016-02-16
holding as of filing
FLYNN PAUL EDWARD
Director
5Stock Option
Derivative · Direct
Holding
11,195 owned after
$4.02
exercise price
2016-02-16
2016-02-16
holding as of filing
FLYNN PAUL EDWARD
Director
5Stock Option
Derivative · Direct
Holding
5,400 owned after
$7.51
exercise price
2016-02-16
2016-02-16
holding as of filing
WILSON WAYNE
Director
5Stock Option
Derivative · Direct
Holding
20,000 owned after
$2.90
exercise price
2016-02-16
2016-02-16
holding as of filing
WILSON WAYNE
Director
5Stock Option
Derivative · Direct
Holding
18,405 owned after
$3.88
exercise price
2016-02-16
2016-02-16
holding as of filing
WILSON WAYNE
Director
5Stock Option
Derivative · Direct
Holding
11,195 owned after
$4.02
exercise price
2016-02-16
2016-02-16
holding as of filing
WILSON WAYNE
Director
5Stock Option
Derivative · Direct
Holding
5,400 owned after
$7.51
exercise price
2016-02-16
2016-02-16
holding as of filing
RANZAL-KNOWLES ROBIN
Officer (Senior Vice President)
5Stock Option
Derivative · Direct
Holding
50,000 owned after
$2.84
exercise price
2016-02-16
2016-02-16
holding as of filing
RANZAL-KNOWLES ROBIN
Officer (Senior Vice President)
5Stock Option
Derivative · Direct
Holding
15,000 owned after
$2.84
exercise price
2016-02-16
2016-02-16
holding as of filing
RANZAL-KNOWLES ROBIN
Officer (Senior Vice President)
5Stock Options
Derivative · Direct
Holding
42,526 owned after
$3.15
exercise price
2016-02-16
2016-02-16
holding as of filing
RANZAL-KNOWLES ROBIN
Officer (Senior Vice President)
5Stock Option
Derivative · Direct
Holding
14,396 owned after
$3.52
exercise price
2016-02-16
2016-02-16
holding as of filing
RANZAL-KNOWLES ROBIN
Officer (Senior Vice President)
5Stock Option
Derivative · Direct
Holding
42,500 owned after
$3.73
exercise price
2016-02-16
2016-02-16
holding as of filing
RANZAL-KNOWLES ROBIN
Officer (Senior Vice President)
5Stock Option
Derivative · Direct
Holding
82,500 owned after
$4.04
exercise price
2016-02-16
2016-02-16
holding as of filing
RANZAL-KNOWLES ROBIN
Officer (Senior Vice President)
5Stock Option
Derivative · Direct
Holding
37,500 owned after
$4.20
exercise price
2016-02-16
2016-02-16
holding as of filing
RANZAL-KNOWLES ROBIN
Officer (Senior Vice President)
5Stock Option
Derivative · Direct
Holding
25,000 owned after
$6.89
exercise price
2016-02-16
2016-02-16
holding as of filing
Zaepfel Kristin Lynn
Officer (Vice President of HR)
5Stock Option
Derivative · Direct
Holding
14,500 owned after
$6.18
exercise price
2016-02-16
2016-02-16
holding as of filing
Zaepfel Kristin Lynn
Officer (Vice President of HR)
5Stock Option
Derivative · Direct
Holding
5,000 owned after
$3.15
exercise price
2016-02-16
2016-02-16
holding as of filing
Zaepfel Kristin Lynn
Officer (Vice President of HR)
5Stock Option
Derivative · Direct
Holding
10,500 owned after
$3.73
exercise price
2016-02-16
2016-02-16
holding as of filing
Zaepfel Kristin Lynn
Officer (Vice President of HR)
5Stock Option
Derivative · Direct
Holding
19,500 owned after
$4.04
exercise price
2016-02-16
2016-02-16
holding as of filing
Zaepfel Kristin Lynn
Officer (Vice President of HR)
5Stock Option
Derivative · Direct
Holding
17,500 owned after
$4.20
exercise price
2016-02-16
2016-02-16
holding as of filing
Zaepfel Kristin Lynn
Officer (Vice President of HR)
5Stock Option
Derivative · Direct
Holding
12,500 owned after
$6.89
exercise price
2016-02-16
2016-02-16
holding as of filing
CLANCEY DAVID
Officer (EVP & Chief Technology Officer)
5Stock Option
Derivative · Direct
Holding
59,000 owned after
$6.18
exercise price
2016-02-16
2016-02-16
holding as of filing
CLANCEY DAVID
Officer (EVP & Chief Technology Officer)
5Stock Option
Derivative · Direct
Holding
185,000 owned after
$2.84
exercise price
2016-02-16
2016-02-16
holding as of filing
CLANCEY DAVID
Officer (EVP & Chief Technology Officer)
5Stock Option
Derivative · Direct
Holding
75,000 owned after
$2.84
exercise price
2016-02-16
2016-02-16
holding as of filing
CLANCEY DAVID
Officer (EVP & Chief Technology Officer)
5Stock Option
Derivative · Direct
Holding
100,000 owned after
$3.15
exercise price
2016-02-16
2016-02-16
holding as of filing
CLANCEY DAVID
Officer (EVP & Chief Technology Officer)
5Stock Option
Derivative · Direct
Holding
85,000 owned after
$3.73
exercise price
2016-02-16
2016-02-16
holding as of filing
CLANCEY DAVID
Officer (EVP & Chief Technology Officer)
5Stock Option
Derivative · Direct
Holding
62,500 owned after
$4.20
exercise price
2016-02-16
2016-02-16
holding as of filing
CLANCEY DAVID
Officer (EVP & Chief Technology Officer)
5Stock Option
Derivative · Direct
Holding
40,000 owned after
$6.89
exercise price
2016-02-16
2016-02-16
holding as of filing
SINGLETON SHIRLEY
Director, Officer (Chairman, President and CEO)
5Stock Option
Derivative · Direct
Holding
90,000 owned after
$6.18
exercise price
2016-02-16
2016-02-16
holding as of filing
SINGLETON SHIRLEY
Director, Officer (Chairman, President and CEO)
5Stock Option
Derivative · Direct
Holding
185,000 owned after
$2.84
exercise price
2016-02-16
2016-02-16
holding as of filing
SINGLETON SHIRLEY
Director, Officer (Chairman, President and CEO)
5Stock Option
Derivative · Direct
Holding
75,000 owned after
$2.84
exercise price
2016-02-16
2016-02-16
holding as of filing
SINGLETON SHIRLEY
Director, Officer (Chairman, President and CEO)
5Stock Option
Derivative · Direct
Holding
100,000 owned after
$3.15
exercise price
2016-02-16
2016-02-16
holding as of filing
SINGLETON SHIRLEY
Director, Officer (Chairman, President and CEO)
5Stock Option
Derivative · Direct
Holding
85,000 owned after
$3.73
exercise price
2016-02-16
2016-02-16
holding as of filing
SINGLETON SHIRLEY
Director, Officer (Chairman, President and CEO)
5Stock Option
Derivative · Direct
Holding
62,500 owned after
$4.20
exercise price
2016-02-16
2016-02-16
holding as of filing
SINGLETON SHIRLEY
Director, Officer (Chairman, President and CEO)
5Stock Option
Derivative · Direct
Holding
40,000 owned after
$6.89
exercise price
2016-02-16