EDGEWATER TECHNOLOGY INC/DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 75 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-12: Reporting owner GUZZI PAUL; Form 5; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-06-12: Reporting owner GUZZI PAUL; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-06-03: Reporting owner LEAMING NANCY; Form 5; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-06-03: Reporting owner GUZZI PAUL; Form 5; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-12 | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.84 exercise price | 2016-02-16 | |
| 2015-06-12 | GUZZI PAUL Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.84 exercise price | 2015-06-15 | |
| 2015-06-03 | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,400 5,400 owned after | $7.13 exercise price | 2016-02-16 | |
| 2015-06-03 | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,400 5,400 owned after | $7.13 exercise price | 2016-02-16 | |
| 2015-06-03 | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.13 exercise price | 2016-02-16 | |
| 2015-06-03 | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.84 exercise price | 2016-02-16 | |
| 2015-06-03 | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.13 exercise price | 2016-02-16 | |
| 2015-06-03 | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.84 exercise price | 2016-02-16 | |
| 2015-06-03 | FLYNN PAUL EDWARD Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.13 exercise price | 2015-06-05 | |
| 2015-06-03 | GUZZI PAUL Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.13 exercise price | 2015-06-05 | |
| 2015-06-03 | WILSON WAYNE Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.13 exercise price | 2015-06-05 | |
| 2015-06-03 | LOEB MICHAEL Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.13 exercise price | 2015-06-05 | |
| 2015-06-03 | LEAMING NANCY Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,400 5,400 owned after | $7.13 exercise price | 2015-06-05 | |
| 2015-06-03 | FLYNN PAUL EDWARD Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.84 exercise price | 2015-06-04 | |
| 2015-06-03 | WILSON WAYNE Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.84 exercise price | 2015-06-04 | |
| 2015-05-19 | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $2.84 exercise price | 2016-02-16 | |
| 2015-03-17 | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.84 exercise price | 2016-02-16 | |
| 2015-03-17 | LOEB MICHAEL Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.84 exercise price | 2015-03-18 | |
| 2015-03-06 | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +37,500 37,500 owned after | $6.99 exercise price | 2016-02-16 | |
| 2015-03-06 | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,000 40,000 owned after | $6.99 exercise price | 2016-02-16 | |
| 2015-03-06 | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +40,000 40,000 owned after | $6.99 exercise price | 2016-02-16 | |
| 2015-03-06 | OAKES TIMOTHY Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $6.99 exercise price | 2015-03-09 | |
| 2015-03-06 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $6.99 exercise price | 2015-03-09 | |
| 2015-03-06 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $6.99 exercise price | 2015-03-09 | |
| 2015-03-06 | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $6.99 exercise price | 2015-03-09 | |
| 2015-03-06 | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $6.99 exercise price | 2015-03-09 | |
| 2015-02-13 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 59,000 owned after | $6.18 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 185,000 owned after | $2.84 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $2.84 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 100,000 owned after | $3.15 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $3.73 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 62,500 owned after | $4.20 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $2.84 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $2.84 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Options Derivative · Direct | Holding | 42,526 owned after | $3.15 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 14,396 owned after | $3.52 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 42,500 owned after | $3.73 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 82,500 owned after | $4.04 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 37,500 owned after | $4.20 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $2.84 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $3.15 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 42,500 owned after | $3.73 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 82,500 owned after | $4.04 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 37,500 owned after | $4.20 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 14,500 owned after | $6.18 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $3.15 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 10,500 owned after | $3.73 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 19,500 owned after | $4.04 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 17,500 owned after | $4.20 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 90,000 owned after | $6.18 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 185,000 owned after | $2.84 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $2.84 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 100,000 owned after | $3.15 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 85,000 owned after | $3.73 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 62,500 owned after | $4.20 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 18,405 owned after | $3.88 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 11,195 owned after | $4.02 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 18,405 owned after | $3.88 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 11,195 owned after | $4.02 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 18,405 owned after | $3.88 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 11,195 owned after | $4.02 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 18,405 owned after | $3.88 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 11,195 owned after | $4.02 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 18,405 owned after | $3.88 exercise price | 2015-02-13 | |
| 2015-02-13 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 11,195 owned after | $4.02 exercise price | 2015-02-13 |