EDGEWATER TECHNOLOGY INC/DE/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 75 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-03: Reporting owner Zaepfel Kristin Lynn; Form 5; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-03: Reporting owner Zaepfel Kristin Lynn; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-27: Reporting owner Zaepfel Kristin Lynn; Form 5; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-27: Reporting owner Zaepfel Kristin Lynn; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-03 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,784 0 owned after | $2.84 exercise price | 2014-02-13 | |
| 2013-12-03 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,784 0 owned after | $2.84 exercise price | 2013-12-04 | |
| 2013-11-27 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 14,784 owned after | $2.84 exercise price | 2014-02-13 | |
| 2013-11-27 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 14,784 owned after | $2.84 exercise price | 2013-11-29 | |
| 2013-11-26 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,683 16,384 owned after | $2.84 exercise price | 2014-02-13 | |
| 2013-11-26 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,683 16,384 owned after | $2.84 exercise price | 2013-11-27 | |
| 2013-11-25 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,933 20,067 owned after | $2.84 exercise price | 2014-02-13 | |
| 2013-11-25 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,933 20,067 owned after | $2.84 exercise price | 2013-11-27 | |
| 2013-09-06 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,615 385 owned after | $5.35 exercise price | 2014-02-13 | |
| 2013-09-06 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,615 385 owned after | $5.35 exercise price | 2013-09-13 | |
| 2013-06-05 | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,195 11,195 owned after | $4.02 exercise price | 2014-02-13 | |
| 2013-06-05 | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,195 11,195 owned after | $4.02 exercise price | 2014-02-13 | |
| 2013-06-05 | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,195 11,195 owned after | $4.02 exercise price | 2014-02-13 | |
| 2013-06-05 | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,195 11,195 owned after | $4.02 exercise price | 2014-02-13 | |
| 2013-06-05 | O'CONNELL DANIEL Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,195 11,195 owned after | $4.02 exercise price | 2014-02-13 | |
| 2013-06-05 | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,195 11,195 owned after | $4.02 exercise price | 2014-02-13 | |
| 2013-06-05 | LEAMING NANCY Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,195 11,195 owned after | $4.02 exercise price | 2013-06-11 | |
| 2013-06-05 | GUZZI PAUL Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −11,195 11,195 owned after | $4.02 exercise price | 2013-06-11 | |
| 2013-06-05 | O'CONNELL DANIEL Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,195 11,195 owned after | $4.02 exercise price | 2013-06-11 | |
| 2013-06-05 | LOEB MICHAEL Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,195 11,195 owned after | $4.02 exercise price | 2013-06-11 | |
| 2013-06-05 | WILSON WAYNE Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,195 11,195 owned after | $4.02 exercise price | 2013-06-11 | |
| 2013-06-05 | FLYNN PAUL EDWARD Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,195 11,195 owned after | $4.02 exercise price | 2013-06-11 | |
| 2013-03-06 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $4.20 exercise price | 2014-02-13 | |
| 2013-03-06 | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $4.20 exercise price | 2014-02-13 | |
| 2013-03-06 | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $4.20 exercise price | 2014-02-13 | |
| 2013-03-06 | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $4.20 exercise price | 2014-02-13 | |
| 2013-03-06 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $4.20 exercise price | 2014-02-13 | |
| 2013-03-06 | Zaepfel Kristin Lynn Officer (Vice President of HR) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $4.20 | 2013-03-11 | |
| 2013-03-06 | OAKES TIMOTHY Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $4.20 | 2013-03-11 | |
| 2013-03-06 | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $4.20 | 2013-03-11 | |
| 2013-03-06 | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $4.20 | 2013-03-11 | |
| 2013-03-06 | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $4.20 | 2013-03-11 | |
| 2013-02-14 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 16,638 owned after | $4.99 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 16,000 owned after | $2.60 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | GUZZI PAUL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | LEAMING NANCY Director | 5 | Stock Options Derivative · Direct | Holding | 16,638 owned after | $4.99 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | LEAMING NANCY Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 16,638 owned after | $4.99 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | FLYNN PAUL EDWARD Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 16,683 owned after | $4.99 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.60 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | LOEB MICHAEL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 16,638 owned after | $4.99 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.84 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | WILSON WAYNE Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | O'CONNELL DANIEL Director | 5 | Stock Option Derivative · Direct | Holding | 35,687 owned after | $2.89 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | O'CONNELL DANIEL Director | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $2.90 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 59,000 owned after | $6.18 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 31,750 owned after | $9.07 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 185,000 owned after | $2.84 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $2.84 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | CLANCEY DAVID Officer (EVP & Chief Technology Officer) | 5 | Stock Option Derivative · Direct | Holding | 100,000 owned after | $3.15 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 90,000 owned after | $6.18 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 71,000 owned after | $9.07 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 185,000 owned after | $2.84 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $2.84 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | SINGLETON SHIRLEY Director, Officer (Chairman, President and CEO) | 5 | Stock Option Derivative · Direct | Holding | 100,000 owned after | $3.15 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 10,000 owned after | $5.35 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 14,500 owned after | $6.18 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Options Derivative · Direct | Holding | 12,100 owned after | $9.07 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 25,000 owned after | $2.84 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | Zaepfel Kristin Lynn Officer (Vice President of HR) | 5 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $3.15 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 20,000 owned after | $4.95 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 30,000 owned after | $9.07 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $2.84 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Option Derivative · Direct | Holding | 15,000 owned after | $2.84 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | RANZAL-KNOWLES ROBIN Officer (Senior Vice President) | 5 | Stock Options Derivative · Direct | Holding | 42,526 owned after | $3.15 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 7,500 owned after | $4.89 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 5,000 owned after | $9.07 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 50,000 owned after | $2.84 exercise price | 2013-02-14 | |
| 2013-02-14 holding as of filing | OAKES TIMOTHY Officer (Chief Financial Officer) | 5 | Stock Option Derivative · Direct | Holding | 75,000 owned after | $3.15 exercise price | 2013-02-14 |