DYNAVAX TECHNOLOGIES CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-10-13: Reporting owner RICCIARDI NATALE S; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-10-13: Reporting owner Plotkin Stanley A; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-10-13: Reporting owner Phillips Peggy V; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-10-13: Reporting owner ORONSKY ARNOLD L; Form 4; Security Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-10-13 | RICCIARDI NATALE S Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $22.51 exercise price | 2015-10-14 | |
| 2015-10-13 | Plotkin Stanley A Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $22.51 exercise price | 2015-10-14 | |
| 2015-10-13 | Phillips Peggy V Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,200 13,200 owned after | $22.51 exercise price | 2015-10-14 | |
| 2015-10-13 | ORONSKY ARNOLD L Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,200 13,200 owned after | $22.51 exercise price | 2015-10-14 | |
| 2015-10-13 | KISNER DANIEL L Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,200 13,200 owned after | $22.51 exercise price | 2015-10-14 | |
| 2015-10-13 | CARSON DENNIS Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $22.51 exercise price | 2015-10-14 | |
| 2015-10-13 | CANO FRANCIS Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,800 8,800 owned after | $22.51 exercise price | 2015-10-14 | |
| 2015-10-13 | Brege Laura Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,800 8,800 owned after | $22.51 exercise price | 2015-10-14 | |
| 2015-08-27 | COFFMAN ROBERT Officer (Chief Scientific Officer & SVP) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,501 16,501 owned after | $28.45 exercise price | 2015-08-31 | |
| 2015-08-27 | OSTRACH MICHAEL S Officer (Vice President) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,000 29,000 owned after | $28.45 exercise price | 2015-08-31 | |
| 2015-08-24 | Plotkin Stanley A Director | 4 | Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $11.50 exercise price | 2015-08-26 | |
| 2015-05-27 | RICCIARDI NATALE S Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $22.36 exercise price | 2015-05-28 | |
| 2015-05-27 | Plotkin Stanley A Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $22.36 exercise price | 2015-05-28 | |
| 2015-05-27 | Phillips Peggy V Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $22.36 exercise price | 2015-05-28 | |
| 2015-05-27 | ORONSKY ARNOLD L Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $22.36 exercise price | 2015-05-28 | |
| 2015-05-27 | KISNER DANIEL L Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $22.36 exercise price | 2015-05-28 | |
| 2015-05-27 | CARSON DENNIS Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $22.36 exercise price | 2015-05-28 | |
| 2015-05-27 | CANO FRANCIS Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $22.36 exercise price | 2015-05-28 | |
| 2015-05-27 | Brege Laura Director | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,875 1,875 owned after | $22.36 exercise price | 2015-05-28 | |
| 2015-02-09 | Novack David F Officer (Senior Vice President) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 147,000 owned after | $16.00 exercise price | 2015-02-11 | |
| 2015-02-09 | COFFMAN ROBERT Officer (Chief Scientific Officer & SVP) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 185,001 owned after | $16.00 exercise price | 2015-02-11 | |
| 2015-02-09 | Johnson David Louis Officer (Vice President & CAO) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 45,000 owned after | $16.00 exercise price | 2015-02-11 | |
| 2015-02-09 | OSTRACH MICHAEL S Officer (Vice President) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,000 202,423 owned after | $16.00 exercise price | 2015-02-11 | |
| 2015-02-09 | Janssen Robert Officer (Vice President) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,000 124,750 owned after | $16.00 exercise price | 2015-02-11 | |
| 2015-02-09 | Gray Eddie Director, Officer (CEO and Director) | 4 | Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 650,001 owned after | $16.00 exercise price | 2015-02-11 | |
| 2015-02-05 | Brege Laura Director | 4 | Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −2,000 2,000 owned after | $16.47 exercise price | 2015-02-09 |