CMC Materials, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-03: Reporting owner Woodland Daniel D.; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-12-03: Reporting owner Thorp Eleanor Kate; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-12-03: Reporting owner Press Jeanette A.; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-12-03: Reporting owner Mumford Colleen Elizabeth; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-03 | Woodland Daniel D. Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,958 6,958 owned after | $145.58 | 2020-12-07 | |
| 2020-12-03 | Thorp Eleanor Kate Officer (VP, Human Resources) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,523 4,523 owned after | $145.58 | 2020-12-07 | |
| 2020-12-03 | Press Jeanette A. Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,391 1,391 owned after | $145.58 | 2020-12-07 | |
| 2020-12-03 | Mumford Colleen Elizabeth Officer (VP, Marketing & Communications) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,087 2,087 owned after | $145.58 | 2020-12-07 | |
| 2020-12-03 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,196 23,196 owned after | $145.58 | 2020-12-07 | |
| 2020-12-03 | Dysard Jeffrey Michael Officer (VP and Pres. of Perf. Material) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,915 5,915 owned after | $145.58 | 2020-12-07 | |
| 2020-12-03 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,362 5,362 owned after | $145.58 | 2020-12-07 | |
| 2020-12-03 | Beamer Scott D Officer (Vice President and CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,610 6,610 owned after | $145.58 | 2020-12-07 | |
| 2020-11-25 | KLEIN BARBARA A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $33.89 exercise price | 2020-11-30 | |
| 2020-08-12 | Mumford Colleen Elizabeth Officer (VP, Marketing & Communications) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −640 0 owned after | $32.64 exercise price | 2020-08-13 | |
| 2020-08-12 | Mumford Colleen Elizabeth Officer (VP, Marketing & Communications) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −416 0 owned after | $44.10 exercise price | 2020-08-13 | |
| 2020-03-04 | Reilly Paul J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,958 1,958 owned after | $147.78 | 2020-03-05 | |
| 2020-03-04 | WHITNEY SUSAN M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,958 1,958 owned after | $147.78 | 2020-03-05 | |
| 2020-03-04 | WILD GEOFFREY Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,958 1,958 owned after | $147.78 | 2020-03-05 | |
| 2020-03-04 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,958 1,958 owned after | $147.78 | 2020-03-05 | |
| 2020-03-04 | NOGLOWS WILLIAM P Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,958 1,958 owned after | $147.78 | 2020-03-05 | |
| 2020-03-04 | KLEIN BARBARA A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,958 1,958 owned after | $147.78 | 2020-03-05 | |
| 2020-02-12 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,385 0 owned after | $106.61 exercise price | 2020-02-13 | |
| 2020-02-10 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,125 0 owned after | $42.37 exercise price | 2020-02-11 | |
| 2020-02-10 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,950 3,950 owned after | $60.27 exercise price | 2020-02-11 | |
| 2020-02-10 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,850 0 owned after | $42.37 exercise price | 2020-02-11 | |
| 2020-02-10 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 69,100 owned after | $60.27 exercise price | 2020-02-11 | |
| 2020-02-10 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,175 0 owned after | $46.45 exercise price | 2020-02-11 | |
| 2020-02-10 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,750 0 owned after | $42.37 exercise price | 2020-02-11 | |
| 2020-02-10 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,150 1,075 owned after | $60.27 exercise price | 2020-02-11 |