CMC Materials, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-05: Reporting owner Kelly Thomas Francis; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-12-05: Reporting owner Woodland Daniel D.; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-12-05: Reporting owner ROMAN THOMAS S; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-12-05: Reporting owner Polezoes Lisa A; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-05 | Kelly Thomas Francis Officer (VP Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,600 9,600 owned after | $92.57 | 2017-12-06 | |
| 2017-12-05 | Woodland Daniel D. Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,600 9,600 owned after | $92.57 | 2017-12-06 | |
| 2017-12-05 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,400 2,400 owned after | $92.57 | 2017-12-06 | |
| 2017-12-05 | Polezoes Lisa A Officer (VP, Human Resources) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $92.57 | 2017-12-06 | |
| 2017-12-05 | Naman Ananth Officer (VP & Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,200 7,200 owned after | $92.57 | 2017-12-06 | |
| 2017-12-05 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,054 22,054 owned after | $92.57 | 2017-12-06 | |
| 2017-12-05 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,800 7,800 owned after | $92.57 | 2017-12-06 | |
| 2017-12-04 | Woodland Daniel D. Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,925 7,850 owned after | $42.37 exercise price | 2017-12-05 | |
| 2017-12-04 | Woodland Daniel D. Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,055 1,055 owned after | $46.45 exercise price | 2017-12-05 | |
| 2017-12-04 | Woodland Daniel D. Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,403 0 owned after | $44.10 exercise price | 2017-12-05 | |
| 2017-11-21 | Polezoes Lisa A Officer (VP, Human Resources) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,745 11,490 owned after | $27.94 exercise price | 2017-11-22 | |
| 2017-11-20 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,350 2,350 owned after | $46.45 exercise price | 2017-11-20 | |
| 2017-11-17 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,425 43,275 owned after | $42.37 exercise price | 2017-11-20 | |
| 2017-11-16 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −817 15,065 owned after | $21.45 exercise price | 2017-11-16 | |
| 2017-11-14 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,183 15,882 owned after | $21.45 exercise price | 2017-11-15 | |
| 2017-10-31 | JOHNSON WILLIAM S Officer (Executive Vice President, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,594 0 owned after | $32.64 exercise price | 2017-11-02 | |
| 2017-10-30 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,225 4,075 owned after | $44.10 exercise price | 2017-10-30 | |
| 2017-10-30 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,300 6,300 owned after | $46.45 exercise price | 2017-10-30 | |
| 2017-10-30 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $51.57 exercise price | 2017-10-30 | |
| 2017-10-30 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,638 0 owned after | $39.29 exercise price | 2017-10-30 | |
| 2017-08-03 | KLEIN BARBARA A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,880 0 owned after | $22.78 exercise price | 2017-08-03 | |
| 2017-08-03 | KLEIN BARBARA A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,704 0 owned after | $22.78 exercise price | 2017-08-03 | |
| 2017-08-02 | JOHNSON WILLIAM S Officer (Executive Vice President, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,806 17,594 owned after | $32.64 exercise price | 2017-08-03 | |
| 2017-05-09 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 1,500 owned after | $44.10 exercise price | 2017-05-10 | |
| 2017-05-05 | JOHNSON WILLIAM S Officer (Executive Vice President, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,930 0 owned after | $27.94 exercise price | 2017-05-08 | |
| 2017-05-01 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 0 owned after | $28.62 exercise price | 2017-05-01 | |
| 2017-05-01 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,250 19,250 owned after | $46.82 exercise price | 2017-05-01 | |
| 2017-05-01 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 53,700 owned after | $42.37 exercise price | 2017-05-01 | |
| 2017-03-10 | Naman Ananth Officer (VP & Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −906 0 owned after | $22.13 exercise price | 2017-03-13 | |
| 2017-03-10 | Naman Ananth Officer (VP & Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,687 0 owned after | $21.45 exercise price | 2017-03-13 | |
| 2017-03-10 | Naman Ananth Officer (VP & Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,984 0 owned after | $27.94 exercise price | 2017-03-13 | |
| 2017-03-10 | Naman Ananth Officer (VP & Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,750 0 owned after | $32.64 exercise price | 2017-03-13 | |
| 2017-03-10 | Naman Ananth Officer (VP & Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,350 4,450 owned after | $44.10 exercise price | 2017-03-13 | |
| 2017-03-10 | Naman Ananth Officer (VP & Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 8,000 owned after | $46.45 exercise price | 2017-03-13 | |
| 2017-03-10 | Naman Ananth Officer (VP & Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,925 11,775 owned after | $42.37 exercise price | 2017-03-13 | |
| 2017-03-10 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,421 0 owned after | $32.64 exercise price | 2017-03-10 | |
| 2017-03-09 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,699 7,421 owned after | $32.64 exercise price | 2017-03-10 | |
| 2017-03-08 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,580 16,120 owned after | $32.64 exercise price | 2017-03-10 | |
| 2017-03-07 | WILD GEOFFREY Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,811 4,811 owned after | $69.44 | 2017-03-08 | |
| 2017-03-07 | WHITNEY SUSAN M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,811 4,811 owned after | $69.44 | 2017-03-08 | |
| 2017-03-07 | REILLY PAUL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,811 4,811 owned after | $69.44 | 2017-03-08 | |
| 2017-03-07 | NOGLOWS WILLIAM P Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,811 4,811 owned after | $69.44 | 2017-03-08 | |
| 2017-03-07 | KLEIN BARBARA A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,811 4,811 owned after | $69.44 | 2017-03-08 | |
| 2017-03-07 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,811 4,811 owned after | $69.44 | 2017-03-08 | |
| 2017-02-24 | Polezoes Lisa A Officer (VP, Human Resources) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,600 0 owned after | $32.64 exercise price | 2017-02-24 | |
| 2017-02-08 | NOGLOWS WILLIAM P Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 0 owned after | $32.64 exercise price | 2017-02-08 | |
| 2017-02-08 | WILKINSON STEVEN V Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,704 0 owned after | $22.39 exercise price | 2017-02-08 | |
| 2017-01-30 | JOHNSON WILLIAM S Officer (Executive Vice President, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,932 18,930 owned after | $27.94 exercise price | 2017-02-01 | |
| 2017-01-30 | Birgeneau Robert J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $44.88 exercise price | 2017-02-01 | |
| 2017-01-30 | Birgeneau Robert J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $51.57 exercise price | 2017-02-01 |