CMC Materials, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-03: Reporting owner Woodland Daniel D.; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-03: Reporting owner ROMAN THOMAS S; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-03: Reporting owner Polezoes Lisa A; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-03: Reporting owner PIKE DANIEL J; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-03 | Woodland Daniel D. Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,700 15,700 owned after | $42.37 | 2015-12-07 | |
| 2015-12-03 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $42.37 | 2015-12-07 | |
| 2015-12-03 | Polezoes Lisa A Officer (VP, Human Resources) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,400 13,400 owned after | $42.37 | 2015-12-07 | |
| 2015-12-03 | PIKE DANIEL J Officer (VP, Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,700 15,700 owned after | $42.37 | 2015-12-07 | |
| 2015-12-03 | Naman Ananth Officer (VP & Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,700 15,700 owned after | $42.37 | 2015-12-07 | |
| 2015-12-03 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,700 57,700 owned after | $42.37 | 2015-12-07 | |
| 2015-12-03 | JOHNSON WILLIAM S Officer (Executive Vice President, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $42.37 | 2015-12-07 | |
| 2015-12-03 | Hui Richard Officer (VP, Global Sales) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,200 14,200 owned after | $42.37 | 2015-12-07 | |
| 2015-12-03 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,600 12,600 owned after | $42.37 | 2015-12-07 | |
| 2015-12-03 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,500 16,500 owned after | $42.37 | 2015-12-07 | |
| 2015-11-30 | JOHNSON WILLIAM S Officer (Executive Vice President, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,672 20,672 owned after | $21.45 exercise price | 2015-12-02 | |
| 2015-11-06 | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,851 11,250 owned after | $25.79 exercise price | 2015-11-09 | |
| 2015-11-05 | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,235 58,101 owned after | $25.79 exercise price | 2015-11-09 | |
| 2015-09-01 | WILD GEOFFREY Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $41.88 | 2015-09-02 | |
| 2015-09-01 | WILD GEOFFREY Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $41.88 | 2015-09-02 | |
| 2015-04-01 | WHITNEY SUSAN M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $50.19 | 2015-04-06 | |
| 2015-04-01 | WHITNEY SUSAN M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $50.19 | 2015-04-06 | |
| 2015-03-09 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,924 0 owned after | $35.47 exercise price | 2015-03-10 | |
| 2015-03-09 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $44.88 exercise price | 2015-03-10 | |
| 2015-03-06 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $30.24 exercise price | 2015-03-10 | |
| 2015-03-06 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,625 1,875 owned after | $30.24 exercise price | 2015-03-10 | |
| 2015-03-06 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,076 4,924 owned after | $35.47 exercise price | 2015-03-10 | |
| 2015-03-05 | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,781 0 owned after | $21.45 exercise price | 2015-03-05 | |
| 2015-03-04 | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −91,020 17,781 owned after | $21.45 exercise price | 2015-03-05 | |
| 2015-03-03 | Xia Bailing Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $51.57 exercise price | 2015-03-05 | |
| 2015-03-03 | WILKINSON STEVEN V Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $51.57 exercise price | 2015-03-05 | |
| 2015-03-03 | MOONEY EDWARD J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $51.57 exercise price | 2015-03-05 | |
| 2015-03-03 | KLEIN BARBARA A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $51.57 exercise price | 2015-03-05 | |
| 2015-03-03 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $51.57 exercise price | 2015-03-05 | |
| 2015-03-03 | FULLER H LAURANCE Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $51.57 exercise price | 2015-03-05 | |
| 2015-03-03 | Birgeneau Robert J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $51.57 exercise price | 2015-03-05 | |
| 2015-02-19 | PIKE DANIEL J Officer (VP, Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,806 0 owned after | $28.62 exercise price | 2015-02-20 | |
| 2015-02-19 | PIKE DANIEL J Officer (VP, Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,930 6,311 owned after | $27.94 exercise price | 2015-02-20 | |
| 2015-02-12 | Xia Bailing Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,584 19,584 owned after | $29.46 exercise price | 2015-02-17 | |
| 2015-02-05 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,496 0 owned after | $28.62 exercise price | 2015-02-05 | |
| 2015-02-05 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,632 1,632 owned after | $27.94 exercise price | 2015-02-05 | |
| 2015-02-05 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 3,000 owned after | $32.64 exercise price | 2015-02-05 | |
| 2015-02-04 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,392 0 owned after | $16.00 exercise price | 2015-02-04 | |
| 2015-02-03 | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,414 0 owned after | $21.77 exercise price | 2015-02-03 | |
| 2015-02-02 | Birgeneau Robert J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,704 0 owned after | $13.11 exercise price | 2015-02-03 | |
| 2015-02-02 | JOHNSON WILLIAM S Officer (Executive Vice President, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,038 0 owned after | $25.79 exercise price | 2015-02-03 | |
| 2015-01-12 holding as of filing | Woodland Daniel D. Officer (VP, Marketing) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $27.94 exercise price | 2015-01-12 | ||
| 2015-01-12 holding as of filing | Woodland Daniel D. Officer (VP, Marketing) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $32.64 exercise price | 2015-01-12 | ||
| 2015-01-12 holding as of filing | Woodland Daniel D. Officer (VP, Marketing) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $44.10 exercise price | 2015-01-12 | ||
| 2015-01-12 holding as of filing | Woodland Daniel D. Officer (VP, Marketing) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $46.45 exercise price | 2015-01-12 | ||
| 2015-01-02 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38,500 38,500 owned after | $46.82 | 2015-01-05 |