CMC Materials, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-11: Reporting owner Dysard Jeffrey Michael; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-12-11: Reporting owner Dysard Jeffrey Michael; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-12-11: Reporting owner Dysard Jeffrey Michael; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-12-11: Reporting owner Dysard Jeffrey Michael; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-11 | Dysard Jeffrey Michael Officer (VP and Pres. of Perf. Material) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,543 0 owned after | $42.37 exercise price | 2019-12-12 | |
| 2019-12-11 | Dysard Jeffrey Michael Officer (VP and Pres. of Perf. Material) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,585 1,293 owned after | $60.27 exercise price | 2019-12-12 | |
| 2019-12-11 | Dysard Jeffrey Michael Officer (VP and Pres. of Perf. Material) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,128 3,128 owned after | $92.57 exercise price | 2019-12-12 | |
| 2019-12-11 | Dysard Jeffrey Michael Officer (VP and Pres. of Perf. Material) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,387 4,161 owned after | $101.73 exercise price | 2019-12-12 | |
| 2019-12-05 | Woodland Daniel D. Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,952 6,952 owned after | $127.48 | 2019-12-09 | |
| 2019-12-05 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,612 23,612 owned after | $127.48 | 2019-12-09 | |
| 2019-12-05 | Dysard Jeffrey Michael Officer (VP and Pres. of Perf. Material) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,772 4,772 owned after | $127.48 | 2019-12-09 | |
| 2019-12-05 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,672 5,672 owned after | $127.48 | 2019-12-09 | |
| 2019-12-05 | Beamer Scott D Officer (Vice President and CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,560 6,560 owned after | $127.48 | 2019-12-09 | |
| 2019-12-05 | Mumford Colleen Elizabeth Officer (VP, Marketing & Communications) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,192 1,192 owned after | $127.48 | 2019-12-09 | |
| 2019-12-05 | Thorp Eleanor Kate Officer (VP, Human Resources) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,180 3,180 owned after | $127.48 | 2019-12-09 | |
| 2019-10-02 holding as of filing | Mumford Colleen Elizabeth Officer (VP, Marketing & Communications) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $32.64 exercise price | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Mumford Colleen Elizabeth Officer (VP, Marketing & Communications) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $44.10 exercise price | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Mumford Colleen Elizabeth Officer (VP, Marketing & Communications) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $46.45 exercise price | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Mumford Colleen Elizabeth Officer (VP, Marketing & Communications) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $42.37 exercise price | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Mumford Colleen Elizabeth Officer (VP, Marketing & Communications) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $60.27 exercise price | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Mumford Colleen Elizabeth Officer (VP, Marketing & Communications) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $92.57 exercise price | 2019-10-02 | ||
| 2019-10-02 holding as of filing | Mumford Colleen Elizabeth Officer (VP, Marketing & Communications) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $101.73 exercise price | 2019-10-02 | ||
| 2019-08-22 | KLEIN BARBARA A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,704 0 owned after | $33.90 exercise price | 2019-08-23 | |
| 2019-08-13 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,150 0 owned after | $46.45 exercise price | 2019-08-14 | |
| 2019-08-13 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,125 4,125 owned after | $42.37 exercise price | 2019-08-14 | |
| 2019-08-13 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,950 7,900 owned after | $60.27 exercise price | 2019-08-14 | |
| 2019-08-12 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 0 owned after | $46.45 exercise price | 2019-08-13 | |
| 2019-08-12 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,625 0 owned after | $46.82 exercise price | 2019-08-13 | |
| 2019-08-12 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,425 28,850 owned after | $42.37 exercise price | 2019-08-13 | |
| 2019-03-06 | KLEIN BARBARA A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,972 2,972 owned after | $110.09 | 2019-03-08 | |
| 2019-03-06 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,972 2,972 owned after | $110.09 | 2019-03-08 | |
| 2019-03-06 | NOGLOWS WILLIAM P Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,972 2,972 owned after | $110.09 | 2019-03-08 | |
| 2019-03-06 | REILLY PAUL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,972 2,972 owned after | $110.09 | 2019-03-08 | |
| 2019-03-06 | WHITNEY SUSAN M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,972 2,972 owned after | $110.09 | 2019-03-08 | |
| 2019-03-06 | WILD GEOFFREY Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,972 2,972 owned after | $110.09 | 2019-03-08 | |
| 2019-02-21 | Dysard Jeffrey Michael Officer (VP and Pres. of Perf. Material) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,213 0 owned after | $46.45 exercise price | 2019-02-22 | |
| 2019-02-21 | Dysard Jeffrey Michael Officer (VP and Pres. of Perf. Material) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,543 1,543 owned after | $42.37 exercise price | 2019-02-22 | |
| 2019-01-10 holding as of filing | Dysard Jeffrey Michael Officer (VP and Pres. of Perf. Material) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $46.45 exercise price | 2019-01-10 | ||
| 2019-01-10 holding as of filing | Dysard Jeffrey Michael Officer (VP and Pres. of Perf. Material) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $42.37 exercise price | 2019-01-10 | ||
| 2019-01-10 holding as of filing | Dysard Jeffrey Michael Officer (VP and Pres. of Perf. Material) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $60.27 exercise price | 2019-01-10 | ||
| 2019-01-10 holding as of filing | Dysard Jeffrey Michael Officer (VP and Pres. of Perf. Material) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $92.57 exercise price | 2019-01-10 | ||
| 2019-01-10 holding as of filing | Dysard Jeffrey Michael Officer (VP and Pres. of Perf. Material) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $101.73 exercise price | 2019-01-10 |