CMC Materials, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-11: Reporting owner Naman Ananth; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-11: Reporting owner Naman Ananth; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-11: Reporting owner Naman Ananth; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-11: Reporting owner Naman Ananth; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-11 | Naman Ananth Officer (VP & Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 6,011 owned after | $46.45 exercise price | 2018-12-13 | |
| 2018-12-11 | Naman Ananth Officer (VP & Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,011 0 owned after | $46.45 exercise price | 2018-12-13 | |
| 2018-12-11 | Naman Ananth Officer (VP & Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,850 3,925 owned after | $42.37 exercise price | 2018-12-13 | |
| 2018-12-11 | Naman Ananth Officer (VP & Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,235 7,365 owned after | $60.27 exercise price | 2018-12-13 | |
| 2018-12-10 | Naman Ananth Officer (VP & Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,450 0 owned after | $44.10 exercise price | 2018-12-10 | |
| 2018-12-10 | Naman Ananth Officer (VP & Chief Technology Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,589 6,411 owned after | $46.45 exercise price | 2018-12-10 | |
| 2018-12-06 | Beamer Scott D Officer (Vice President and CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,152 9,152 owned after | $101.73 | 2018-12-10 | |
| 2018-12-06 | Woodland Daniel D. Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,708 9,708 owned after | $101.73 | 2018-12-10 | |
| 2018-12-06 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,220 2,220 owned after | $101.73 | 2018-12-10 | |
| 2018-12-06 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,424 25,424 owned after | $101.73 | 2018-12-10 | |
| 2018-12-06 | Kelly Thomas Francis Officer (VP Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,708 9,708 owned after | $101.73 | 2018-12-10 | |
| 2018-12-06 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,044 8,044 owned after | $101.73 | 2018-12-10 | |
| 2018-11-15 | KLEIN BARBARA A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,069 0 owned after | $13.11 exercise price | 2018-11-16 | |
| 2018-11-15 | KLEIN BARBARA A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,704 0 owned after | $24.97 exercise price | 2018-11-16 | |
| 2018-11-14 | KLEIN BARBARA A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,635 3,069 owned after | $13.11 exercise price | 2018-11-15 | |
| 2018-09-17 | Thorp Eleanor Kate Officer (VP, Human Resources) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,003 3,003 owned after | $105.70 | 2018-09-19 | |
| 2018-09-17 | Thorp Eleanor Kate Officer (VP, Human Resources) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,503 5,506 owned after | $105.70 | 2018-09-19 | |
| 2018-03-09 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,811 0 owned after | $69.44 exercise price | 2018-03-12 | |
| 2018-03-07 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $44.10 exercise price | 2018-03-08 | |
| 2018-03-07 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,175 1,175 owned after | $46.45 exercise price | 2018-03-08 | |
| 2018-03-07 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,750 2,750 owned after | $42.37 exercise price | 2018-03-08 | |
| 2018-03-07 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,075 3,225 owned after | $60.27 exercise price | 2018-03-08 | |
| 2018-03-06 | NOGLOWS WILLIAM P Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,385 3,385 owned after | $106.61 | 2018-03-08 | |
| 2018-03-06 | WILD GEOFFREY Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,385 3,385 owned after | $106.61 | 2018-03-08 | |
| 2018-03-06 | WHITNEY SUSAN M Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,385 3,385 owned after | $106.61 | 2018-03-08 | |
| 2018-03-06 | REILLY PAUL J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,385 3,385 owned after | $106.61 | 2018-03-08 | |
| 2018-03-06 | KLEIN BARBARA A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,385 3,385 owned after | $106.61 | 2018-03-08 | |
| 2018-03-06 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,385 3,385 owned after | $106.61 | 2018-03-08 | |
| 2018-02-01 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $44.10 exercise price | 2018-02-05 | |
| 2018-02-01 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 3,375 owned after | $46.45 exercise price | 2018-02-05 | |
| 2018-02-01 | Li David H Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,625 9,625 owned after | $46.82 exercise price | 2018-02-05 | |
| 2018-01-30 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,075 0 owned after | $44.10 exercise price | 2018-02-01 | |
| 2018-01-30 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,150 3,150 owned after | $46.45 exercise price | 2018-02-01 | |
| 2018-01-30 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,250 8,250 owned after | $42.37 exercise price | 2018-02-01 | |
| 2018-01-30 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,950 11,850 owned after | $60.27 exercise price | 2018-02-01 | |
| 2018-01-16 | Beamer Scott D Officer (Vice President and CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,796 7,796 owned after | $97.89 | 2018-01-18 |