CMC Materials, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 63 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-03: Reporting owner Damashek Yumiko; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-03: Reporting owner WOBBY DANIEL S; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-03: Reporting owner Weisman Adam; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-03: Reporting owner SMITH STEPHEN R; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-03 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,200 8,200 owned after | $46.45 | 2014-12-05 | |
| 2014-12-03 | WOBBY DANIEL S Officer (VP, Global Sales) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,300 12,300 owned after | $46.45 | 2014-12-05 | |
| 2014-12-03 | Weisman Adam Officer (VP, Business Operations) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,100 15,100 owned after | $46.45 | 2014-12-05 | |
| 2014-12-03 | SMITH STEPHEN R Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,300 12,300 owned after | $46.45 | 2014-12-05 | |
| 2014-12-03 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,700 4,700 owned after | $46.45 | 2014-12-05 | |
| 2014-12-03 | Polezoes Lisa A Officer (VP, Human Resources) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,100 11,100 owned after | $46.45 | 2014-12-05 | |
| 2014-12-03 | PIKE DANIEL J Officer (VP, Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,600 12,600 owned after | $46.45 | 2014-12-05 | |
| 2014-12-03 | Naman Ananth Officer (VP, Research & Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $46.45 | 2014-12-05 | |
| 2014-12-03 | Li David H Officer (VP, Asia Pacific Region) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,500 13,500 owned after | $46.45 | 2014-12-05 | |
| 2014-12-03 | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,500 18,500 owned after | $46.45 | 2014-12-05 | |
| 2014-12-03 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,600 12,600 owned after | $46.45 | 2014-12-05 | |
| 2014-11-28 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,660 2,888 owned after | $16.00 exercise price | 2014-12-01 | |
| 2014-11-26 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,934 8,548 owned after | $16.00 exercise price | 2014-12-01 | |
| 2014-11-25 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3 22,482 owned after | $16.00 exercise price | 2014-11-25 | |
| 2014-11-25 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,632 3,264 owned after | $27.94 exercise price | 2014-11-25 | |
| 2014-11-25 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,496 1,496 owned after | $28.62 exercise price | 2014-11-25 | |
| 2014-11-24 | SMITH STEPHEN R Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,563 0 owned after | $21.77 exercise price | 2014-11-24 | |
| 2014-11-21 | SMITH STEPHEN R Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,141 7,563 owned after | $21.77 exercise price | 2014-11-24 | |
| 2014-11-21 | SMITH STEPHEN R Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,968 0 owned after | $25.79 exercise price | 2014-11-24 | |
| 2014-11-13 | Li David H Officer (VP, Asia Pacific Region) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,745 6,746 owned after | $28.62 exercise price | 2014-11-13 | |
| 2014-11-13 | Li David H Officer (VP, Asia Pacific Region) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,310 12,621 owned after | $27.94 exercise price | 2014-11-13 | |
| 2014-11-13 | Li David H Officer (VP, Asia Pacific Region) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,745 0 owned after | $21.45 exercise price | 2014-11-13 | |
| 2014-11-12 | WOBBY DANIEL S Officer (VP, Global Sales) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,301 0 owned after | $21.45 exercise price | 2014-11-13 | |
| 2014-11-12 | FRAZEE JOHN P JR Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,906 0 owned after | $22.47 exercise price | 2014-11-13 | |
| 2014-11-11 | WOBBY DANIEL S Officer (VP, Global Sales) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,116 13,301 owned after | $21.45 exercise price | 2014-11-12 | |
| 2014-11-11 | FRAZEE JOHN P JR Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,600 2,906 owned after | $22.47 exercise price | 2014-11-12 | |
| 2014-11-11 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3 0 owned after | $25.79 exercise price | 2014-11-12 | |
| 2014-11-10 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,390 0 owned after | $21.77 exercise price | 2014-11-12 | |
| 2014-11-10 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,203 3 owned after | $25.79 exercise price | 2014-11-12 | |
| 2014-11-10 | Birgeneau Robert J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,704 0 owned after | $22.60 exercise price | 2014-11-12 | |
| 2014-11-10 | Weisman Adam Officer (VP, Business Operations) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,640 0 owned after | $25.79 exercise price | 2014-11-12 | |
| 2014-11-10 | Weisman Adam Officer (VP, Business Operations) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 33,069 owned after | $16.00 exercise price | 2014-11-12 | |
| 2014-11-07 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,686 0 owned after | $25.79 exercise price | 2014-11-07 | |
| 2014-11-06 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −224 4,390 owned after | $21.77 exercise price | 2014-11-07 | |
| 2014-11-06 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,250 1,686 owned after | $25.79 exercise price | 2014-11-07 | |
| 2014-11-06 | PIKE DANIEL J Officer (VP, Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,982 0 owned after | $21.45 exercise price | 2014-11-07 | |
| 2014-11-05 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 4,614 owned after | $21.77 exercise price | 2014-11-07 | |
| 2014-11-05 | PIKE DANIEL J Officer (VP, Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,936 0 owned after | $25.79 exercise price | 2014-11-06 | |
| 2014-11-05 | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,717 0 owned after | $21.77 exercise price | 2014-11-06 | |
| 2014-11-04 | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −107,242 0 owned after | $26.05 exercise price | 2014-11-05 | |
| 2014-06-10 | SMITH STEPHEN R Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,408 8,704 owned after | $21.77 exercise price | 2014-06-13 | |
| 2014-06-10 | SMITH STEPHEN R Officer (VP, Marketing) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,968 11,968 owned after | $25.79 exercise price | 2014-06-13 | |
| 2014-05-09 | WOBBY DANIEL S Officer (VP, Global Sales) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,344 0 owned after | $21.77 exercise price | 2014-05-12 | |
| 2014-05-05 | Naman Ananth Officer (VP, Research & Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,289 1,097 owned after | $28.62 exercise price | 2014-05-07 | |
| 2014-05-05 | Naman Ananth Officer (VP, Research & Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,968 11,968 owned after | $27.94 exercise price | 2014-05-07 | |
| 2014-05-05 | Naman Ananth Officer (VP, Research & Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,875 14,625 owned after | $32.64 exercise price | 2014-05-07 | |
| 2014-05-05 | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,633 0 owned after | $26.05 exercise price | 2014-05-07 | |
| 2014-05-05 | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,106 0 owned after | $16.00 exercise price | 2014-05-07 | |
| 2014-05-02 | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,282 4,633 owned after | $26.05 exercise price | 2014-05-02 | |
| 2014-05-01 | JOHNSON WILLIAM S Officer (Vice President, CFO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,406 37,915 owned after | $26.05 exercise price | 2014-05-02 | |
| 2014-04-29 | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,809 107,242 owned after | $26.05 exercise price | 2014-04-30 | |
| 2014-04-28 | NOGLOWS WILLIAM P Director, Officer (Chairman, President & CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,352 115,051 owned after | $26.05 exercise price | 2014-04-30 | |
| 2014-03-13 | Polezoes Lisa A Officer (VP, Human Resources) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,271 0 owned after | $21.45 exercise price | 2014-03-13 | |
| 2014-03-13 | Polezoes Lisa A Officer (VP, Human Resources) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,222 1,741 owned after | $28.62 exercise price | 2014-03-13 | |
| 2014-03-10 | FRAZEE JOHN P JR Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,506 0 owned after | $22.08 exercise price | 2014-03-10 | |
| 2014-03-04 | Xia Bailing Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $44.88 exercise price | 2014-03-05 | |
| 2014-03-04 | WILKINSON STEVEN V Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $44.88 exercise price | 2014-03-05 | |
| 2014-03-04 | MOONEY EDWARD J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $44.88 exercise price | 2014-03-05 | |
| 2014-03-04 | KLEIN BARBARA A Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $44.88 exercise price | 2014-03-05 | |
| 2014-03-04 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $44.88 exercise price | 2014-03-05 | |
| 2014-03-04 | FULLER H LAURANCE Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $44.88 exercise price | 2014-03-05 | |
| 2014-03-04 | FRAZEE JOHN P JR Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $44.88 exercise price | 2014-03-05 | |
| 2014-03-04 | Birgeneau Robert J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $44.88 exercise price | 2014-03-05 |