CMC Materials, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 116 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-03-05: Reporting owner HILL RICHARD; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-03-05: Reporting owner FULLER H LAURANCE; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-03-05: Reporting owner FRAZEE JOHN P JR; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-03-05: Reporting owner Birgeneau Robert J; Form 4; Security Stock Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-03-05 | HILL RICHARD Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $35.47 exercise price | 2013-03-05 | |
| 2013-03-05 | FULLER H LAURANCE Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $35.47 exercise price | 2013-03-05 | |
| 2013-03-05 | FRAZEE JOHN P JR Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $35.47 exercise price | 2013-03-05 | |
| 2013-03-05 | Birgeneau Robert J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $35.47 exercise price | 2013-03-05 | |
| 2013-02-14 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,940 0 owned after | $33.72 exercise price | 2013-02-15 | |
| 2013-02-13 | ROMAN THOMAS S Officer (Corporate Controller) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 4,940 owned after | $33.72 exercise price | 2013-02-15 | |
| 2013-02-05 | PIKE DANIEL J Officer (VP, Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,333 34,977 owned after | $33.72 exercise price | 2013-02-06 | |
| 2013-02-04 | PIKE DANIEL J Officer (VP, Corporate Development) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,730 57,310 owned after | $33.72 exercise price | 2013-02-05 | |
| 2013-02-01 | WOBBY DANIEL S Officer (VP, Global Sales) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 22,978 owned after | $26.05 exercise price | 2013-02-04 | |
| 2013-02-01 | WOBBY DANIEL S Officer (VP, Global Sales) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,994 19,984 owned after | $26.05 exercise price | 2013-02-04 | |
| 2013-02-01 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,528 0 owned after | $20.00 exercise price | 2013-02-04 | |
| 2013-02-01 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,620 38,781 owned after | $33.72 exercise price | 2013-02-04 | |
| 2013-01-31 | Damashek Yumiko Officer (VP, Japan and Operations Asia) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,725 5,528 owned after | $20.00 exercise price | 2013-02-01 | |
| 2013-01-31 | ECKSTEIN BERNSTEIN H CAROL Officer (VP, Sec & General Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,639 41,401 owned after | $33.72 exercise price | 2013-01-31 | |
| 2013-01-29 | Birgeneau Robert J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,506 0 owned after | $22.47 exercise price | 2013-01-30 | |
| 2013-01-29 | FRAZEE JOHN P JR Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,880 0 owned after | $26.43 exercise price | 2013-01-30 |