BNC BANCORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-10: Reporting owner SMITH THOMAS RUDOLPH; Form 4; Security Option to purchase; Transaction Holding.
- 2007-11-15: Reporting owner FULTON W GROOME JR; Form 4; Security Option to Purchase; Transaction Holding.
- 2007-11-15: Reporting owner FULTON W GROOME JR; Form 4; Security Option to Purchase; Transaction Holding.
- 2007-11-13: Reporting owner FULTON W GROOME JR; Form 4; Security Option to Purchase; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-10 holding as of filing | SMITH THOMAS RUDOLPH Director | 4 | Option to purchase Derivative · Direct | Holding | 3,025 owned after | $5.95 exercise price | 2007-12-10 | |
| 2007-11-15 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,799 owned after | $4.65 exercise price | 2007-11-15 | |
| 2007-11-15 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,337 owned after | $5.95 exercise price | 2007-11-15 | |
| 2007-11-13 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,799 owned after | $4.65 exercise price | 2007-11-13 | |
| 2007-11-13 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,337 owned after | $5.95 exercise price | 2007-11-13 | |
| 2007-09-20 holding as of filing | SMITH THOMAS RUDOLPH Director | 4 | Option to purchase Derivative · Direct | Holding | 5,459 owned after | $4.65 exercise price | 2007-09-20 | |
| 2007-09-20 holding as of filing | SMITH THOMAS RUDOLPH Director | 4 | Option to purchase Derivative · Direct | Holding | 8,484 owned after | $5.95 exercise price | 2007-09-20 | |
| 2007-09-20 holding as of filing | TEAM ROBERT A JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 3,025 owned after | $5.95 exercise price | 2007-09-20 | |
| 2007-09-19 | SMITH THOMAS RUDOLPH Director | 4 | option to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,459 3,025 owned after | $4.65 | 2007-09-20 | |
| 2007-09-19 | TEAM ROBERT A JR Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,025 0 owned after | $5.95 | 2007-09-20 | |
| 2007-08-23 holding as of filing | Strayhorn Ralph N III Director, Officer (EVP & Director) | 4 | options to purchase Derivative · Direct | Holding | 13,052 owned after | $8.26 exercise price | 2007-08-23 | |
| 2007-08-22 | Strayhorn Ralph N III Director, Officer (EVP & Director) | 4 | Option to purchase Derivative · Direct | J Other acquisition or disposition (describe transaction) | +13,052 0 owned after | $8.26 | 2007-08-23 | |
| 2007-08-13 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 3,025 owned after | $5.95 exercise price | 2007-08-13 | |
| 2007-08-13 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 12,646 owned after | $4.65 exercise price | 2007-08-13 | |
| 2007-08-01 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,799 owned after | $4.65 exercise price | 2007-08-01 | |
| 2007-08-01 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,337 owned after | $5.95 exercise price | 2007-08-01 | |
| 2007-08-01 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 42,040 owned after | $3.25 exercise price | 2007-08-01 | |
| 2007-06-14 | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 19,337 owned after | $4.65 | 2007-08-01 | |
| 2007-06-14 | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +21,703 20,337 owned after | $3.25 | 2007-06-14 | |
| 2007-06-14 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 15,799 owned after | $4.65 exercise price | 2007-06-14 | |
| 2007-06-14 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 20,337 owned after | $5.95 exercise price | 2007-06-14 | |
| 2007-06-14 holding as of filing | FULTON W GROOME JR Director | 4 | Option to Purchase Derivative · Direct | Holding | 42,040 owned after | $3.25 exercise price | 2007-06-14 | |
| 2007-06-01 | STARRETT COLON E Director | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,140 4,570 owned after | $3.25 | 2007-06-01 | |
| 2007-06-01 holding as of filing | STARRETT COLON E Director | 4 | Option to purchase Derivative · Direct | Holding | 2,000 owned after | $9.00 exercise price | 2007-06-01 | |
| 2007-06-01 holding as of filing | STARRETT COLON E Director | 4 | Option to purchase Derivative · Direct | Holding | 4,570 owned after | $7.04 exercise price | 2007-06-01 | |
| 2007-05-16 | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,037 12,646 owned after | $3.25 | 2007-05-16 | |
| 2007-05-16 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 3,025 owned after | $5.95 exercise price | 2007-05-16 | |
| 2007-05-16 holding as of filing | WOOD RICHARD F Director | 4 | Options to purchase Derivative · Direct | Holding | 12,646 owned after | $4.65 exercise price | 2007-05-16 | |
| 2007-03-13 holding as of filing | PETERS LENIN J Director | 4 | Options to purchase Derivative · Direct | Holding | 28,714 owned after | $4.92 exercise price | 2007-03-13 | |
| 2007-03-13 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 50,522 owned after | $4.65 exercise price | 2007-03-13 | |
| 2007-03-13 holding as of filing | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | Holding | 55,060 owned after | $5.95 exercise price | 2007-03-13 | |
| 2007-03-09 | PETERS LENIN J Director | 4 | Option to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +28,714 26,346 owned after | $3.25 | 2007-03-13 | |
| 2007-02-14 holding as of filing | TEAM ROBERT A JR Director | 5 | Option to Purchase Derivative · Direct | Holding | 2,750 owned after | $9.00 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | WOOD RICHARD F Director | 5 | Options to purchase Derivative · Direct | Holding | 2,200 owned after | $8.18 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | WOOD RICHARD F Director | 5 | Options to purchase Derivative · Direct | Holding | 9,197 owned after | $6.40 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | WOOD RICHARD F Director | 5 | Options to purchase Derivative · Direct | Holding | 13,347 owned after | $4.47 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | WILLIFORD D VANN Director | 5 | option to purchase Derivative · Direct | Holding | 3,300 owned after | $8.18 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | WILLIFORD D VANN Director | 5 | option to purchase Derivative · Direct | Holding | 10,920 owned after | $6.40 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | WILLIFORD D VANN Director | 5 | option to purchase Derivative · Direct | Holding | 14,747 owned after | $4.47 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | WILLIFORD D VANN Director | 5 | Option to Purcahse Derivative · Direct | Holding | 16,521 owned after | $3.25 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | STARRETT COLON E Director | 5 | Option to purchase Derivative · Direct | Holding | 2,000 owned after | $9.00 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | STARRETT COLON E Director | 5 | Option to purchase Derivative · Direct | Holding | 2,570 owned after | $7.04 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | STARRETT COLON E Director | 5 | Option to purchase Derivative · Direct | Holding | 2,284 owned after | $4.92 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | SMITH THOMAS RUDOLPH Director | 5 | Option to purchase Derivative · Direct | Holding | 3,609 owned after | $7.04 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | SMITH THOMAS RUDOLPH Director | 5 | Option to purchase Derivative · Direct | Holding | 6,170 owned after | $9.00 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | Sloan Thomas R Director | 5 | Options to Purchase Derivative · Direct | Holding | 7,313 owned after | $18.17 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | Hagan Charles T III Director | 5 | options to purchase Derivative · Direct | Holding | 18 owned after | $18.17 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | PETERS LENIN J Director | 5 | Options to purchase Derivative · Direct | Holding | 20,665 owned after | $4.92 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | PETERS LENIN J Director | 5 | Option to purchase Derivative · Direct | Holding | 36,524 owned after | $7.04 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | PETERS LENIN J Director | 5 | Option to purchase Derivative · Direct | Holding | 39,824 owned after | $9.00 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | FULTON W GROOME JR Director | 5 | Option to Purchase Derivative · Direct | Holding | 15,724 owned after | $3.58 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | FULTON W GROOME JR Director | 5 | Option to Purchase Derivative · Direct | Holding | 27,213 owned after | $6.40 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | FULTON W GROOME JR Director | 5 | Option to Purchase Derivative · Direct | Holding | 30,513 owned after | $8.18 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | CALLAHAN LARRY L Director | 5 | Option to Purchase Derivative · Direct | Holding | 1,375 owned after | $9.00 exercise price | 2007-02-14 | |
| 2007-02-14 holding as of filing | Strayhorn Ralph N III Director, Officer (EVP & Director) | 5 | options to purchase Derivative · Direct | Holding | 34,886 owned after | $8.26 exercise price | 2007-02-14 | |
| 2007-01-29 holding as of filing | WILLIFORD D VANN Director | 4 | option to purchase Derivative · Direct | Holding | 3,300 owned after | $8.18 exercise price | 2007-01-29 | |
| 2007-01-29 holding as of filing | WILLIFORD D VANN Director | 4 | option to purchase Derivative · Direct | Holding | 10,920 owned after | $6.40 exercise price | 2007-01-29 | |
| 2007-01-29 holding as of filing | WILLIFORD D VANN Director | 4 | option to purchase Derivative · Direct | Holding | 14,747 owned after | $4.47 exercise price | 2007-01-29 | |
| 2007-01-26 | WILLIFORD D VANN Director | 4 | Option to Purcahse Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,258 15,019 owned after | $3.25 | 2007-01-29 | |
| 2007-01-08 holding as of filing | Strayhorn Ralph N III Director, Officer (EVP & Director) | 4 | options to purchase Derivative · Direct | Holding | 43,580 owned after | $8.26 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Options to purchase Derivative · Direct | Holding | 8,500 owned after | $9.00 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Options to purchase Derivative · Direct | Holding | 18,266 owned after | $7.04 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Options to purchase Derivative · Direct | Holding | 50,309 owned after | $4.92 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 42,340 owned after | $4.47 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 62,340 owned after | $18.75 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Holding | 58,865 owned after | $4.47 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 10,910 owned after | $7.04 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 17,910 owned after | $9.00 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | Holding | 24,910 owned after | $16.25 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 17,030 owned after | $9.00 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 28,749 owned after | $7.04 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 72,581 owned after | $4.47 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 79,581 owned after | $16.25 exercise price | 2007-01-08 | |
| 2007-01-08 holding as of filing | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | option to purchase Derivative · Direct | Holding | 104,581 owned after | $18.75 exercise price | 2007-01-08 | |
| 2007-01-05 | Strayhorn Ralph N III Director, Officer (EVP & Director) | 4 | options to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,886 8,694 owned after | $8.26 | 2007-01-08 | |
| 2007-01-05 | CALLICUTT RICHARD D II Director, Officer (EVP/COO) | 4 | Option to purchase Derivative · Direct | Z Deposit into or withdrawal from voting trust | −37,252 21,613 owned after | $5.95 | 2007-01-08 | |
| 2007-01-05 | SPENCER DAVID Officer (EVP/CFO) | 4 | Option to purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,997 32,023 owned after | $7.04 | 2007-01-08 | |
| 2007-01-05 | MONTGOMERY W SWOPE JR Officer (CEO/President) | 4 | Option to Purchase Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +19,095 85,486 owned after | $3.25 | 2007-01-08 |