FRANKLIN RESOURCES INC Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2018-05-01: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-05-01; Total offering amount $27,836,000.
- 2011-07-06: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2011-07-05; Total offering amount $11,224,335.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2018-05-01 | Rule 506(b) | Equity | 2018-05-01 | $27,836,000 | $27,836,000 | $0 | 1 |
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| 2011-07-06 | Rule 506 | Equity | 2011-07-05 | $11,224,335 | $11,224,335 | $0 | 3 |
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