BEAM INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-18: Reporting owner Mierzwicki Leo A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-18: Reporting owner Mierzwicki Leo A; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-18: Reporting owner Hine C Clarkson; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-17: Reporting owner Fink Nicholas I.; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-18 | Mierzwicki Leo A Officer (VP & Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,102 0 owned after | $35.67 exercise price | 2012-12-20 | |
| 2012-12-18 | Mierzwicki Leo A Officer (VP & Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,648 3,389 owned after | $36.25 exercise price | 2012-12-20 | |
| 2012-12-18 | Hine C Clarkson Officer (SVP Corp Comm & Public Affairs) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,942 0 owned after | $45.44 exercise price | 2012-12-20 | |
| 2012-12-17 | Fink Nicholas I. Officer (SVP, Chief Strategy Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,026 0 owned after | $47.32 exercise price | 2012-12-19 | |
| 2012-12-17 | Fink Nicholas I. Officer (SVP, Chief Strategy Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 408 owned after | $35.67 exercise price | 2012-12-19 | |
| 2012-12-12 | Rose Kenton R Officer (SVP & GC, CAO & Secretary) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,137 4,962 owned after | $35.67 exercise price | 2012-12-14 | |
| 2012-12-11 | Newlands William A Officer (SVP & President, NA) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,055 0 owned after | $35.67 exercise price | 2012-12-13 | |
| 2012-05-31 | Mackenzie Mindy Officer (SVP & Chief HR Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,039 10,040 owned after | $36.35 exercise price | 2012-06-01 | |
| 2012-05-30 | George Kevin B Officer (SVP & Chief Marketing Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,063 16,064 owned after | $36.25 exercise price | 2012-05-31 | |
| 2012-05-15 | Gourlay Ian Officer (SVP Operations & Supply Chain) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,001 20,079 owned after | $36.25 exercise price | 2012-05-16 | |
| 2012-05-14 | Gourlay Ian Officer (SVP Operations & Supply Chain) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,491 12,046 owned after | $35.67 exercise price | 2012-05-16 | |
| 2012-05-14 | Gourlay Ian Officer (SVP Operations & Supply Chain) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,909 26,080 owned after | $36.25 exercise price | 2012-05-16 | |
| 2012-05-09 holding as of filing | Fink Nicholas I. Officer (SVP, Chief Strategy Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $61.74 exercise price | 2012-05-09 | ||
| 2012-05-09 holding as of filing | Fink Nicholas I. Officer (SVP, Chief Strategy Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $67.19 exercise price | 2012-05-09 | ||
| 2012-05-09 holding as of filing | Fink Nicholas I. Officer (SVP, Chief Strategy Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $47.32 exercise price | 2012-05-09 | ||
| 2012-05-09 holding as of filing | Fink Nicholas I. Officer (SVP, Chief Strategy Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $35.67 exercise price | 2012-05-09 | ||
| 2012-05-09 holding as of filing | Fink Nicholas I. Officer (SVP, Chief Strategy Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $36.25 exercise price | 2012-05-09 | ||
| 2012-05-09 holding as of filing | Fink Nicholas I. Officer (SVP, Chief Strategy Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $51.08 exercise price | 2012-05-09 | ||
| 2012-05-09 holding as of filing | Fink Nicholas I. Officer (SVP, Chief Strategy Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $44.75 exercise price | 2012-05-09 | ||
| 2012-05-09 holding as of filing | Fink Nicholas I. Officer (SVP, Chief Strategy Officer) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $55.43 exercise price | 2012-05-09 | ||
| 2012-05-08 | Newlands William A Officer (SVP & President, NA) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,956 14,055 owned after | $36.25 | 2012-05-09 | |
| 2012-05-07 | Fink Nicholas I. Officer (SVP, Chief Strategy Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,371 7,371 owned after | $59.36 exercise price | 2012-05-09 | |
| 2012-05-07 | Baldock Philip A Officer (SVP & President, APSA) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,970 5,039 owned after | $35.67 exercise price | 2012-05-09 | |
| 2012-05-07 | Baldock Philip A Officer (SVP & President, APSA) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,023 6,023 owned after | $36.25 exercise price | 2012-05-09 | |
| 2012-03-01 | Newlands William A Officer (SVP & President, NA) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,100 25,011 owned after | $36.25 exercise price | 2012-03-05 | |
| 2012-03-01 | Rose Kenton R Officer (SVP & GC, CAO & Secretary) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 12,099 owned after | $35.67 exercise price | 2012-03-05 | |
| 2012-02-21 | George Kevin B Officer (SVP & Chief Marketing Officer) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,822 14,822 owned after | $55.43 exercise price | 2013-02-25 | |
| 2012-02-21 | Baldock Philip A Officer (SVP & President, APSA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,822 14,822 owned after | $55.43 exercise price | 2012-02-23 | |
| 2012-02-21 | George Kevin B Officer (SVP & Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,822 14,822 owned after | $55.43 exercise price | 2012-02-23 | |
| 2012-02-21 | Gourlay Ian Officer (SVP Operations & Supply Chain) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,751 10,751 owned after | $55.43 exercise price | 2012-02-23 | |
| 2012-02-21 | Mackenzie Mindy Officer (SVP & Chief HR Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,858 11,858 owned after | $55.43 exercise price | 2012-02-23 | |
| 2012-02-21 | Mierzwicki Leo A Officer (VP & Global Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,348 4,348 owned after | $55.43 exercise price | 2012-02-23 | |
| 2012-02-21 | Newlands William A Officer (SVP & President, NA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,739 21,739 owned after | $55.43 exercise price | 2012-02-23 | |
| 2012-02-21 | Probst Robert F Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,739 21,739 owned after | $55.43 exercise price | 2012-02-23 | |
| 2012-02-21 | Rose Kenton R Officer (SVP & GC, CAO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,846 12,846 owned after | $55.43 exercise price | 2012-02-23 | |
| 2012-02-21 | Shattock Matthew J Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,876 65,876 owned after | $55.43 exercise price | 2012-02-23 | |
| 2012-02-21 | Hine C Clarkson Officer (SVP Corp Comm & Public Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,905 7,905 owned after | $55.43 exercise price | 2012-02-23 | |
| 2012-02-21 | Baladi Albert Officer (SVP & President, EMEA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,822 14,822 owned after | $55.43 exercise price | 2012-02-23 | |
| 2012-02-16 | Rose Kenton R Officer (SVP & GC, CAO & Secretary) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,210 0 owned after | $38.83 exercise price | 2012-02-21 | |
| 2012-02-14 | Gaynor Donard P Officer (SVP Corporate Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,798 0 owned after | $45.44 exercise price | 2012-02-15 | |
| 2012-02-13 | Gaynor Donard P Officer (SVP Corporate Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,482 34,798 owned after | $45.44 exercise price | 2012-02-15 | |
| 2012-02-08 | Newlands William A Officer (SVP & President, NA) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,073 14,055 owned after | $35.67 exercise price | 2012-02-09 |