BEAM INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 65 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-04-30: Reporting owner Newlands William A; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-04-30: Reporting owner Newlands William A; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-04-30: Reporting owner Newlands William A; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2014-04-30: Reporting owner Newlands William A; Form 4; Security Employee Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-04-30 | Newlands William A Officer (SVP & President, NA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,729 0 owned after | $67.19 exercise price | 2014-05-02 | |
| 2014-04-30 | Newlands William A Officer (SVP & President, NA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −23,729 0 owned after | $64.95 exercise price | 2014-05-02 | |
| 2014-04-30 | Newlands William A Officer (SVP & President, NA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,095 0 owned after | $51.08 exercise price | 2014-05-02 | |
| 2014-04-30 | Newlands William A Officer (SVP & President, NA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,406 0 owned after | $44.75 exercise price | 2014-05-02 | |
| 2014-04-30 | Newlands William A Officer (SVP & President, NA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,739 0 owned after | $55.43 exercise price | 2014-05-02 | |
| 2014-04-30 | Newlands William A Officer (SVP & President, NA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,947 0 owned after | $61.42 exercise price | 2014-05-02 | |
| 2014-04-30 | Hine C Clarkson Officer (SVP Corp Comm & Public Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,942 0 owned after | $57.18 exercise price | 2014-05-02 | |
| 2014-04-30 | Hine C Clarkson Officer (SVP Corp Comm & Public Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,877 0 owned after | $67.19 exercise price | 2014-05-02 | |
| 2014-04-30 | Hine C Clarkson Officer (SVP Corp Comm & Public Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,673 0 owned after | $47.32 exercise price | 2014-05-02 | |
| 2014-04-30 | Hine C Clarkson Officer (SVP Corp Comm & Public Affairs) | 4 | Employee Stock Option (Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,481 0 owned after | $35.67 exercise price | 2014-05-02 | |
| 2014-04-30 | Hine C Clarkson Officer (SVP Corp Comm & Public Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,956 0 owned after | $36.25 exercise price | 2014-05-02 | |
| 2014-04-30 | Hine C Clarkson Officer (SVP Corp Comm & Public Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,433 0 owned after | $51.08 exercise price | 2014-05-02 | |
| 2014-04-30 | Hine C Clarkson Officer (SVP Corp Comm & Public Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,900 0 owned after | $44.75 exercise price | 2014-05-02 | |
| 2014-04-30 | Hine C Clarkson Officer (SVP Corp Comm & Public Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,905 0 owned after | $55.43 exercise price | 2014-05-02 | |
| 2014-04-30 | Hine C Clarkson Officer (SVP Corp Comm & Public Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,634 0 owned after | $61.42 exercise price | 2014-05-02 | |
| 2014-04-30 | Baladi Albert Officer (SVP & President, EMEA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,071 0 owned after | $49.93 exercise price | 2014-05-02 | |
| 2014-04-30 | Baladi Albert Officer (SVP & President, EMEA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,460 0 owned after | $44.75 exercise price | 2014-05-02 | |
| 2014-04-30 | Baladi Albert Officer (SVP & President, EMEA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,822 0 owned after | $55.43 exercise price | 2014-05-02 | |
| 2014-04-30 | Baladi Albert Officer (SVP & President, EMEA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,221 0 owned after | $61.42 exercise price | 2014-05-02 | |
| 2014-04-30 | Mierzwicki Leo A Officer (VP & Corporate Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −802 0 owned after | $51.08 exercise price | 2014-05-02 | |
| 2014-04-30 | Mierzwicki Leo A Officer (VP & Corporate Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,898 0 owned after | $55.43 exercise price | 2014-05-02 | |
| 2014-04-30 | Mierzwicki Leo A Officer (VP & Corporate Controller) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,771 0 owned after | $61.42 exercise price | 2014-05-02 | |
| 2014-04-30 | Mackenzie Mindy Officer (SVP&Chief Performance Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,040 0 owned after | $36.25 exercise price | 2014-05-02 | |
| 2014-04-30 | Mackenzie Mindy Officer (SVP&Chief Performance Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,095 0 owned after | $51.08 exercise price | 2014-05-02 | |
| 2014-04-30 | Mackenzie Mindy Officer (SVP&Chief Performance Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,900 0 owned after | $44.75 exercise price | 2014-05-02 | |
| 2014-04-30 | Mackenzie Mindy Officer (SVP&Chief Performance Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,858 0 owned after | $55.43 exercise price | 2014-05-02 | |
| 2014-04-30 | Mackenzie Mindy Officer (SVP&Chief Performance Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,405 0 owned after | $61.42 exercise price | 2014-05-02 | |
| 2014-04-30 | Rose Kenton R Officer (SVP & GC, CAO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −27,196 0 owned after | $57.18 exercise price | 2014-05-02 | |
| 2014-04-30 | Rose Kenton R Officer (SVP & GC, CAO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,911 0 owned after | $67.19 exercise price | 2014-05-02 | |
| 2014-04-30 | Rose Kenton R Officer (SVP & GC, CAO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,911 0 owned after | $47.32 exercise price | 2014-05-02 | |
| 2014-04-30 | Rose Kenton R Officer (SVP & GC, CAO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,962 0 owned after | $35.67 exercise price | 2014-05-02 | |
| 2014-04-30 | Rose Kenton R Officer (SVP & GC, CAO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,347 0 owned after | $36.25 exercise price | 2014-05-02 | |
| 2014-04-30 | Rose Kenton R Officer (SVP & GC, CAO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,095 0 owned after | $51.08 exercise price | 2014-05-02 | |
| 2014-04-30 | Rose Kenton R Officer (SVP & GC, CAO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,900 0 owned after | $44.75 exercise price | 2014-05-02 | |
| 2014-04-30 | Rose Kenton R Officer (SVP & GC, CAO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,846 0 owned after | $55.43 exercise price | 2014-05-02 | |
| 2014-04-30 | Rose Kenton R Officer (SVP & GC, CAO & Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,405 0 owned after | $61.42 exercise price | 2014-05-02 | |
| 2014-04-30 | Probst Robert F Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,662 0 owned after | $47.32 exercise price | 2014-05-02 | |
| 2014-04-30 | Probst Robert F Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −49,524 0 owned after | $47.32 exercise price | 2014-05-02 | |
| 2014-04-30 | Probst Robert F Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,055 0 owned after | $35.67 exercise price | 2014-05-02 | |
| 2014-04-30 | Probst Robert F Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,706 0 owned after | $35.67 exercise price | 2014-05-02 | |
| 2014-04-30 | Probst Robert F Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −32,127 0 owned after | $36.25 exercise price | 2014-05-02 | |
| 2014-04-30 | Probst Robert F Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,656 0 owned after | $36.25 exercise price | 2014-05-02 | |
| 2014-04-30 | Probst Robert F Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,095 0 owned after | $51.08 exercise price | 2014-05-02 | |
| 2014-04-30 | Probst Robert F Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −84,610 0 owned after | $44.75 exercise price | 2014-05-02 | |
| 2014-04-30 | Probst Robert F Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,739 0 owned after | $55.43 exercise price | 2014-05-02 | |
| 2014-04-30 | Probst Robert F Officer (SVP & Chief Financial Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,947 0 owned after | $61.42 exercise price | 2014-05-02 | |
| 2014-04-30 | Fink Nicholas I. Officer (SVP & President, APSA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,372 0 owned after | $67.19 exercise price | 2014-05-02 | |
| 2014-04-30 | Fink Nicholas I. Officer (SVP & President, APSA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,212 0 owned after | $36.25 exercise price | 2014-05-02 | |
| 2014-04-30 | Fink Nicholas I. Officer (SVP & President, APSA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,011 0 owned after | $51.08 exercise price | 2014-05-02 | |
| 2014-04-30 | Fink Nicholas I. Officer (SVP & President, APSA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,730 0 owned after | $44.75 exercise price | 2014-05-02 | |
| 2014-04-30 | Fink Nicholas I. Officer (SVP & President, APSA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,545 0 owned after | $55.43 exercise price | 2014-05-02 | |
| 2014-04-30 | Fink Nicholas I. Officer (SVP & President, APSA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,371 0 owned after | $59.36 exercise price | 2014-05-02 | |
| 2014-04-30 | Fink Nicholas I. Officer (SVP & President, APSA) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,588 0 owned after | $61.42 exercise price | 2014-05-02 | |
| 2014-04-30 | George Kevin B Officer (SVP & Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,064 0 owned after | $36.25 exercise price | 2014-05-02 | |
| 2014-04-30 | George Kevin B Officer (SVP & Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,095 0 owned after | $51.08 exercise price | 2014-05-02 | |
| 2014-04-30 | George Kevin B Officer (SVP & Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −63,460 0 owned after | $44.75 exercise price | 2014-05-02 | |
| 2014-04-30 | George Kevin B Officer (SVP & Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,822 0 owned after | $55.43 exercise price | 2014-05-02 | |
| 2014-04-30 | George Kevin B Officer (SVP & Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,313 0 owned after | $61.42 exercise price | 2014-05-02 | |
| 2014-04-30 | Shattock Matthew J Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −64,130 0 owned after | $35.67 exercise price | 2014-05-02 | |
| 2014-04-30 | Shattock Matthew J Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −49,597 0 owned after | $36.25 exercise price | 2014-05-02 | |
| 2014-04-30 | Shattock Matthew J Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,119 0 owned after | $51.08 exercise price | 2014-05-02 | |
| 2014-04-30 | Shattock Matthew J Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −296,110 0 owned after | $44.75 exercise price | 2014-05-02 | |
| 2014-04-30 | Shattock Matthew J Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −65,876 0 owned after | $55.43 exercise price | 2014-05-02 | |
| 2014-04-30 | Shattock Matthew J Director, Officer (President & CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −68,384 0 owned after | $61.42 exercise price | 2014-05-02 | |
| 2014-04-30 | WILSON PETER M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,490 0 owned after | $68.09 exercise price | 2014-05-02 |